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Resolute Mining Limited — Major Shareholding Notification 2023
Jan 26, 2023
10548_rns_2023-01-26_0f156b12-6259-4dda-a75b-32b70d0db0be.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme Resolute Mining Limited | |||
|---|---|---|---|
| ACN/ARSN | 097 088 689 | ||
| 1. Details of substantial holder (1) | |||
| Name | Dimensional Entities | ||
| ACN/ARSN (if applicable) | See Annexure A | ||
| The holder became a substantial holder on | 23-January-2022 | ||
| 2. Details of voting power | The total number of votes attached to all the voting shares in the company or voting interests in the scheme that thesubstantial holder or an associate $(2)$ had a relevant interest $(3)$ in on the date the substantial holder became a substantial |
| holder are as follows: | ||||
|---|---|---|---|---|
| Class of securities | Number ofsecurities | Person's votes (5) | Voting power (6) | |
| See Annexure B |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature of relevant interest (7) | Class and number ofsecurities |
|---|---|
| See Annexure C |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantInterest | Registered holder ofsecurities | Person entitled to beregistered as holder | Class andnumberof securities |
|---|---|---|---|
| See Annexure D |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class andnumberof securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Annexure E |
$\sim$ $20$
$\overline{\mathcal{L}}$
$\bar{a}$
$\overline{\mathbf{c}}$
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (ifapplicable) | Nature of association |
|---|---|
Not Applicable
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| See Annexure F | ||
| -----_ |
Signature
| Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General Partner | ||||
|---|---|---|---|---|
| print name | By: Carolyn O | capacity | Assistant Secretary and Vice President | |
| sign here Auto | 24-January-2023 | |||
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) $(5)$ that the person or an associate has a relevant interest in.
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection $(a)$ $671B(4)$ applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(h)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
$(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown."
Details of the consideration must include any and all benefits, money and other, that any person from whom a $(9)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
$\overline{\bf 4}$
$\widetilde{\pi}$
GUIDE
603 GUIDE page 1/1 13 March 2000 This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to becompleted | Nil |
| Additional information | (a) If additional space is required to complete a question, the information may beincluded on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listedmanaged investment scheme. A copy of this notice must also be given to eachrelevant securities exchange. | |
| The person must give a copy of this notice:(c) | |
| within 2 business days after they become aware of the information; or(i) | |
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after theybecome aware of the information if: | |
| (A) a takeover bid is made for voting shares in the company or voting interestsin the scheme; and | |
| (B)the person becomes aware of the information during the bid period. | |
| Annexures | To make any annexure conform to the regulations, you must |
| use A4 size paper of white or light pastel colour with a margin of at least 10mm on all$\perp$sides | |
| 2 show the corporation name and ACN or ARBN | |
| 3 number the pages consecutively | |
| print or type in BLOCK letters in dark blue or black ink so that the document is clearly4legible when photocopied | |
| 5 identify the annexure with a mark such as A, B, C, etc | |
| endorse the annexure with the words:This is annexure (mark) of (number) pages referred to in form (form number and title) | |
| 7 sign and date the annexure | |
| The annexure must be signed by the same $person(s)$ who signed the form. |
ANNEXURE A Resolute Mining Limited
ACN 097 088 689
$\mathbf{1}$ . DETAILS OF SUBSTANTIAL HOLDERS
In this Form 603, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)065 937 671ACN. |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Ireland Limited (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: January 24, 2023
Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Carolyn O
Signature:
Capacity: Assistant Secretary and Vice President
Inro
ANNEXURE B Resolute Mining Limited ACN 097 088 689
$2.$ DETAILS OF VOTING POWER
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities $(4)$ | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary fully paid shares | 106,590,447 | 106,590,447____ | 5.007% |
This is Annexure "B" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: January 24, 2023
Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner By: Carolyn O
Signature:
Capacity: Assistant Secretary and Vice President
8
ANNEXURE C Resolute Mining Limited ACN 097 088 689
$3.$ DETAILS OF RELEVANT INTERESTS
$\sim$
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| The companies and individuals comprising the Dimensional Entities (as defined above) hold the followingrelevant interests in ordinary fully paid shares in RESOLUTE MINING LTD:(a) Registered SchemesDFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to thesesecurities and /or the power to dispose of, or control the exercise of the disposal of these securities asresponsible entity of the following registered managed investment schemes:Dimensional Australian Core Equity TrustDimensional Australian Core Imputation Trust | 13,754,399574,985 |
|---|---|
| Dimensional Australian Small Company Trust | 1,449,399 |
| Dimensional Australian Value Trust | 2,084,449 |
| (b) Institutional Mandates | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to thesesecurities and /or the power to dispose of, or control the exercise of the disposal of these securities under thefollowing mandates with institutional investors: | |
| Separate Account advised by DFA Australia Limited | 1,510,734 |
| Separate Account advised by DFA Australia Limited | 5,330,334 |
| Separate Account advised by DFA Australia Limited | 4,009,271 |
| (c) Other Dimensional Entities Funds and Mandates | |
| DFA Australia Limited has the power to dispose of, or to control the exercise of the power to dispose of, thesesecurities under sub-advisory agreements and consulting services agreements with other members of theDimensional Entities in relation to the following mutual funds and mandates: | |
| Separate Account Advised by Dimensional Fund Advisors LP | 351,391 |
| Separate Account Advised by Dimensional Fund Advisors LP | 1,736,339 |
| AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance ProductsTrust | 95,529 |
| Dimensional Australian Sustainability Trust | 2,221,121 |
| DFA International Core Equity Fund of Dimensional Funds | 368,699 |
| Dimensional International Core Equity Market ETF of Dimensional ETF Trust | 5,403 |
| Dimensional International Core Equity 2 ETF of Dimensional ETF Trust | 511,375 |
| Dimensional International Small Cap ETF of Dimensional ETF Trust | 445,288 |
| Dimensional International Sustainability Core 1 ETF of Dimensional ETF Trust | 528 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 8,890,470 |
| International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 509,850 |
| Dimensional International Small Cap Value ETF of Dimensional ETF Trust | 3,174,976 |
| International Vector Equity Portfolio of DFA Investment Dimensions Group Inc. | 1,882,556 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. |
| Global Core Equity Fund of Dimensional Funds plc | 537,297 |
|---|---|
| Global Small Companies Fund of Dimensional Funds plc | 272,853 |
| Global Sustainability Core Equity Fund of Dimensional Funds plc | 126,211 |
| Global Targeted Value Fund of Dimensional Funds plc | 1,564,077 |
| World Allocation 60/40 Fund | 53,852 |
| World Equity Fund of Dimensional Funds plc | 208,728 |
| World ex U.S. Core Equity Portfolio of DFA Investment Dimensions Group Inc. | 768,674 |
| World ex U.S. Targeted Value Portfolio of DFA Investment Dimensions Group Inc. | 556,171 |
| Pacific Basin Small Companies Fund of Dimensional Funds plc | 193,176 |
| VA International Small Portfolio of DFA Investment Dimensions Group Inc. | 294,514 |
| Separate Account advised by Dimensional Fund Advisors Pte. Ltd. | 46,139 |
| International Small Company Fund, a series of John Hancock Funds II | 679,286 |
| International Small Company Trust of John Hancock Variable Insurance Trust | 88,090 |
| LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable Insurance | |
| Products Trust | 141,363 |
| Separate Account advised by Dimensional Fund Advisors LP | 301,536 |
| Brighthouse/Dimensional International Small Company Portfolio, a series of Brighthouse | |
| Funds Trust II | 722,882 |
| M International Equity Fund a series of M Funds Inc. | 53,656 |
| Separate Account advised by Dimensional Fund Advisors LP | 360,350 |
| Separate Account advised by Dimensional Fund Advisors LP | 273,206 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company | 13,308,480 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. | 35,785,522 |
| Dimensional World ex U.S. Core Equity 2 ETF of Dimensional ETF Trust | 793,676 |
| International Core Equity Fund of Dimensional Funds ICVC | 129,750 |
| Separate Account advised by Dimensional Fund Advisors LP | 73,961 |
(d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because Dimensional Fund Advisors LP controls DFA Australia Limited;
(e) David Booth and Rex Singuefield are deemed to have the same relevant interests in the securities as Dimensional Fund Advisors LP as they each, individually or through trusts they control, have more than 20% voting power in Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors LP;
(f) Dimensional Fund Advisors LP and other members of the Dimensional Entities may also have relevant interests in the securities referred to in paragraph (c) above as investment manager or advisor to the mutual funds and mandates referred to in that paragraph.
This is Annexure "C" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: January 24, 2023
Dimensional Fund Advisors LP Print Name: By: Dimensional Holdings Inc., its General Partner By: Carolyn O
Signature:
Capacity:
Assistant Secretary and Vice President
ANNEXURE D Resolute Mining Limited ACN 097 088 689
$\overline{4}$ . DETAILS OF PRESENT REGISTERED HOLDERS
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| $\langle \hat{X} \rangle$ | Holdings | ||
|---|---|---|---|
| Person entitled to be | (ordinary fully paid | ||
| Holder of relevant interest Dimensional Entities in respect of | Registered Holder | registered as holder | shares) |
| Dimensional Australian Core Equity Trust | Citicorp Nominees Pty Ltd | N/A | 13,754,399 |
| Dimensional Australian Core Imputation Trust | Citicorp Nominees Pty Limited | N/A | 574,985 |
| Dimensional Australian Small Company Trust | Citicorp Nominees Pty Ltd | N/A | 1,449,399 |
| Dimensional Australian Value Trust | Citicorp Nominees Pty Ltd | N/A | 2,084,449 |
| Separate Account advised by DFA Australia Limited | NATIONAL AUSTRALIA BANK, LTD. | N/A | 1,510,734 |
| Separate Account advised by DFA Australia Limited | HSBC BANK AUSTRALIA LIMITED | N/A | 5,330,334 |
| Separate Account advised by DFA Australia Limited | JPMorgan Nominees Australia Limited | N/A | 4,009,271 |
| Separate Account Advised by Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 351,391 |
| Separate Account Advised by Dimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | N/A | 1,736,339 |
| AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance Products Trust | NATIONAL AUSTRALIA BANK, LTD. | N/A | 95,529 |
| Dimensional Australian Sustainability Trust | CITIGROUP PTY LIMITED | N/A | 2,221,121 |
| DFA International Core Equity Fund of Dimensional Funds | The Hongkong and Shanghai Banking Corporation Limit | N/A | 368,699 |
| Dimensional International Core Equity Market ETF of Dimensional ETF Trust | CITIBANK US | N/A | 5,403 |
| Dimensional International Core Equity 2 ETF of Dimensional ETF Trust | CITIBANK US | N/A | 511,375 |
| Dimensional International Small Cap ETF of Dimensional ETF Trust | CITIBANK US | N/A | 445,288 |
| Dimensional International Sustainability Core 1 ETF of Dimensional ETF Trust | CITIBANK US | N/A | 528 |
| International Core Equity Portfolio of DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 8,890,470 |
| International Social Core Equity Portfolio of DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 509,850 |
| Dimensional International Small Cap Value ETF of Dimensional ETF Trust | CITIBANK US | N/A | 3,174,976 |
| International Vector Equity Portfolio of DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 1,882,556 |
| International Sustainability Core 1 Portfolio of DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 349,901 |
| Global Core Equity Fund of Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 537,297 |
| Global Small Companies Fund of Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 272,853 |
| Global Sustainability Core Equity Fund of Dimensional Funds plc | The Hongkong and Shanghai Banking Corporation Ltd | N/A | 126,211 |
| Global Targeted Value Fund of Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 1,564,077 |
| World Allocation 60/40 Fund | State Street Bank | N/A | 53,852 |
| World Equity Fund of Dimensional Funds plc | State Street Custodial Services (Ireland) Limited | N/A | 208,728 |
| World ex U.S. Care Equity Portfolio of DFA Investment Dimensions Group Inc. | Citigroup Pty Limited | N/A | 768,674 |
| World ex U.S. Targeted Value Portfolio of DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 556,171 |
| Pacific Basin Small Companies Fund of Dimensional Funds plc | HSBC BANK AUSTRALIA LIMITED | N/A | 193,176 |
| VA International Small Portfolio of DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 294,514 |
| Separate Account advised by Dimensional Fund Advisors Pte. Ltd. | HSBC BANK AUSTRALIA LIMITED | N/A | 46,139 |
| International Small Company Fund, a series of John Hancock Funds II | HSBC BANK AUSTRALIA LIMITED | N/A | 679,286 |
| International Small Company Trust of John Hancock Variable Insurance Trust | Citigroup Pty Limited | N/A | 88.090 |
| LVIP Dimensional International Core Equity Fund, a series of Lincoln Variable Insurance Products | |||
| Trust | NATIONAL AUSTRALIA BANK, LTD. | N/A | 141,363 |
| Separate Account advised by Dimensional Fund Advisors LP | The Hongkong and Shanghai Banking Corporation Ltd | N/A | 301,536 |
| Brighthouse/Dimensional International Small Company Portfolio, a series of Brighthouse Funds | |||
| Trust II | HSBC BANK AUSTRALIA LIMITED | N/A | 722,882 |
| M International Equity Fund a series of M Funds Inc. | HSBC BANK AUSTRALIA LIMITED | N/A | 53,656 |
| Separate Account advised by Dimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMITED | N/A | 360,350 |
| Separate Account advised by Dimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMITED | N/A | 273,206 |
| The Asia Pacific Small Company Series of The DFA Investment Trust Company | Citicorp Nominees Pty Ltd | N/A | 13,308,480 |
| DFA International Small Cap Value Portfolio of DFA Investment Dimensions Group Inc. | Citicorp Nominees Pty Ltd | N/A | 35,785,522 |
| Dimensional World ex U.S. Core Equity 2 ETF of Dimensional ETF Trust | Citicorp Nominees Pty Ltd | N/A | 793,676 |
| International Core Equity Fund of Dimensional Funds ICVC | Citicorp Nominees Pty Ltd | N/A | 129,750 |
| Separate Account advised by Dimensional Fund Advisors LP | The Hongkong and Shanghai Banking Corporation Limit | N/A | 73,961 |
This is Annexure "D" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: January 24, 2023
| Print Name: | Dimensional Fund Advisors LP | ||
|---|---|---|---|
| By: Dimensional Holdings Inc., its General Partner | |||
| By: Carolyn O |
Signature:
tai
Capacity: Assistant Secretary and Vice President
ANNEXURE E Resolute Mining Limited ACN 097 088 689
5. CONSIDERATION
The consideration paid for each relevant interest referred to $\frac{1}{10}$ paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Consideration (9) | Holdings | |||
|---|---|---|---|---|
| Holder of relevant interest Dimensional | Date of | |||
| Entities in respect of | Acquisition | Cash | Non Cash | (Ordinary Shares) |
| $\overline{\mathsf{S}}$ | ||||
| Dimensional Australian Small Company Trust | Jan 23 2023 | 47,841.82 | N/A | 166,703 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 20 2023 | 16,776.81 | N/A | 58,866 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 20 2023 | 39,145.89 | N/A | 137,354 |
| Ŝ. | ||||
| Dimensional Australian Small Company Trust | Jan 20 2023 | 20,860.86 | N/A | 78,696 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 18 2023 | 14,852.15 | N/A | 60,621 |
| Dimensional International Small Cap Value | ||||
| ETF of Dimensional ETF Trust | Jan 17 2023 | $3,633.11 | N/A | 14,829 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 12 2023 | 16,706.55 | N/A | 68,190 |
| $ | ||||
| Dimensional Australian Small Company Trust | Jan 12 2023 | 20,326.03 | N/A | 84,105 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 11 2023 | 17,047.50 | N/A | 68,190 |
| Dimensional International Small Cap ETF of | ||||
| Dimensional ETF Trust | Jan 5 2023 | $8,344.15 | N/A | 38,810 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 5 2023 | 70,515.06 | N/A | 327,977 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 5 2023 | 21,696.94 | N/A | 100,916 |
| Dimensional International Small Cap ETF of | $ | |||
| Dimensional ETF Trust | Jan 5 2023 | 20,860.38 | N/A | 97,025 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Jan 5 2023 | 43,393.88 | N/A | 201,832 |
| Dimensional International Small Cap Value | Ś | |||
| ETF of Dimensional ETF Trust | Jan 4 2023 | 15,398.99 | N/A | 75,117 |
| Dimensional International Small Cap Value | Ś. | |||
| ETF of Dimensional ETF Trust | Dec 30 2022 | 15,788.00 | N/A | 78,940 |
| Dimensional International Small Cap ETF of | ||||
| Dimensional ETF Trust | Dec 30 2022 | $8,304.40 | N/A | 41,522 |
| Dimensional International Core Equity 2 ETF | $ | |||
| of Dimensional ETF Trust | Dec 30 2022 | 18,678.00 | N/A | 93,390 |
| Dimensional International Core Equity 2 ETF | $ | |||
| of Dimensional ETF Trust | Dec 29 2022 | 19,611.90 | N/A | 93,390 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Dec 28 2022 | 18,136.35 | N/A | 88,470 |
| Dimensional International Core Equity 2 ETF | Dec 23 2022 | $ | N/A |
| of Dimensional ETF Trust | 13,356.00 | 66,780 | ||
|---|---|---|---|---|
| Dimensional International Small Cap ETF of | ||||
| Dimensional ETF Trust | Dec 23 2022 | $8,178.80 | N/A | 40,894 |
| Dimensional International Core Equity 2 ETF | ||||
| of Dimensional ETF Trust | Dec 22 2022 | $7,868.80 | N/A | 39,344 |
| Dimensional International Small Cap ETF of | ||||
| Dimensional ETF Trust | Dec 21 2022 | $2,299.83 | N/A | 11,794 |
| Dimensional International Small Cap Value | ||||
| ETF of Dimensional ETF Trust | Dec 19 2022 | $6,528.60 | N/A | 33,480 |
| Dimensional International Core Equity 2 ETF | Ś | |||
| of Dimensional ETF Trust | Dec 19 2022 | 12,478.44 | N/A | 63,992 |
| Dimensional International Small Cap Value | Ś | |||
| ETF of Dimensional ETF Trust | Dec 19 2022 | 11,751.48 | N/A | 60,264 |
| Dimensional International Core Equity 2 ETF | Ś | |||
| of Dimensional ETF Trust | Dec 14 2022 | 12,222.00 | N/A | 61,110 |
| The Asia Pacific Small Company Series of The | Ś | |||
| DFA Investment Trust Company | Dec 13 2022 | N/A | (63, 133.79) | (323, 763) |
| Ś | ||||
| Dimensional Australian Small Company Trust | Dec 13 2022 | N/A | 63,133.79 | 323,763 |
| The Asia Pacific Small Company Series of The | ||||
| $(130, 377.69) | N/A | (606, 014) | ||
| DFA Investment Trust Company | Dec 12 2022 | S | ||
| Dimensional Australian Small Company Trust | Dec 12 2022 | N/A | 144,253.41 | 686,921 |
| Dimensional International Small Cap Value | ||||
| ETF of Dimensional ETF Trust | Dec 12 2022 | 6,415.08$ | N/A | 30,548 |
| The Asia Pacific Small Company Series of The | ||||
| DFA Investment Trust Company | Dec 12 2022 | N/A | $(144, 253.41) | (686, 921) |
| International Small Company Fund, a series of | $ | |||
| John Hancock Funds II | Dec 9 2022 | (22, 414.14) | N/A | (104, 281) |
| Dimensional International Small Cap ETF of | $ | |||
| Dimensional ETF Trust | Dec 8 2022 | 17,962.35 | N/A | 85,535 |
| Dimensional International Small Cap Value | ||||
| ETF of Dimensional ETF Trust | Dec 8 2022 | $8,800.68 | N/A | 41,908 |
| Dimensional International Small Cap ETF of | $\overline{\mathsf{s}}$ | |||
| Dimensional ETF Trust | Dec 8 2022 | 14,369.88 | N/A | 68,428 |
| Dimensional International Small Cap ETF of | $ | |||
| Dimensional ETF Trust | Dec 8 2022 | 10,777.41 | N/A | 51,321 |
| Dimensional International Small Cap Value | $ | |||
| ETF of Dimensional ETF Trust | Dec 8 2022 | 35,202.72 | N/A | 167,632 |
| Dimensional International Small Cap Value | Ś | |||
| ETF of Dimensional ETF Trust | Dec 7 2022 | 15,779.40 | N/A | 80,920 |
| Dimensional International Small Cap Value | $\overline{\mathsf{S}}$ | |||
| ETF of Dimensional ETF Trust | Dec 7 2022 | 27,613.95 | N/A | 141,610 |
| $ | ||||
| Dimensional Australian Small Company Trust | Nov 24 2022 | 19,915.30 | N/A | 109,211 |
| Separate Account advised by DFA Australia | $ | |||
| Limited | Nov 8 2022 | 17,630.09 | N/A | 83,927 |
| Separate Account advised by DFA Australia | $ | |||
| Limited | Nov 4 2022 | 27,252.00 | N/A | 138,998 |
| Separate Account advised by DFA Australia | $ | |||
| Limited | Nov 2 2022 | 21,125.14 | N/A | 106,984 |
| Dimensional International Sustainability Core | $ | |||
| 1 ETF of Dimensional ETF Trust | ||||
| Nov 1 2022 | 105.63 | N/A | 528 | |
| DFA International Vector Equity Fund of | $ | |||
| Dimensional FundsDFA International Vector Equity Fund of | Nov 1 2022Oct 31 2022 | (4,524.93)$ | N/AN/A | (22, 631) |
| Dimensional Funds | (17, 285.36) | (86, 451) | ||
|---|---|---|---|---|
| Separate Account advised by DFA Australia | ||||
| Limited | Oct 17 2022 | $8,062.49 | N/A | 40,300 |
| Separate Account advised by DFA Australia | $ | |||
| Limited | Oct 14 2022 | 28,443.38 | N/A | 132,810 |
| Separate Account advised by DFA Australia | Ś | |||
| Limited | Oct 14 2022 | 30,035.28 | N/A | 140,243 |
| Separate Account advised by DFA Australia | $ | |||
| Limited | Oct 13 2022 | N/A | 45,128.16 | 205,128 |
| S | ||||
| Dimensional Australian Sustainability Trust | Oct 13 2022 | N/A | (45, 128.16) | (205, 128) |
| Separate Account advised by DFA Australia | $ | |||
| Limited | Oct 12 2022 | 18,849.27 | N/A | 87,644 |
| International Social Core Equity Portfolio of | S | |||
| DFA Investment Dimensions Group Inc. | Oct 10 2022 | 18,964.93 | N/A | 83,855 |
| DFA International Small Cap Value Portfolio of | $ | |||
| DFA Investment Dimensions Group Inc. | Oct 7 2022 | 41,883.45 | N/A | 182,051 |
| DFA International Small Cap Value Portfolio of | Ś | |||
| DFA Investment Dimensions Group Inc. | Sep 23 2022 | N/A | 157,317.51 | 749,131 |
| Dimensional Australian Value Trust | Sep 23 2022 | N/A | $(157, 317.51) | (749, 131) |
This is Annexure "E" referred to in Form 603: Notice of Initial Substantial Shareholder
Date: January 24, 2023
Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General Partner Print Name: By: Carolyn O
Signature:
÷.
Capacity: Assistant Secretary and Vice President
ANNEXURE F Resolute Mining Limited ACN 097 088 689
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$7.$ ADDRESSES
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NW1 3BF, United Kingdom |
| Dimensional Ireland Limited | 24 Fitzwilliam Place, Dublin 2, Ireland |
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, BritishColumbia V6E 0C5, Canada |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01,Singapore 018960 |
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
This is Annexure "F" referred to in Form 603: Notice of Initial Substantial Shareholder
| Date: | January 24, 2023 | |
|---|---|---|
| Print Name: | Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General PartnerBy: Carolyn O |
Signature:
Assistant Secretary and Vice President Capacity: