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RGC RESOURCES INC Director's Dealing 2018

Dec 6, 2018

33582_dirs_2018-12-06_fd2047c3-e70f-4eea-8922-7a1a82055b75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RGC RESOURCES INC (RGCO)
CIK: 0001069533
Period of Report: 2018-12-03

Reporting Person: Wells Robert L II (VP, Information Technology)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-03 Common Stock M 1000 $12.673 Acquired 12549.033 Direct
2018-12-03 Common Stock S 1000 $28 Disposed 11549.033 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-03 Employee Stock Options $12.673 M 1000 Disposed 2023-04-01 Common Stock (1000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $14.4 2024-12-04 Common Stock (3750) 3570 Direct
Employee Stock Options $14.147 2025-12-03 Common Stock (3750) 3750 Direct
Employee Stock Options $16.367 2026-12-08 Common Stock (3750) 3750 Direct

Footnotes

F1: Exercise of options granted 04/01/2013. Includes 5.847 shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 4.551 restricted shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.