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RETRACTABLE TECHNOLOGIES INC — Director's Dealing 2006
Nov 13, 2006
34871_dirs_2006-11-13_d141709b-2ec5-40ea-8e20-8c40b0b28cc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RETRACTABLE TECHNOLOGIES INC (RVP)
CIK: 0000946563
Period of Report: 2006-11-08
Reporting Person: SHAW THOMAS J (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-08 | Common Stock | G | 2800000 | — | Disposed | 8400000 | Direct |
| 2006-11-08 | Common Stock | J | 2800000 | — | Acquired | 2800000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series IV Class B Convertible Preferred Stock | $0 | Common Stock (5000) | 80000 | Direct | |
| Series V Class B Convertible Preferred Stock | $0 | Common Stock (25000) | 80000 | Direct | |
| Series V Class B Convertible Preferred Stock | $0 | Common Stock (25000) | 80000 | Direct | |
| Series V Class B Convertible Preferred Stock | $0 | Common Stock (25000) | 80000 | Direct |
Footnotes
F1: Acquired control through a Voting Agreement
F2: N/a
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