RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2011

Nov 16, 2011

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2011-11-14

Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2011-11-14	Common Stock	J	5000	—	Acquired	7734035	Direct
2011-11-14	Common Stock	J	81607	—	Acquired	7815642	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2011-11-14	Series IV Class B Convertible Preferred Stock	$0	J	5000	Disposed		Common Stock (5000)	Direct
2011-11-14	Series V Class B Convertible Preferred Stock	$0	J	81607	Disposed		Common Stock (81607)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3800000	Indirect

Footnotes

F1: These shares were acquired in exchange for 5,000 shares of Series IV Class B Convertible Preferred Stock pursuant to an issuer tender offer dated September 12, 2011.

F2: These shares were acquired in exchange for 81,607 shares of Series V Class B Convertible Preferred Stock pursuant to an issuer tender offer dated September 12, 2011.

F3: Mr. Shaw has investment power over 1,000,000 shares as Trustee for the benefit of immediate family members. Mr. Shaw has voting control over the remainder of the shares pursuant to a Voting Agreement.

F4: Immediately convertible

F5: Not applicable

F6: These shares were disposed in exchange for 5,000 shares of Common Stock pursuant to an issuer tender offer dated September 12, 2011.

F7: These shares were disposed in exchange for 81,607 shares of Common Stock pursuant to an issuer tender offer dated September 12, 2011.