Rezolute, Inc. — Director's Dealing 2015

Jun 29, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AntriaBio, Inc. (ANTB)
CIK: 0001509261
Period of Report: 2015-06-24

Reporting Person: Welch David F (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1766432	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrant to purchase Common Stock	$1.89	2017-01-15	Common Stock (8334)		Indirect
Warrant to purchase Common Stock	$2.34	2017-03-31	Common Stock (96155)		Indirect
Warrant to purchase Common Stock	$2.50	2017-12-31	Common Stock (1081082)		Indirect
Warrant to purchase Common Stock	$2.50	2018-04-06	Common Stock (540541)		Indirect

Footnotes

F1: LRFA, LLC owns shares of common stock and warrants to purchase shares of common stock of the Issuer. Dr. Welch is President of LRFA, LLC and has voting and dispositive power of the shares of the Issuer's common stock held by LRFA, LLC.