AI assistant
RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2018
Oct 16, 2018
34871_dirs_2018-10-16_ce44d096-e83e-4f4c-8f7a-4ee371586f6a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2018-10-12
Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-12 | Common Stock | P | 2687 | $0.7026 | Acquired | 13722948 | Direct |
| 2018-10-15 | Common Stock | P | 8352 | $0.6864 | Acquired | 13731300 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4270000 | Indirect |
Footnotes
F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into September 29, 2017.
F2: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.
F3: Mr. Shaw has investment power over 1,500,000 shares as Trustee for the benefit of family members. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.