RGC RESOURCES INC — Director's Dealing 2018

Dec 7, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-12-04

Reporting Person: D ORAZIO JOHN S (Director, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-04	Common Stock	M	247	$12.673	Acquired	37763.392	Direct
2018-12-04	Common Stock	S	247	$27.9	Disposed	37516.392	Direct
2018-12-06	Common Stock	M	361	$12.673	Acquired	37877.392	Direct
2018-12-06	Common Stock	S	361	$27.5	Disposed	37516.392	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-04	Employee Stock Options	$12.673	M	247	Disposed	2023-04-01	Common Stock (247)	Direct
2018-12-06	Employee Stock Options	$12.673	M	361	Disposed	2023-04-01	Common Stock (361)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Empoloyee Stock Options	$12.633	2023-12-06	Common Stock (7500)	7500	Direct
Empoloyee Stock Options	$14.4	2024-12-04	Common stock (7500)	7500	Direct
Employee Stock Options	$14.147	2025-12-03	Common Stock (8250)	8250	Direct
Employee Stock Options	$16.367	2026-12-08	Common Stock (9750)	9750	Direct

Footnotes

F1: Exercise of options granted 04/01/2013. Includes 175.659 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 28.128 restricted shares purchased 11/01/2017 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

F2: Exercise of options granted 04/01/2013.