RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2016

Dec 27, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2016-12-27

Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-27	Option (non-qualified)	$2.66	J	1	Disposed	2016-12-27	Common Stock (3000000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10065642	Direct
Common Stock	4270000	Indirect

Footnotes

F1: Mr. Shaw has investment power over 1,500,000 shares as Trustee for the benefit of immediate family members. Mr. Shaw has voting control over the remainder of the shares pursuant to a Voting Agreement.

F2: Mr. Shaw's option terminated pursuant to its terms due to the fact that the shareholders did not approve it.

F3: Mr. Shaw's Form 4 filed on November 2, 2016 specified that the option would be exercisable upon shareholder approval. The shareholders did not approve the option.

F4: Not required.