Rezolute, Inc. — Director's Dealing 2025

Feb 20, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2025-02-16

Reporting Person: Evans Daron (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-02-16	Common Shares	A	77000	—	Acquired	227900	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-02-16	Employee Stock Option (Right to Buy)	$4.61	A	45000	Acquired	2035-02-16	Common Shares (45000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	40000	Indirect
Common Shares	20000	Indirect
Common Shares	13000	Indirect
Common Shares	4500	Indirect
Common Shares	4500	Indirect

Footnotes

F1: Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028.

F2: PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: The options vest as follows: 1/36th monthly beginning on March 16, 2025.