AI assistant
RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2017
Oct 31, 2017
34871_dirs_2017-10-31_bc890519-ea78-404e-aafe-99e61573f8d8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2017-10-31
Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-31 | Common Stock | P | 2600 | $0.625 | Acquired | 13180729 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4270000 | Indirect |
Footnotes
F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on September 29, 2017.
F2: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer or any security holder of the Issuer full information regarding the number of shares purchased at each price upon written request.
F3: Mr. Shaw has investment power of 1,500,000 shares as Trustee for the benefit of family members. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.