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RETRACTABLE TECHNOLOGIES INC Director's Dealing 2016

Nov 2, 2016

34871_dirs_2016-11-02_58bbf713-b670-4898-8af0-f31968df49e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2016-11-01

Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-01	Option (non-qualified)	$2.66	A	1	Acquired	2026-11-01	Common Stock (3000000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10065642	Direct
Common Stock	4270000	Indirect

Footnotes

F1: Mr. Shaw has investment power over 1,500,000 shares as Trustee for the benefit of immediate family members. Mr. Shaw has voting control over the remainder of the shares pursuant to a Voting Agreement.

F2: Exercisable upon shareholder approval.

F3: Grant of option does not require price.

F4: Mr. Shaw has one option with 3 million shares of Common Stock underlying it.