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Resolute Mining Limited — Major Shareholding Notification 2024
Jan 21, 2024
10548_rns_2024-01-21_e075e8be-7411-4ead-8bbd-31d2118403c0.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Resolute Mining Limited | |||
|---|---|---|---|---|
| ACN/ARSN | 097 088 689 | |||
| 1.Details of substantial holder (1) | ||||
| Name | Van Eck Associates Corporation (and its associates referred to in paragraph 4). | |||
| ACN/ARSN (if applicable) | N/A | |||
| The holder ceased to be a | ||||
| substantial holder on | 17/01/2024 | |||
| The previous notice was given to the company on | 20/09/2023 | |||
| The previous notice was dated | 19/09/2023 | |||
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (4) | Considerationgiven in relationto change (5) | Class (6) andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| Van Eck AssociatesCorporation (VEAC) | See Annexure A | ||||
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| VEAC | 666 Third Avenue, New York, NY 10017 |
| Van Eck Securities Corporation | 666 Third Avenue, New York, NY 10017 |
| Van Eck Absolute Return Advisers, Inc | 666 Third Avenue, New York, NY 10017 |
| VanEck Australia Pty Ltd | Level 47 Suite 2, 25 Martin Place, Sydney NSW 2000 |
| VanEck Investments Limited | Level 47 Suite 2, 25 Martin Place, Sydney NSW 2000 |
| VanEck Asset Management B.V. | Barbara Strozzilaan 310, 1083 HN Amsterdam, Netherlands |
Signature
| print name | Ashley Sousa | capacity | Manager |
|---|---|---|---|
| sign here | date | 19/01/2024 |
This is Annexure A of 1 page referred to in Form 605 - Notice of ceasing to be a substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDXJ | 09/29/2023 | B | - | In-Kind | 191,826 |
| GDXJ | 10/02/2023 | B | - | In-Kind | 351,230 |
| GDXJ | 10/11/2023 | S | - | In-Kind | 63,834 |
| GDXJ | 10/18/2023 | B | - | In-Kind | 319,200 |
| GDXJ | 10/23/2023 | B | - | In-Kind | 319,180 |
| GDXJ | 10/27/2023 | S | - | In-Kind | 63,830 |
| GDXJ | 11/01/2023 | S | - | In-Kind | 63,716 |
| GDXJ | 11/02/2023 | S | - | In-Kind | 31,857 |
| GDXJ | 11/06/2023 | B | - | In-Kind | 477,915 |
| GDXJ | 11/07/2023 | B | - | In-Kind | 31,856 |
| GDXJ | 11/08/2023 | B | - | In-Kind | 95,565 |
| GDXJ | 11/09/2023 | B | - | In-Kind | 31,857 |
| GDXJ | 11/17/2023 | B | - | In-Kind | 159,315 |
| GDXJ | 11/20/2023 | S | - | In-Kind | 63,740 |
| GDXJ | 11/22/2023 | B | - | In-Kind | 509,920 |
| GDXJ | 11/24/2023 | B | - | In-Kind | 159,340 |
| GDXJ | 11/27/2023 | B | - | In-Kind | 286,830 |
| GDXJ | 11/28/2023 | B | - | In-Kind | 159,330 |
| GDXJ | 11/29/2023 | B | - | In-Kind | 350,515 |
| GDXJ | 12/05/2023 | S | - | In-Kind | 63,764 |
| GDXJ | 12/14/2023 | B | - | In-Kind | 31,896 |
| GDXJ | 12/15/2023 | S | 2,793,290.73 | - | 6,352,835 |
| GDXJ | 12/18/2023 | S | - | In-Kind | 29,380 |
| GDXJ | 12/19/2023 | B | - | In-Kind | 58,328 |
| GDXJ | 12/20/2023 | B | - | In-Kind | 291,640 |
| GDXJ | 01/02/2024 | S | - | In-Kind | 29,146 |
| GDXJ | 01/03/2024 | S | - | In-Kind | 58,292 |
| GDXJ | 01/05/2024 | S | - | In-Kind | 58,290 |
| GDXJ | 01/10/2024 | S | - | In-Kind | 116,572 |
| GDXJ | 01/11/2024 | S | - | In-Kind | 29,143 |
| GDXJ | 01/12/2024 | S | - | In-Kind | 29,143 |
| GDXJ | 01/16/2024 | S | - | In-Kind | 349,716 |
| GDXJ | 01/17/2024 | S | - | In-Kind | 349,692 |
| IIG | 12/27/2023 | S | 199,808.84 | - | 444,000 |
| IIG | 01/08/2024 | S | 99,174.71 | - | 236,000 |
| LODH | 10/03/2023 | S | 12,808.86 | - | 37,900 |
| LODH | 10/04/2023 | S | 5,535.50 | - | 16,700 |
| LODH | 10/05/2023 | S | 5,739.70 | - | 17,400 |
| LODH | 10/06/2023 | S | 3,500.60 | - | 10,300 |
| LODH | 10/09/2023 | S | 49,594.09 | - | 146,700 |
| LODH | 10/16/2023 | S | 12,155.14 | - | 32,000 |
| LODH | 10/17/2023 | S | 6,672.33 | - | 17,800 |
| LODH | 10/19/2023 | S | 8,715.89 | - | 24,100 |
Page 2 1 of
This is Annexure A of 1 page referred to in Form 605 - Notice of ceasing to be a substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| LODH | 10/23/2023 | S | 11,036.08 | - | 31,100 |
| LODH | 10/24/2023 | S | 44,315.05 | - | 123,800 |
| LODH | 10/26/2023 | S | 248,866.47 | - | 727,266 |
| LODH | 10/27/2023 | S | 257,806.82 | - | 727,267 |
| VGOLD | 11/20/2023 | B | 18,596.12 | - | 50,900 |
| VGOLD | 12/07/2023 | B | 22,404.96 | - | 50,900 |
| VGOLD | 12/13/2023 | S | 13,855.46 | - | 33,400 |
| VGOLD | 12/20/2023 | S | 15,645.74 | - | 34,400 |
| VGOLD | 01/08/2024 | S | 9,665.33 | - | 23,000 |
| UCTGDXJ | 11/13/2023 | B | 19,739.97 | - | 55,600 |
| UCTGDXJ | 11/22/2023 | B | 31,288.15 | - | 82,329 |
| UCTGDXJ | 11/24/2023 | B | 20,841.58 | - | 55,572 |
| UCTGDXJ | 11/28/2023 | B | 42,851.63 | - | 109,865 |
| UCTGDXJ | 12/15/2023 | S | 223,882.61 | - | 508,875 |
| UCTGDXJ | 01/10/2024 | B | 19,482.28 | - | 47,513 |
| In-Kind transactions result from receiving a basket of securities (including RESOLUTEMININGLTD) in exchange for securities in. |