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Rezolute, Inc. Major Shareholding Notification 2025

Sep 22, 2025

32362_mrq_2025-09-22_9a1c1730-d4e2-4ddd-83ec-75c97ddf2168.zip

Major Shareholding Notification

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xml version="1.0" encoding="UTF-8"? SCHEDULE 13G Field: Pseudo-Tag; ID: Name; Data: Invus Global Management, LLC 0002005369 XXXXXXXX LIVE Common Stock, $0.001 par value per share 09/18/2025 0001509261 Rezolute, Inc. 76200L309 275 Shoreline Drive, Suite 500 Redwood City CA 94065 Rule 13d-1(c) Invus Public Equities, L.P. D0 4171401.00 0.00 4171401.00 0.00 4171401.00 N 4.6 PN Invus Public Equities Advisors, LLC DE 4171401.00 0.00 4171401.00 0.00 4171401.00 N 4.6 OO Invus Global Management, LLC DE 4171401.00 0.00 4171401.00 0.00 4171401.00 N 4.6 OO Siren, L.L.C. DE 4171401.00 0.00 4171401.00 0.00 4171401.00 N 4.6 OO Avicenna Life Sci Master Fund LP E9 698599.00 0.00 698599.00 0.00 698599.00 N 0.8 PN Avicenna Life Sci Master GP LLC DE 698599.00 0.00 698599.00 0.00 698599.00 N 0.8 OO Ulys, L.L.C. DE 698599.00 0.00 698599.00 0.00 698599.00 N 0.8 OO Raymond Debbane R1 4870000.00 0.00 4870000.00 0.00 4870000.00 N 5.4 IN Rezolute, Inc. 275 Shoreline Drive, Suite 500, Redwood City, CA 94065 See Item 2(c) below. See Item 2(c) below. (i) Invus Public Equities, L.P. ("Invus Public Equities") 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Bermuda limited partnership (ii) Invus Public Equities Advisors, LLC ("Invus PE Advisors") 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Delaware limited liability company (iii) Invus Global Management, LLC ("Global Management") 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Delaware limited liability company (iv) Siren, L.L.C. ("Siren") c/o The Invus Group, LLC, 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Delaware limited liability company (v) Avicenna Life Sci Master Fund LP ("Avicenna Fund") 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Cayman Islands limited partnership (vi) Avicenna Life Sci Master GP LLC ("Avicenna GP") 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Delaware limited liability company (vii) Ulys, L.L.C. ("Ulys") 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Delaware limited liability company (viii) Mr. Raymond Debbane 750 Lexington Avenue, 30th Floor, New York, NY 10022 Citizenship: Panama The foregoing persons are hereinafter sometimes collectively referred to as the "Reporting Persons." Y Each of the Reporting Persons may be deemed to be the beneficial owner of the shares of common stock, $0.001 par value per share (the "Shares") of Rezolute, Inc. (the "Issuer") listed on such Reporting Person's cover page. As of September 18, 2025, Invus Public Equities directly held 4,171,401 Shares of the Issuer and Avicenna Fund directly held 698,599 Shares of the Issuer. Invus PE Advisors, as the general partner of Invus Public Equities, controls Invus Public Equities and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Invus Public Equities. Global Management, as the managing member of Invus PE Advisors, controls Invus PE Advisors and, accordingly, may be deemed to beneficially own the Shares that Invus PE Advisors may be deemed to beneficially own. Siren, as the managing member of Global Management, controls Global Management and, accordingly, may be deemed to beneficially own the Shares that Global Management may be deemed to beneficially own. Avicenna GP, as the general partner of Avicenna Fund, controls Avicenna Fund and, accordingly, may be deemed to beneficially own the Shares beneficially owned by Avicenna Fund. Ulys, as the managing member of Avicenna GP, controls Avicenna GP and, accordingly, may be deemed to beneficially own the Shares that Avicenna GP may be deemed to beneficially own. Mr. Raymond Debbane, as the managing member of Siren and Ulys, controls Siren and Ulys and, accordingly, may be deemed to beneficially own the Shares that Siren and Ulys may be deemed to beneficially own. As of September 18, 2025, each of the Reporting Persons may be deemed to be the beneficial owner of the percentage of Shares listed on such Reporting Person's cover page. Calculations of the percentage of Shares beneficially owned are based on 90,811,368 Shares outstanding as of September 15, 2025, as reported in the Issuer's Annual Report on Form 10-K filed with the Securities and Exchange Commission on September 17, 2025. See each cover page hereof. See each cover page hereof. See each cover page hereof. See each cover page hereof. Y Y Y Y Y N Each of the Reporting Persons hereby makes the following certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. Invus Public Equities, L.P. /s/ Raymond Debbane Raymond Debbane, President of Invus Public Equities Advisors, LLC, its general partner 09/22/2025 Invus Public Equities Advisors, LLC /s/ Raymond Debbane Raymond Debbane, President 09/22/2025 Invus Global Management, LLC /s/ Raymond Debbane Raymond Debbane, President 09/22/2025 Siren, L.L.C. /s/ Raymond Debbane Raymond Debbane, President 09/22/2025 Avicenna Life Sci Master Fund LP /s/ Raymond Debbane Raymond Debbane, Chief Executive Officer of Avicenna Life Sci Master GP LLC, its general partner 09/22/2025 Avicenna Life Sci Master GP LLC /s/ Raymond Debbane Raymond Debbane, Chief Executive Officer 09/22/2025 Ulys, L.L.C. /s/ Raymond Debbane Raymond Debbane, President 09/22/2025 Raymond Debbane /s/ Raymond Debbane Raymond Debbane 09/22/2025