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RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2016
Oct 11, 2016
34871_dirs_2016-10-11_e36607f2-959c-4800-a77a-9994b8e37f7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2016-05-02
Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-02 | Common Stock | J | 30000 | — | Disposed | 3770000 | Indirect |
| 2016-09-14 | Common Stock | G | 500000 | — | Disposed | 10365642 | Direct |
| 2016-09-14 | Common Stock | G | 500000 | — | Acquired | 4270000 | Indirect |
| 2016-09-14 | Common Stock | G | 200000 | — | Disposed | 10165642 | Direct |
| 2016-09-14 | Common Stock | G | 100000 | — | Disposed | 10065642 | Direct |
Footnotes
F1: These shares were released from the Voting Agreement between Mr. Shaw and his former spouse.
F2: There is no associated price.
F3: Gift to trust for benefit of immediate family for which Mr. Shaw is trustee.
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