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Rezolute, Inc. — Director's Dealing 2025
Jun 13, 2025
32362_dirs_2025-06-12_22679ec0-a227-4a13-b173-48c3d9328551.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2025-06-10
Reporting Person: Kim Young-Jin (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-10 | Common Shares | A | 9000 | — | Acquired | 149950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-06-10 | Director Stock Option (Right to Buy) | $4.39 | A | 5000 | Acquired | 2035-06-10 | Common Shares (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 7192617 | Indirect |
Footnotes
F1: Represents grant of restricted stock units which vest 100% on July 1, 2026.
F2: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc. except to the extent of his pecuniary interest therein, if any.
F3: The options vest 100% on July 1, 2026.
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