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RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2016
Apr 7, 2016
34871_dirs_2016-04-07_6c6a356f-de8d-44d3-a048-9a7701733148.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2016-04-05
Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-05 | Option (non-qualified) | $0.81 | X | 1000000 | Disposed | 2019-07-15 | Common Stock (1000000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10865642 | Direct |
| Common Stock | 3800000 | Indirect |
Footnotes
F1: Mr. Shaw has investment power over 1,000,000 shares as Trustee for the benefit of immediate family members. Mr. Shaw has voting control over the remainder of the shares pursuant to a Voting Agreement.
F2: This item is inapplicable for a stock option exercised at the exercise price.
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