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Rezolute, Inc. Director's Dealing 2022

Jun 28, 2022

32362_dirs_2022-06-27_e4b4ee98-951d-4557-887c-8d5d811e27ef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2022-06-23

Reporting Person: ROBERTS BRIAN KENNETH (Sr VP, Clinic Development)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-23 Stock Option (right to buy) $3.40 A 700000 Acquired 2032-06-23 Common Stock (700000) Direct

Footnotes

F1: This Option shall vest and become exercisable as follows: one fourth (1/4) of such Options shall vest on the one year anniversary of the Grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Reporting Person's termination of Continuous Service.