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Rezolute, Inc. Director's Dealing 2025

Jun 13, 2025

32362_dirs_2025-06-12_d6e3d2c2-bbb1-49aa-8ef2-78bf85dc550f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2025-06-10

Reporting Person: Evans Daron (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-06-10 Common Shares A 26000 Acquired 263900 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-06-10 Employee Stock Option (Right to Buy) $4.39 A 15000 Acquired 2035-06-10 Common Shares (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 23000 Indirect
Common Shares 20000 Indirect
Common Shares 4500 Indirect
Common Shares 4500 Indirect
Common Shares 40000 Indirect

Footnotes

F1: Represents grant of restricted stock units which vest as follows: 1/3 on July 1, 2026; 1/3 on July 1, 2027; and 1/3 on July 1, 2028.

F2: PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F3: The options vest as follows: 1/36th monthly beginning on July 10, 2025.