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Rezolute, Inc. — Director's Dealing 2021
Jul 15, 2021
32362_dirs_2021-07-14_e6fdc8fa-9ac4-4fe7-92e4-ebe82b35d511.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Rezolute, Inc. (RZLT)
CIK: 0001509261
Period of Report: 2021-06-14
Reporting Person: Hogenhuis Wladimir (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-14 | Stock Option (right to buy) | $12.28 | A | 10000 | Acquired | 2031-06-14 | Common Stock (10000) | Direct |
Footnotes
F1: The Option will become vested and exercisable as follows: one thirty-sixth (1/36) of such Options shall vest on the first day of the month following Grant Date and each month thereafter on the first day of each month until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Director's termination of Continuous Service.
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