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Rezolute, Inc. — Director's Dealing 2025
Nov 21, 2025
32362_dirs_2025-11-21_50a63ed9-52e1-42fe-9e54-f1df56a5189d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2025-11-19
Reporting Person: Evans Daron (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-11-19 | Common Shares | A | 107000 | — | Acquired | 375900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-11-19 | Employee Stock Option (Right to Buy) | $10.16 | A | 63000 | Acquired | 2035-11-19 | Common Shares (63000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 23000 | Indirect |
| Common Shares | 20000 | Indirect |
| Common Shares | 4500 | Indirect |
| Common Shares | 4500 | Indirect |
| Common Shares | 40000 | Indirect |
Footnotes
F1: Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026.
F2: PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: The options vest 1/36th monthly beginning on December 19, 2025.
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