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Rezolute, Inc. — Director's Dealing 2024
Mar 14, 2024
32362_dirs_2024-03-14_13cdef8b-0c84-4ada-898e-11e3ba23c02b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2022-07-22
Reporting Person: Kim Young-Jin (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-22 | Common Shares | P | 78947 | $3.8 | Acquired | 78947 | Direct |
| 2024-03-07 | Common Shares | P | 36503 | $1.9138 | Acquired | 115450 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5942617 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8969 to $1.9533, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.