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Resolute Mining Limited — Major Shareholding Notification 2022
Nov 23, 2022
10548_rns_2022-11-23_93cb4aef-9437-4553-814b-c12c143e6dc6.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 67 IB
Notice of initial substantial holder
| ACN/ARSN | 097 088 689 | ||
|---|---|---|---|
| 1. Details of substantial holder (1) | |||
| Name | _D_i_me_nsio_na_l | En_t'-it'-ie'"'s--------------------------1 | |
| ACN/ARSN (if applicable) | -=S-=-ee=-'-'A=nn=e=xu=re=-A'-'-------------------------- |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as ------------------------------~ follows:
| Class of securities | Number of | I | Voting power (6) |
|---|---|---|---|
| (4) | securities | Person's votes (5) | |
| See Annexure B |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature of relevant interest (7) | Class and number ofsecurities | |
|---|---|---|
| See Annexw·e C | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in oarag:raoh 3 above are as follows:
| Holder ofrelevantInterest | Registered holder ofsecurities | Person entitled to beregistered as holder(8) | Class andnumberof securities |
|---|---|---|---|
| See Annexure D |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class andnumberof securities | |
|---|---|---|---|---|
| Cash | I Non-cash | |||
| See Annexure E |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (ifannlicable) | Nature of association | |
|---|---|---|
Not Applicable
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure F | |
Signature
| Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General Partner | |||
|---|---|---|---|
| print name | By: Valerie A. Brown | capacity | Assistant Secretary and Vice President |
| sign here | date | November 23, 2022 |
DIRECTIONS
- ( I) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests ofa group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form .
- (2) See the definition of "associate" in section 9 of the Corporations Act 200 I.
- (3) See the definition of"relevant interest" in sections 608 and 67IB(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
- (6) The person 's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (7) Include details of:
- (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 67IB(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this fom1 , together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power ofa person to exercise, co_ntrol the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 200 I.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "tJnknown."'
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included o any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
3
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.
603 GUIDE a e 1/1 13 March 2000
| Signature | TI1is form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to becompleted | Nil |
| Additional information | (a) If additional space is required to complete a question, the information may beincluded on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listedmanaged investment scheme. A copy of this notice must also be given to eachrelevant securities exchange. | |
| (c) The person must give a copy of this notice: | |
| within 2 business days after they become aware of the information; or(i) | |
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after theybecome aware of the information if: | |
| (A)a takeover bid is made for voting shares in the company or voting interestsin the scheme; and | |
| the person becomes aware of the information during the bid period.(B) | |
| Annexures | To make any annexure conform to the regulations, you must |
| use A4 size paper of white or light pastel colour with a margi.n of at least I 0mm on allsides | |
| 2 show the corporation name and ACN or ARBN | |
| 3 number the pages consecutively | |
| 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearlylegible when photocopied | |
| 5 identify the annexure with a mark such as A, B, C, etc | |
| 6 endorse the annexure with the words:This is annexure (mark) of (number) pages referred to inform (form number and title) | |
| 7 sign and date the annexure | |
| The annexure must be signed by the same person(s) who signed the form. |
ANNEXUREA Resolute Mining Limited ACN 097 088 689
J. DETAILS OF SUBSTANTIAL HOLDERS
In this Form 603, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate: _
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)ACN065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Ireland Limited (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary ofDFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holctings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 603: Notice oflnitial Substantial Shareholder
Date: November 23, 2022
Print Name: Dimensional Fund Advisors LP By: al Holdings Inc., its General Partner Signature: By· • B.z __
I
ANNEXURE B Resolute Mining Limited ACN 097 088 689
2. DETAILS OF VOTING POWER
The total number of votes attached to aU the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary fully paid shares | 104,171 ,030 | 104,171 ,030 | 6.11% |
This is Annexure "B" referred to in Form 603 : Notice oflnitial Substantial Shareholder
Date : November 23, 2022
Print Name: Dimensional Fund Advisors LP By: ff ens· nal Holdings Inc., its General Partner By: 1e·e A~
Signature:
Capacity: Assistant Secretary and Vice President
0
ANNEXUREC Resolute Mining Limited ACN 097 088 689
3. DETAILS OF RELEVANT INTERESTS
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder and Nature ofrelevant interest (7) | Holdings (ordinaryfully paid shares) |
|---|---|
| The companies and individuals comprising the Dimensional Entities (as defined above) hold the following relevantinterests in ordinary fully paid shares in RESOLUTE MINING LTD: | |
| (a) Registered Schemes | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to thesesecurities and /or the power to dispose of, or control the exercise of the disposal of these securities as responsibleentity of the following registered managed investment schemes: | |
| Dimensional Australian Core Equjty Trust | 13,754,399 |
| Dimensional Australian Core Imputation Trust | 574,985 |
| Dimensional Australian Value Trust | 2,084,449 |
| (b) Institutional Mandates | |
| DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to thesesecurities and /or the power to dispose of, or control the exercise of the disposafollowing mandates with institutional investors: | l of these securities under the |
| Separate Account advised by DF A Australia Limited | 1,510,734 |
| Separate Account advised by DF A Australia Limited | 5,330,334 |
| Separate Account advised by DF A Australia Limited | 4,009,271 |
| (c) Other Dimensional Entities Funds and Mandates | |
| DFA Australia Limited-has the power to dispose of, or to control the exercise of the power to dispose of, thesesecurities under sub-advisory agreements and consulting services agreements with other members of theDimensional Entities in relation to the following mutual funds and mandates: | |
| Separate Account Advised by Dimensional Fund Advisors LP | 351 ,391 |
| Separate Account Advised by Dimensional Fund Advisors LP | 1,736,339 |
| AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance ProductsTrust | 95 ,529 |
| Din1ensional Australian Sustainability Trust | 2,221 , 121 |
| DFA International Core Equity Fund of Dimensional Funds | 368,699 |
| Dimensional International Core Equity Market ETF of Dimensional ETF Trust | 5,403 |
| Dimensional International Core Equity 2 ETF of Dimensional ETF Trust | 93,369 |
| Dimensional International Small Cap ETF of Dimensional ETF Trust | 9,959 |
| Dimensional International Sustainability Core I ETF of Dimensional ETF Trust | 528 |
| International Core Equity Portfolio ofDFA Investment Dimensions Group Inc. | 8,890,471 |
| lnternational Social Core Equity Portfolio ofDFA Investment Dimensions Group Inc. | 509,850 |
| Dimensional International Small Cap Value ETF of Dimensional ETF Trust | 1,337,312 |
| International Vector Equity Portfolio ofDFA Investment Dimensions Group Inc. | |
| 1,882,556 |
| 537,297 |
|---|
| 272,853 |
| 126,211 |
| 1,564,077 |
| 53,852 |
| 208,728 |
| 768,674 |
| 556, 171 |
| 193, 176 |
| 294,514 |
| 46, 139 |
| 783,567 |
| 88,090 |
| 141 ,363 |
| 301 ,536 |
| 722,882 |
| 53,656 |
| 360,350 |
| 273,206 |
| 14,925,179 |
| 35,785,522 |
| 793,676 |
| 129,750 |
| 73,961 |
(d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because Dimensional Fund Advisors LP controls DFA Australia Limited;
(e) David Booth and Rex Sinquefield are deemed to have the same relevant interests in the securities as Dimensional Fund Advisors LP as they each, individually or through trusts they control, have more than 20% voting power in Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors LP;
(t) Dimensional Fund Advisors LP and other members of the Dimensional Entities may also have relevant interests in the securities referred to in paragraph (c) above as investment manager or advisor to the mutual funds and mandates referred to in that paragraph.
This is Annexure "C" referred to in Form 603: Notice oflnitial Substantial Shareholder
' Date: November 23, 2022
Print Name:
Signature:
ANNEXURED Resolute Mining Limited ACN 097 088 689
4. DETAILS OF PRESENT REGISTERED HOLDERS
The per~ons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interestDimensional Entities in respect of | Registered Holder | Personentitled to beregistered asholder | Holdings(ordinaryfully paidshares) |
|---|---|---|---|
| Dimensional Australian Core EquityTrust | Citicorp Nominees Pty Ltd | NIA | 13,754,3 99 |
| Dimensional Australian CoreImputation Trust | Citicorp Nominees Pty Limited | NIA | 574,985 |
| Dimensional Australian Value Trust | Citicorp Nominees Pty Ltd | NIA | 2,084,449 |
| Separate Account advised by DF AAustralia Limited | NATIONAL AUSTRALIA BANK, LTD. | NIA | l,510,734 |
| Separate Account advised by DF AAustralia Limited | HSBC BANK AUSTRALIA LIMITED | NIA | 5,330,334 |
| Separate Account advised by DF AAustralia Limited | JPMorgan Nominees Australia Limited | NIA | 4,009,271 |
| Separate Account Advised byDimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | NIA | 351,391 |
| Separate Account Advised byDimensional Fund Advisors LP | NATIONAL AUSTRALIA BANK, LTD. | NIA | 1,736,339 |
| AZL DF A International Core EquityFund, a series of AUianz VariableInsurance Products Trust | NATIONAL AUSTRALIA BANK, LTD. | NIA | 95,529 |
| Dimensional Australian SustainabilityTrust | CITIGROUP PTY LIMITED | NIA | 2,221 ,121 |
| DF A International Core Equity Fundof Dimensional Funds | The Hongkong and Shanghai BankingCorporation Limited | NIA | 368,699 |
| Dimensional International CoreEquity Market ETF of DimensionalETF Trust | CITIBANK US | NIA | 5,403 |
| Dimensional International CoreEquity 2 ETF of Dimensional ETFTrust | CITIBANK US | NIA | 93,369 |
| Dimensional International Small CapETF of Dimensional ETF Trust | CITIBANK US | NIA | 9,959 |
| Dimensional InternationalSustainability Core 1 ETF ofDimensional ETF Trust | CITIBANK US | NIA | 528 |
| International Core Equity Portfolio of · Citicorp Nominees Pty LtdDF A Investment Dimensions GroupInc. | NIA | 8,890,471 | |
| International Social Core EquityPortfolio of DF A InvestmentDimensions Group lnc. | Citicorp Nominees Pty Ltd | NIA | 509,850 |
| Dimensional International Small CapValue ETF of Dimensional ETF Trust | CITIBANK US | NIA | 1,337,3 12 |
| International Vector Equity Portfolioof OF A Investment DimensionsGroup Inc. | Citicorp Nominees Pty Ltd | NIA | 1,882,556 |
|---|---|---|---|
| International Sustainability Core lPortfolio of OF A InvestmentDimensions Group Inc. | Citicorp Nominees Pty Ltd | NIA | 349,901 |
| Global Core Equity Fund ofDimensional Funds pie | HSBC BANK AUSTRALIA LIMITED | NIA | 537,297 |
| Global Small Companies Fund ofDimensional Funds pie | HSBC BANK AUSTRALIA LIMITED | NIA | 272,853 |
| Global Sustainability Core EquityFund of Dimensional Funds pie | The Hongkong and Shanghai BankingCorporation Ltd | NIA | 126,211 |
| Global Targeted Value Fund ofDimensional Funds pie | HSBC BANK AUSTRALIA LTMTTED | NIA | 1,564,077 |
| World Allocation 60140 Fund | State Street Bank | NIA | 53,852 |
| World Equity Fund of DimensionalFunds pie | State Street Custodial Services (Ireland)Limited | NIA | 208,728 |
| World ex U.S. Core Equity PortfolioofDFA Investment DimensionsGroup Inc. | Citigroup Pty Limited | NIA | 768,674 |
| World ex U.S. Targeted ValuePo1tfolio ofDFA InvestmentDimensions Group Inc. | Citicorp Nominees Pty Ltd | NIA | 556, 171 |
| Pacific Basin Small Companies Fundof Dimensional Funds pie | HSBC BANK AUSTRALIA LIMTTED | NIA | 193, 176 |
| VA International Small Portfolio ofDF A Investment Dimensions Grouplnc. | Citicorp Nominees Pty Ltd | NIA | 294,514 |
| Separate Account advised byDimensional Fund Advisors Pte. Ltd. | HSBC BANK AUSTRALIA LTMTTED | NIA | 46, 139 |
| International Small Company Fund, aseries of John Hancock Funds TT | HSBC BANK AUSTRALIA LTMTTED | NIA | 783,567 |
| International Small Company Trust ofJohn Hancock Variable InsuranceTrust | Citigroup Pty Limited | NIA | 88,090 |
| L VIP Dimensional International CoreEquity Fund, a series of LincolnVariable Insurance Products Trust | NATIONAL AUSTRALIA BANK, LTD. | NIA | 141 ,363 |
| Separate Account advised byDimensional Fund Advisors LP | The Hongkong and Shanghai BankingCorporation Ltd. | NIA | 301 ,536 |
| Brighthouse/DimensionalInternational Small CompanyPo1tfolio, a series ofBrighthouseFunds Trust II | HSBC BANK AUSTRALIA LIMITED | NIA | 722,882 |
| M International Equity Fund a seriesofM Funds Inc. | HSBC BANK AUSTRALIA UMTTED | NIA | 53,656 |
| Separate Account advised byDimensional Fund Advisors LP | HSBC BANK AUSTRALIA LTMTTED | NIA | 360,350 |
| Separate Account advised byDimensional Fund Advisors LP | HSBC BANK AUSTRALIA LIMTTED | NIA | 273,206 |
| The Asia Pacific Small CompanySeries of The DF A Investment TrustCompany | Citicorp Nominees Pty Ltd | NIA | 14,925, 179 |
| DFA lnte('.national Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. | Citicorp Nominees Pty Ltd | NIA | 35,785,522 |
| Dimensional World ex U.S. CoreEquity 2 ETF of Dimensional ETFTrust | Citicorp Nominees Pty Ltd | NIA | 793,676 |
|---|---|---|---|
| International Core Equity Fund ofDimensional Funds ICVC | Citicorp Nominees Pty Ltd | NIA | 129,750 |
| Separate Account advised byDimensional Fund Advisors LP | The Hongkong and Shanghai BankingCorporation Limited | NIA | 73,961 |
This is Annexure "D" referred to in Form 603: Notice oflnitial Substantial Shareholder
Date: November 23, 2022
| Dimensional Fund Advisors LP |
|---|
| By:··ldings Inc., its General Partner |
| B ·n |
Signature:
ANNEXUREE Resolute Mining Limited ACN 097 088 689
5. CONSIDERA TlON
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interestDimensional Entities in respect of | Date ofAcquisition | Consideration(9) | Holdings(OrdinaryShares) | |
|---|---|---|---|---|
| Cash | Non Cash | |||
| Separate Account advised by DF AAustralia Limited | Nov 8 2022 | $ 17,630.09 | NIA | 83 ,927 |
| Separate Account advised by DF AAustralia Limited | Nov 4 2022 | $ 27,252.00 | NIA | 138,998 |
| Separate Account advised by DF AAustralia Limited | Nov 2 2022 | $ 21 , 125. 14 | NIA | 106,984 |
| Dimensional International SustainabilityCore I ETF of Dimensional ETF Trust | Nov I 2022 | $105.63 | NIA | 528 |
| DF A International Vector Equity F~ndof Dimensional Funds | Nov I 2022 | $ (4,524.93) | NIA | (22,631) |
| DF A International Vector Equity Fundof Dimensional Funds | Oct 31 2022 | $( 17,285.36) | NIA | (86 451) |
| Separate Account advised by DF AAustralia Limited | Oct 17 2022 | $8,062.49 | NIA | 40,300 |
| Separate Account advised by DF AAustralia Limited | Oct 14 2022 | $ 28,443 .38 | NIA | 132,810 |
| Separate Account advised by DF AAustralia Limited | Oct 14 2022 | $ 30,035.28 | NIA | 140,243 |
| Separate Account advised by DF AAustralia Limited | Oct 13 2022 | NIA | $45, 128.16 | 205, 128 |
| Dimensional Australian SustainabilityTrust | Oct 13 2022 | NIA | $ (45, 128.16) | (205 128) |
| Separate Account advised by DF AAustralia Limited | Oct 12 2022 | $ 18,849.27 | NIA | 87,644 |
| International Social Core EquityPortfolio of DFA InvestmentDimensions Group Inc. | Oct 10 2022 | $ 18,964.93 | NIA | 83,855 |
| DFA International Small Cap ValuePortfolio of DF A InvestmentDimensions Group Inc. | Oct 7 2022 | $ 41 ,883.45 | NIA | 182,051 |
| DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. | Sep 23 2022 | NIA | $ 157,317.51 | 749, 131 |
| Dimensional Australian Value Trust | Sep 23 2022 | NIA | $(157,317.51 ) | (749,131) |
| Dimensional Australian Value Trust | Sep 21 2022 | $(59,810.42) | NIA | (266,617) |
| DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. | Sep 15 2022 | $57,117.86 | NIA | 214,588 |
| ·DFA International Small Cap ValuePortfolio ofDFA Investment | Sep 14 2022 | $ 22,744.96 | NIA | 89, 136 |
| Dimensions Group Inc. | ||||
|---|---|---|---|---|
| Dimensional Australian Core EquityTrust | Sep 13 2022 | NIA | $40,784. 12 | 156,862 |
| Dimensional Australian SustainabilityTrust | Sep 13 2022 | NIA | $ (40,784.12) | (156,862) |
| Dimensional Australian Core EquityTrust | Sep 13 2022 | $ 35,997.54 | NIA | 140,627 |
| Dimensional Australian Core EquityTrust | Sep 12 2022 | $ 18,592.00 | NIA | 74,256 |
| DFA International Small Cap ValuePortfolio of DF A InvestmentDimensions Group Inc. | Sep 12 2022 | $ 38 168.41 | NIA | 152,448 |
| Dimensional Australian Core EquityTrust | Sep 9 2022 | $ 39,336.36 | NIA | 157,297 |
| Separate Account Advised byDimensional Fund Advisors LP | Sep 9 2022 | $ 31 ,752.64 | NIA | 126,975 |
| DF A International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group lnc. | Sep 9 2022 | $ 31 ,752.64 | NIA | 126,975 |
| Separate Account Advised byDimensional Fund Advisors LP | Sep 8 2022 | $ 16, I 05.80 | NIA | 64,820 |
| The Asia Pacific Small Company Seriesof The DF A Investment Trust Company | Sep 8 2022 | $ 66,433.59 | NIA | 269,432 |
| OF A International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group lnc. | Sep 7 2022 | $ 33,853.36 | NIA | 137,465 |
| Dimensional Australian Core EquityTrust | Sep 6 2022 | $ 49,920.94 | NIA | 198,274 |
| Separate Account advised by DF AAustralia Limited | Sep 5 2022 | $(] 5,389.82) | NIA | (61 ,529) |
| Separate Account Advised byDimensional Fund Advisors LP | Aug 23 2022 | $ 21 ,359.94 | NIA | 73,005 |
| DFA International Small Cap ValuePortfolio of DF A InvestmentDimensions Group lnc. | Aug 23 2022 | NIA | $39,999.94 | 135,593 |
| Separate Account advised by DF AAustralia Limited | Aug 23 2022 | NIA | $ (39,999.94) | (135,593) |
| DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. | Aug 17 2022 | $ 29,536.24 | NIA | 104,045 |
| DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group lnc. | Aug 11 2022 | $ 30,148.14 | NIA | I 03 ,930 |
| World ex U.S. Targeted Value PortfolioofDFA Investment Dimensions Grouplnc. | Aug 9 2022 | $ 56, 196.06 | NIA | 188,778 |
| Separate Account advised by DF AAustralia Limited | Aug 8 2022 | NIA | $20,786.10 | 69,287 |
| Separate Account advised by DF AAustralia Limited | Aug 8 2022 | NIA | $ (20,786. I 0) | (69,287) |
| Separate Account advised by DF AAustralia Limited | Aug 5 2022 | NIA | $ (22,438.85) | (73 ,570) |
| Separate Account Advised byDimensional Fund Advisors LP | Aug 5 2022 | $ 28,432.39 | NIA | 96,354 |
| Separate Account advised by DF AAustralia Limited | Aug 5 2022 | NIA | $22,438.85 | 73,570 |
| Separate Account advised by DF AAustralia Limited | Aug 4 2022 | $ 16,349.76 | NIA | 58 374 |
| The Asia Pacific Small Company Seriesof The DF A Investment Trust Company | Aug4 2022 | NIA | $ (28,959.42) | (101,612) |
|---|---|---|---|---|
| DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. | Aug 4 2022 | NIA | $28,959.42 | 101 ,612 |
| The Asia Pacific Small Company Seriesof The DF A Investment Trust Company | Aug4 2022 | NIA | $ (60,2 11.95) | (211,270) |
| Separate Account advised by DF AAustralia Limited | Aug 4 2022 | NIA | $60,211 .95 | 211,270 |
| Separate Account advised by DF AAustralia Limited | Aug 3 2022 | $ 16,716.01 | NIA | 58,717 |
| The Asia Pacific Small Company Seriesof The DF A Investment Trust Company | Aug 3 2022 | NIA | $ (109,399.08) | (390,711) |
| Separate Account advised by DF AAustralia Limited | Aug 3 2022 | NIA | $ 109,399.08 | 390,71 I |
| Separate Account advised by DF AAustralia Limited | Aug 2 2022 | $ 28,267.24 | NIA | 102,127 |
| Separate Account advised by DF AAustralia Limited | Aug I 2022 | $ 40,006.1 2 | NIA | 145,432 |
| Separate Account advised by DF AAustralia Limited | Jul 29 2022 | $ 63 ,087.64 | NIA | 230,260 |
| Separate Account advised by DF AAustralia Limited | Jul 28 2022 | $ 26,829.68 | NIA | 100,267 |
| Separate Account advised by DF AAustralia Limited | Jul 27 2022 | $ 17,786.71 | NIA | 66,249 |
| DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. | Jul 26 2022 | NIA | $66,576.38 | 256,063 |
| Separate Account advised by DF AAustraHa Limited | Jul 26 2022 | NIA | $ (66,576.38) | (256,063) |
| DF A International Small Cap ValuePortfolio of DF A InvestmentDimensions Group Inc. | Jul 25 2022 | NIA | $23, I 00.83 | 84,003 |
| Dimensional Australian Core EquityTrust | Jul 25 2022 | NIA | $ (23, I 00.83) | (84,003) |
| Separate Account advised by DF AAustralia Limited | Jul 25 2022 | NIA | $62,125.80 | 225,912 |
| Dimensional Australian Core EquityTrust | Jul 25 2022 | NIA | $ (62, 125.80) | (225,912) |
| Separate Account advised by DF AAustralia Limited | Jul 22 2022 | $ 25,837.77 | NIA | 97,471 |
This is Annexure "E" referred to in Form 603: Notice of Initial Substantial Shareholder
Date : November 23, 2022
Print Name: Dimensional Fund Advisors LP By: Dimer ion I Holdings Inc., its General Partner By: Val re . Bro
Signature:
ANNEXUREF Resolute Mining Limited ACN 097 088 689
7. ADDRESSES
The addresses of persons named in this form are as follows:
| Name | . Address | ||
|---|---|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Svdnev NSW 2000 | ||
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America | ||
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NWI 3BF, United Kingdom | ||
| Dimensional Ireland Limited | 24 Fitzwilliam Place, Dublin 2, Ireland | ||
| DF A Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America | ||
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2 110, Vancouver, BritishColumbia V6E 0C5, Canada | ||
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America | ||
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, uite #33-0 I,Singapore 0 18960 | ||
| Dimensional Holdings Tnc . | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America | ||
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America | ||
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America | ||
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America |
This is Annexure "F" referred to in Form 603: Notice oflnitial Substantial Shareholder
Date: November 23, 2022
Print Name: Dimensional Fund Advisors LP By: D~~e¥1, Holdings Inc., its General Partner By VV..Lw"Z_-==
Signature: