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Rezolute, Inc. — Director's Dealing 2025
Feb 20, 2025
32362_dirs_2025-02-19_b9640d1d-9789-4ff9-89b4-f3e25c0cb80c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2024-06-25
Reporting Person: Kim Young-Jin (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-16 | Common Shares | A | 25500 | — | Acquired | 140950 | Direct |
| 2024-06-25 | Common Shares | P | 1250000 | $4 | Acquired | 7192617 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-16 | Director Stock Option (Right to Buy) | $4.61 | A | 15000 | Acquired | 2035-02-16 | Common Shares (15000) | Direct |
Footnotes
F1: Represents grant of restricted stock units which vest 100% on March 1, 2026.
F2: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.
F3: The options vest 100% on March 1, 2026.
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