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RETRACTABLE TECHNOLOGIES INC Director's Dealing 2016

Oct 11, 2016

34871_dirs_2016-10-11_e36607f2-959c-4800-a77a-9994b8e37f7f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2016-05-02

Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-02 Common Stock J 30000 Disposed 3770000 Indirect
2016-09-14 Common Stock G 500000 Disposed 10365642 Direct
2016-09-14 Common Stock G 500000 Acquired 4270000 Indirect
2016-09-14 Common Stock G 200000 Disposed 10165642 Direct
2016-09-14 Common Stock G 100000 Disposed 10065642 Direct

Footnotes

F1: These shares were released from the Voting Agreement between Mr. Shaw and his former spouse.

F2: There is no associated price.

F3: Gift to trust for benefit of immediate family for which Mr. Shaw is trustee.