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Rezolute, Inc. Director's Dealing 2025

Feb 20, 2025

32362_dirs_2025-02-19_b9640d1d-9789-4ff9-89b4-f3e25c0cb80c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2024-06-25

Reporting Person: Kim Young-Jin (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-02-16 Common Shares A 25500 Acquired 140950 Direct
2024-06-25 Common Shares P 1250000 $4 Acquired 7192617 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-02-16 Director Stock Option (Right to Buy) $4.61 A 15000 Acquired 2035-02-16 Common Shares (15000) Direct

Footnotes

F1: Represents grant of restricted stock units which vest 100% on March 1, 2026.

F2: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.

F3: The options vest 100% on March 1, 2026.