Resolute Mining Limited — Regulatory Filings 2012

Apr 22, 2012

Form 604

Corporations Law
Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme	Resolute Mining Ltd
ACN/ARSN	097 088 689
1. Details of substantial holder
Name		Bank of America Corporation and its related bodies corporate
ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on		19 April 2012
The previous notice was given to the company on		2 March 2012

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now r substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous Notice		Present Notice
	Person's Votes	Voting Power (5)	Person's Votes	Voting Power (5)
Ordinary	55,723,695	8.50%	45.854.004	6.99%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whose relevant interest changed	Nature of Change (6)	Consideration qiven in relation to change (7)	Class and Number of securities affected	Person's votes affected
Please see Annexure A.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered holder (8)	Nature of relevant interest (6)	Class and number of securities	Person's votes
Merrill Lynch (Australia) Futures Ltd	Merrill Lynch (Australia) Nominees Pty Ltd	Merrill Lynch (Australia) Futures Ltd	Beneficial Owner	Ordinary 11,082,007	11,082,007
Merrill Lynch International	Merrill Lynch (Australia) Nominees Pty Ltd	Merrill Lynch International	Beneficial Owner	Ordinary 213.455	213.455
Merrill Lynch International (Australia) Ltd	MLEQ Nominees Pty Ltd	Merrill Lynch International (Australia) Ltd	Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix)	Ordinary 32, 130, 957	32,130,957
Merrill Lynch International	Merrill Lynch (Australia) Nominees Ptv Ltd	Merrill Lynch International	Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix)	Ordinary 2.427.585	2.427.585

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their
association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fo

-----	Nature of association
Name and ACN/ ARSN (if applicable)	_____
N/A	N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Bank of America Corporation	100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Merrill Lynch (Australia) Futures Ltd	Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000. Australia
Merrill Lynch International	2 King Edward Street, London EC1A 1HQ, United Kingdom
Merrill Lynch International (Australia) Ltd	Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000. Australia
Merrill Lynch (Australia) Nominees Pty Ltd	Level 19, 120 Collins St. Melbourne Vic 3000, Australia
MLEQ Nominees Pty Ltd	Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia

SIGNATURE

	Print Name: Fiona Cheng	Capacity: Authorised signatory
Sign Here:	ocer	Date: 23 April 2012

Annexure A

Date of change Person whose relevant interest changed	Nature of change (4)	Consideration (5)	Class (6) or securites	Securities affected	Person's votes
1-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		105.478 Ordinary	(54, 300)	affected (54, 300)
1-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		31.145 Ordinary	(15,730)	(15.730)
2-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		24,245 Ordinary	(12,068)	(12,068)
2-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		7,246 Ordinary	(3,632)	13.632
5-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		30,311 Ordinary	(15,204)	(15.204)
5-Mar-12 Merrill Lynch (Australia) Futures Ltd 6-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell Sell		1,960 Crdinary 22,636 Ordinary	(960) (11,608)	(980)
6-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sel		811 Ordinary	(413)	(11.608)
6-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sel		2,956 Ordinary	(1, 516)	(413) (1,516)
7-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		23,597 Ordinary	(12, 585)	(12, 585)
7-Mar-12 Merril Lynch (Australia) Futures Ltd	Sell		2,726 Ordinary	(1,444)	(1.444)
7-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sel		10,782 Ordinary	(5,720)	(5.720)
8-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		35,483 (Ordinary	18,924	18,924
8-Mar-12 Merrill Lynch (Australia) Futures Ltd 8-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell Buy		18.072 Ordinary 35,483 Ordinary	(9, 462) 18,924	(9.462) 18,924
8-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		474 Ordinary	(249)	[249]
9-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		1,798 Ordinary	(923)	(923)
9-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		30.425 Ordinary	(15, 444)	(15, 444)
12-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		55,014 Ordinary	(27, 926)	(27.926)
12-Mar-12 Merrill Lynch (Australia) Futures Ltd 12-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell Sell		1,940 Ordinary 6,101 Ordinary	(972) (2,933)	(972) (2.933)
12-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		2,174 Ordinary	1,045	1,045
13-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		53,019 Ordinary	25,490	25,490
13-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		19,433 Ordinary	(9,343)	(9,343)
13-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		19,433 Crdinary	(9,343)	(9,343)
13-Mar-12 Merrill Lynch (Australia) Futures Ltd 13-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		16,657 Ordinary 65,912 Crdinary	7,932 (32, 032)	7.932 32,032
13-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell Sell		38,701 Ordinary	(13, 517)	(18.517)
14-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		12,243 Ordinary	5,886	5,686
14-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		19,433 Ordinary	9,343	9.343
14-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		19,433 Ordinary	(9.343)	(9.343)
14-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		20,563 Ordinary	9,886	9,686 (17.111)
14-Mar-12 Merrill Lynch (Australia) Futures Ltd 15-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell Buy.		35,237 Ordinary 11,541 Ordinary	(17, 111) 5,685	5,685
15-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		81,072 Crdinary	(39,937)	(39,937)
15-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy.		7.318 Ordinary	3,659	3,659
15-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		79 Ordinary	39	39
15-Mar-12 Merrill Lynch (Australia) Futures Ltd 15-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell Buyl		10,444 Ordinary 40 Ordinary	(5,235) 20	(5.235) 20
16-Mar-12 Merril Lynch (Australia) Futures Ltd	Buy		89,816 Ordinary	44,049	44,049
19-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sel		12,782 Crdinary	(6,321)	(6, 321)
19-Mar-12 Merril Lynch (Australia) Futures Ltd 20-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sel Buy		3,686 Crdinary 17,446 Crdinary	(1.816) 8,551	(1.316) 8.551
20-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sel		4 Ordinary	(2)	(2)
21-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		6,917 Ordinary	3,447	3,447
22-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy	140.152 Ordinary		71,561 73,347	71,561 73.347
22-Mar-12 Merrill Lynch (Australia) Futures Ltd 23-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy Buy	139,726 Ordinary 176,497 Ordinary		98,497	98,497
23-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		3,014 Ordinary	1,679	1.679
26-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		19,731 Ordinary	10,955	10.955
26-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		60,527 Ordinary 17,386 Ordinary	33,626 9,632	33.626
27-Mar-12 Merrill Lynch (Australia) Futures Ltd 27-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy Buy		61,556 Ordinary	34,103	9.632 34 103
28-Mar-12 Merrill Lynch (Australia) Futures Ltd	Sell		64,767 Ordinary	(35,009)	(35.009)
28-Mar-12 Merrill Lynch (Australia) Futures Ltd	Buy		13,995 Ordinary	7,565	7.565
30-Mar-12 Merrill Lynch (Australia) Futures Ltd 2-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy Buy		2,772 Ordinary 26,894 Ordinary	1,529 14,941	1.529 14.941
3-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buv		23,863 Ordinary	13,914	13.914
4-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		42,688 Ordinary	24,891	24,891
4-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell		77,068 Ordinary	(46, 844)	(46.844) 24.891
4-Apr-12 Merrill Lynch (Australia) Futures Ltd 4-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy Buy		42,688 Ordinary 15,926 Ordinary	24,691 9,686	9,686
4-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		8,865 Ordinary	5,506	5,506
5-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		25.514 Ordinary	15,986	15,986
5-Apr- 12 Merrill Lynch (Australia) Futures Ltd	Buy		3.367 Ordinary	2,053	2.053
10-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell	306,856 Ordinary		(183.867)	(183.867)
10-Apr-12 Merrill Lynch (Australia) Futures Ltd 11-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell Sell	434,789 Ordinary	14.677 Ordinary	(6, 829) (258, 434)	(8, 829) (258, 434)
11-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell		13,988 Ordinary	(8,204)	(8, 204)
12-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell		44,788 Ordinary	(26.349)	(26, 349)
12-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy	18,535,000 Ordinary		11,000,000	11,000,000
12-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell		244 Ordinary	(144)	(144) 20,163
13-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy Sell		34,277 Ordinary 98,094 Ordinary	20,163 (56, 866)	(56, 866)
13-Apr-12 Merrill Lynch (Australia) Futures Ltd 13-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy	1,307,700 Ordinary		750,000	750,000
16-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		12,854 Ordinary	7,561	7,561
16-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		3,958 Ordinary	2,349 (250,000)	2,349 (250,000)
16-Apr-12 Merrill Lynch (Australia) Futures Ltd 17-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell Buy	421.705 Ordinary	42,310 Ordinary	25.110	25.110
17-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		42,310 Ordinary	25,110	25.110
17-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		42.784 Ordinary	25,108	25 108
17-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell	828,750 (Ordinary		(500,000)	(500,000)
18-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		146,254 (Ordinary	86,772 14.399	86,772 14,399
18-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy		24,190 Ordinary 16,891 Ordinary	9,936	9,936
19-Apr-12 Merrill Lynch (Australia) Futures Ltd	Buy Buy		85,364 Ordinary	50,211	50.211
19-Apr-12 Merrill Lynch (Australia) Futures Ltd 19-Apr-12 Merrill Lynch (Australia) Futures Ltd	Sell		2.825 Ordinary	(1.662)	(1.662)
8-Mar-12 Merrill Lynch International	Sell		29,751 Ordinary	(15,573)	(15, 578)
16-Mar-12 Merrill Lynch International	Sell	319,695 Ordinary		(156, 744)	(156.744)
13-Apr-12 Merrill Lynch International	Buy		257 Ordinary	147	147
1-Mar-12 Merrill Lynch International	Securities borrowed		N/A Drdinary	8,498,000	8,498,000 (831,000)
1-Mar-12 Merrill Lynch International	Securities returned Securities returned		N/A Drdinary N/A Drdinary	(831,000) (3,566,000)	(3,566,000)
1-Mar-12 Merrill Lynch International 1-Mar-12 Merrill Lynch International	Securities returned		N/A Ordinary	(1.770.000)	(1,770,000)

Annexure A

1-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(4,101,000)	(4, 101, 000)
2-Mar-12 Merrill Lynch International	Securities returned	N/A (Ordinarv	(446,000)	(446,000)
5-Mar-12 Merrill Lynch International	Securities corrowed	N A Ordinary	2,674,019	2,674,019
6-Mar-12 Merrill Lynch International	Securities returned
		N/A Ordinary	(8,956,019)	(8,956,019)
6-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(2,674,019)	(2,674,019)
6-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(6, 282, 000)	(6, 282, 000)
6-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	8,956,019	8,956,019
7-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	1,408,000	1,408,000
8-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,408,000)	(1,408,000)
8-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	1,417,000	1,417,000
8-Mar-12 Merrill Lynch International		N/A
	Securities returned	Ordinary	(804,540)	(804,540)
14-Mar-12 Merrill Lynch International	Securities borrowed	NΆ Ordinary	4,035,000	4,035,000
15-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	5,452,000	5,452,000
15-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,417,000)	(1,417,000)
15-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(5,066,000)	(5,066,000)
15-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(4.035, 000)	(4,035,000)
19-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	8,200,000	8,200,000
20-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(386,000)	(386,000)
20-Mar-12 Merrill Lynch International	Securities returned
		N/A Ordinary	(1,700,521)	(1,700,521)
20-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	1,427,000	1,427,000
20-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	1,734,000	1,734,000
21-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,174,000)	(1,174,000)
21-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	12,751,419	12,751,419
22-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(66, 641)	(65, 641)
22-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,734,000)	(1,734,000)
22-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(253,000)	(253,000)
22-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(12,751,419)	(12,751,419)
22-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	14,738,419	14,738,419
23-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,886,000)	(1,866,000)
23-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(2,623,000)	(2,623,000)
26-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	1,465,000	1,465,000
27-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	22,037	22,037
27-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	4,746,000	4,746,000
27-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(14.738,419)	$\overline{(14,738,419)}$
27-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,465,000)	(1,465,000)
27-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	16,203,419	16,203,419
28-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(22.037)	(22,037)
28-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	7,783,920	7,783,920
29-Mar-12 Merril Lynch International	Securities returned	N/A Ordinary	(1,924.838)	(1.924, 838)
29-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	16,203,419	16,203,419)
29-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	20,949,420	20,949,420
		N/A Ordinary
29-Mar-12 Merril Lynch International	Securities borrowed		9,708,758	9,708,758
29-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	(4,746,000)	(4,746,000)
29-Mar-12 Merrill Lynch International	Securities returned	N/A Ordinary	7,783,920	(7,783,920)
30-Mar-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	1,356,000	1,356,000
2-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,950,000)	(1,950,000)
2-Apr-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	3,753,484	3,753,484
3-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,356,000)	(1,356,000)
3-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(3,753,484)	(3,753,464)
3-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(4,891,596)	(4, 891, 596)
3-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(5,840,355)	(5,840,355)
3-Apr-12 Merrill Lynch International	Securities barrowed	N/A Ordinary	5,109,484	5,109,484
4-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(5,855,790)	(5,855,790)
5-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(2, 411, 678)	(2, 411, 676)
	Securities returned	N/A (Ordinary	(5, 109, 484)	(5,109,484)
5-Apr-12 Merrill Lynch International
5-Apr-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	7,521,162	7,521,162
5-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(206, 242)	(206, 242)
5-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(9,708,758)	(9,708,758)
5-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,829,000)	(1,829,000)
10-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(5,485,920)	(5,485,920)
11-Apr-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	6,949,300	6,949,300
12-Apr-12 Merrill Lynch International	Securities corrowed	N/A Ordinary	1,727,000	1,727,000
13-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(6.949,300)	(6.949,300)
13-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,727,000)	(1,727,000)
13-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(1,312,295)	(1,312,296)
13-Apr-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	3,596,000	3,596,000
16-Apr-12 Merrill Lynch International	Securities returned	N/A IOrdinarv	(33.807)	(33.807)
16-Apr-12 Merrill Lynch International	Securities borrowed	N/A Ordinary	8,710,102	8,710,102
	Securities returned	N/A Ordinary	(2,249,898)	(2,249,898)
18-Apr-12 Merrill Lynch International		N/A Ordinary	(4,216,860)	(4, 216, 860)
18-Apr-12 Merrill Lynch International	Securities returned
18-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(2.192,362)	(2, 192, 362)
19-Apr-12 Merrill Lynch International		N/A Ordinary	7,412,396	7,412,396
	Securities borrowed
19-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(6,453,452)	(6, 453, 452)
19-Apr-12 Merrill Lynch International	Securities returned	N/A Ordinary	(832, 239)	(832, 239)
1-Mar-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	1,770,000	1,770,000
	Securities borrowed	N/A Ordinary	446,000	446,000
2-Mar-12 Merrill Lynch International (Australia) Ltd 5-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(2,674,019)	(2,674,019)
6-Mar-12 Merrill Lynch International (Australia) Ltd	Securities corrowed	N/A Ordinary N/A Ordinary	8,956,019 (1,408,000)	8,956,019 (1,408,000)
7-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned
8-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(1,417,000)	(1,417,000)
8-Mar-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	1,408,000	1,408,000
8-Mar-12 Merrill Lynch International (Australia) Ltd	Securities corrowed	N/A Ordinary	804,540	804,540
14-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(4,035,000)	(4,035,000)
15-Mar-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	5,066,000	5,066,000
19-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(5,395,460)	(5,395,460)
19-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(2,804,540)	(2,804,540)
20-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(1,427,000)	(1,427,000)
20-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(1,734,000)	(1,734,000)
	Securities returned	N/A Ordinary	(5,686,341)	(5,686,341)
21-Mar-12 Merrill Lynch International (Australia) Ltd 21-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(5,066,000)	(5,066,000)
		N/A Ordinary	1,174,000	1,174,000
21-Mar-12 Merrill Lynch International (Australia) Ltd	Securities borrowed Securities returned	N/A Ordinary	(1,999,078)	(1,999,078)
21-Mar-12 Merrill Lynch International (Australia) Ltd
23-Mar-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	1,886,000	1,886,000
23-Mar-12 Merrill Lynch International (Australia) Ltd 26-Mar-12 Merrill Lynch International (Australia) Ltd	Securities borrowed Securities returned	N/A Ordinary N/A Ordinary	2,623,000 (1,465,000)	2,623,000 (1,465,000)

Annexure A

$\hat{\mathcal{A}}$

27-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(2,123,000)	(2, 123, 000)
28-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(2,438.860)	(2,438,860)
28-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(2.461.934)	(2,461,934)
28-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(362, 126)	(362, 126)
28-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(2,521,000)	(2,521,000)
30-Mar-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(1.356,000)	(1,356,000)
2-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(1.637, 005)	(1,637,005)
2-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(2, 116, 479)	(2, 116, 479)
3-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	5,840,355	5.840.355
3-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed.	N/A Ordinary	1,933,611	1,933,611
3-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	4,891,596	4,891,596
4-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	5,355.790	5.855.790
5-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	9,915,000	9,915,000
5-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	1,829,000	1,829,000
10-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	5,485,920	5,485,920
11-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	${6,949,300}$	(6.949, 300)
12-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(1,727,000)	(1,727,000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(49, 413)	(49, 413)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(27.037)	(27,037)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(159, 460)	(159, 460)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(118 000)	(118,000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(1.000)	(1,000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(119,000)	(119,000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(7)	(7)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(52,000)	(52,000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(5.855.790)	(5,855,790)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	8,261,595	8,261,595
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(170.000)	(170, 000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(42, 628)	(42, 628)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(3,696,000)	(3,696,000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(12.627)	(12,627)
13-Apr-12 Merrill Lynch International (Australia) Ltd.	Securities returned	N/A Ordinary	(102,000)	(102,000)
13-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(3,458,082)	(3,458,082)
16-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(448.507)	(448, 507)
16-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(B.261.595)	(8.261.595)
17-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	6,453,452	6,453,452
18-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed Securities returned	N/A Ordinary N/A Ordinary	2 192 362 (4.891.596)	2,192,362 (4.891, 596)
19-Apr-12 Merrill Lynch International (Australia) Ltd 19-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(958.944)	(958, 944)
19-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(11, 404)	(11,404)
19-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	832,239	832,239
19-Apr-12 Merrill Lynch International (Australia) Ltd	Securities borrowed	N/A Ordinary	4,903,000	4,903,000
19-Apr-12 Merrill Lynch International (Australia) Ltd	Securities returned	N/A Ordinary	(6.453.452)	(6,453,452)
2-Ant-12 Merrill Junch Pierce Fenner & Smith Incorporated	Securities returned	N/A Ordinary	(50,000)	(50.000)

Appendix: Prescribed information

Type of agreement		Prime Brokerage Agreement / Global Master Securities Lending Agreement
Parties to agreement	Merrill Lynch International, Merrill Lynch International (Australia) Limited and Mathews Capital Partners Pty Limited as Trustee of the Sabre Fund	Merrill Lynch International, Merrill Lynch International (Australia) Limited and Focus Asset Management Pty Ltd	Merrill Lynch International, Merrill Lynch International (Australia) Limited and Mathews Capital Partners Pty Limited as Trustee of The Peak Energy and Global Resources Fund
Transfer date	For the period from 1 March 2012 to 19 April 2012.
Holder of voting rights	securities.	Securities borrower. Securities lender may instruct the registered holder to vote on
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	On recall of the securities loan by the securities lender.
Does the borrower have the right to return early?	Yes
If yes, detail		Securities borrower will have right to return assets at any time.
Does the lender have the right to recall early?	Yes
If yes, detail		Securities lender will have right to recall assets at any time.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	N/A

Type of agreement	Global Master Securities Lending Agreement	Securities Loan Agreement
Parties to	Merrill Lynch International and GETCO	Merrill Lynch, Pierce, Fenner & Smith
agreement	Asia Pte. Ltd	Incorporated and State Street Bank and Trust Company
Transfer date	For the period from 1 March 2012 to 19 April 2012.
Holder of voting	Securities borrower. Securities lender	Securities borrower.
rights	may instruct the registered holder to vote on securities.
Are there any	No
restrictions on voting rights?
If yes, detail	N/A
Scheduled return	On recall of the securities loan by the securities lender.
date (if any)
Does the borrower	Yes
have the right to return early?
If yes, detail	Securities borrower will have right to return assets at any time.
Does the lender	Yes
have the right to
recall early?
If yes, detail	Securities lender will have right to recall assets at any time.
Will the securities	Yes
be returned on
settlement?
If yes, detail any	N/A
exceptions