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Rezolute, Inc. Director's Dealing 2017

Mar 15, 2017

32362_dirs_2017-03-15_b30c1602-7e82-4363-9e3d-7f1d06b1a723.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AntriaBio, Inc. (ANTB)
CIK: 0001509261
Period of Report: 2017-03-08

Reporting Person: Welch David F (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-08 Common Stock P 5000 $0.98 Acquired 1801415 Indirect
2017-03-09 Common Stock P 5000 $0.95 Acquired 1806415 Indirect
2017-03-10 Common Stock P 5000 $0.95 Acquired 1811415 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 28100 Indirect
Common Stock 15000 Direct

Footnotes

F1: The Reporting Person is General Partner of Welch Group, LP and has voting and dispositive power of the shares of the Issuer's common stock owned by Welch Group, LP.

F2: The Reporting Person is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock owned by LRFA, LLC.