RGC RESOURCES INC — Director's Dealing 2018

Dec 4, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-11-29

Reporting Person: Shockley C James Jr (VP, Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-29	Common Stock	M	1000	$12.633	Acquired	6568.329	Direct
2018-11-29	Common Stock	S	1000	$28	Disposed	5568.329	Direct
2018-11-30	Common Stock	M	1900	$12.633	Acquired	7468.329	Direct
2018-11-30	Common Stock	S	1900	$28	Disposed	5568.329	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-29	Employee Stock Options	$12.633	M	1000	Disposed	2023-12-06	Common Stock (1000)	Direct
2018-11-30	Employee Stock Options	$12.633	M	1900	Disposed	2023-12-06	Common Stock (1900)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options	$14.4	2024-12-04	Common Stock (4500)	4500	Direct
Employee Stock Options	$14.147	2025-12-03	Common Stock (4500)	4500	Direct
Employee Stock Options	$16.367	2026-12-08	Common Stock (4500)	4500	Direct

Footnotes

F1: Exercise of options granted 12/06/2013. Includes 2.383 shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 6.538 restricted shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

F2: Exercise of options granted 12/06/2013.