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Rezolute, Inc. — Director's Dealing 2025
Aug 27, 2025
32362_dirs_2025-08-27_9c4665f5-d499-49b3-b3ba-3bd91b154c5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2025-08-18
Reporting Person: Karnawat Sunil Ratilal (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-08-18 | Common Shares | A | 25000 | — | Acquired | 27442 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-08-18 | Employee Stock Option (Right to Buy) | $6.55 | A | 275000 | Acquired | 2035-08-18 | Common Shares (275000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 8000 | Indirect |
| Common Shares | 1898 | Indirect |
Footnotes
F1: Represents grant of restricted stock units which vest as follows: 1/4 on September 1, 2026; 1/4 on September 1, 2027; 1/4 on September 1, 2028; and 1/4 on September 1, 2029.
F2: The options shall vest and become exercisable as follows: One fourth (1/4) of such Options shall vest on the one-year anniversary of the grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Reporting Person's termination of continuous service.