Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Resolute Mining Limited Major Shareholding Notification 2022

Nov 23, 2022

10548_rns_2022-11-23_93cb4aef-9437-4553-814b-c12c143e6dc6.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 603 Corporations Act 2001 Section 67 IB

Notice of initial substantial holder

ACN/ARSN 097 088 689
1. Details of substantial holder (1)
Name _D_i_me_nsio_na_l En_t'-it'-ie'"'s--------------------------1
ACN/ARSN (if applicable) -=S-=-ee=-'-'A=nn=e=xu=re=-A'-'--------------------------

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as ------------------------------~ follows:

Class of securities Number of I Voting power (6)
(4) securities Person's votes (5)
See Annexure B

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder and Nature of relevant interest (7) Class and number ofsecurities
See Annexw·e C

4. Details of present registered holders

The persons registered as holders of the securities referred to in oarag:raoh 3 above are as follows:

Holder ofrelevantInterest Registered holder ofsecurities Person entitled to beregistered as holder(8) Class andnumberof securities
See Annexure D

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevantinterest Date of acquisition Consideration (9) Class andnumberof securities
Cash I Non-cash
See Annexure E

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (ifannlicable) Nature of association

Not Applicable

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
See Annexure F

Signature

Dimensional Fund Advisors LPBy: Dimensional Holdings Inc., its General Partner
print name By: Valerie A. Brown capacity Assistant Secretary and Vice President
sign here date November 23, 2022

DIRECTIONS

  • ( I) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests ofa group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form .
  • (2) See the definition of "associate" in section 9 of the Corporations Act 200 I.
  • (3) See the definition of"relevant interest" in sections 608 and 67IB(7) of the Corporations Act 2001.
  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
  • (6) The person 's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (7) Include details of:
    • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 67IB(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this fom1 , together with a written statement certifying this contract, scheme or arrangement; and
    • (b) any qualification of the power ofa person to exercise, co_ntrol the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 200 I.

(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "tJnknown."'

(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included o any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

3

GUIDE

This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.

603 GUIDE a e 1/1 13 March 2000

Signature TI1is form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to becompleted Nil
Additional information (a) If additional space is required to complete a question, the information may beincluded on a separate piece of paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listedmanaged investment scheme. A copy of this notice must also be given to eachrelevant securities exchange.
(c) The person must give a copy of this notice:
within 2 business days after they become aware of the information; or(i)
(ii) by 9.30 am on the next trading day of the relevant securities exchange after theybecome aware of the information if:
(A)a takeover bid is made for voting shares in the company or voting interestsin the scheme; and
the person becomes aware of the information during the bid period.(B)
Annexures To make any annexure conform to the regulations, you must
use A4 size paper of white or light pastel colour with a margi.n of at least I 0mm on allsides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearlylegible when photocopied
5 identify the annexure with a mark such as A, B, C, etc
6 endorse the annexure with the words:This is annexure (mark) of (number) pages referred to inform (form number and title)
7 sign and date the annexure
The annexure must be signed by the same person(s) who signed the form.

ANNEXUREA Resolute Mining Limited ACN 097 088 689

J. DETAILS OF SUBSTANTIAL HOLDERS

In this Form 603, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate: _

Name DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)ACN065 937 671
Name Dimensional Fund Advisors LP
Name Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Ireland Limited (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Fund Advisors Canada ULC (a subsidiary ofDFA Canada LLC)
Name DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.)
Name Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Holctings Inc. (general partner of Dimensional Fund Advisors LP)
Name Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP)
Name David Booth
Name Rex Sinquefield

This is Annexure "A" referred to in Form 603: Notice oflnitial Substantial Shareholder

Date: November 23, 2022

Print Name: Dimensional Fund Advisors LP By: al Holdings Inc., its General Partner Signature: By· • B.z __

I

ANNEXURE B Resolute Mining Limited ACN 097 088 689

2. DETAILS OF VOTING POWER

The total number of votes attached to aU the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
Ordinary fully paid shares 104,171 ,030 104,171 ,030 6.11%

This is Annexure "B" referred to in Form 603 : Notice oflnitial Substantial Shareholder

Date : November 23, 2022

Print Name: Dimensional Fund Advisors LP By: ff ens· nal Holdings Inc., its General Partner By: 1e·e A~

Signature:

Capacity: Assistant Secretary and Vice President

0

ANNEXUREC Resolute Mining Limited ACN 097 088 689

3. DETAILS OF RELEVANT INTERESTS

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder and Nature ofrelevant interest (7) Holdings (ordinaryfully paid shares)
The companies and individuals comprising the Dimensional Entities (as defined above) hold the following relevantinterests in ordinary fully paid shares in RESOLUTE MINING LTD:
(a) Registered Schemes
DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to thesesecurities and /or the power to dispose of, or control the exercise of the disposal of these securities as responsibleentity of the following registered managed investment schemes:
Dimensional Australian Core Equjty Trust 13,754,399
Dimensional Australian Core Imputation Trust 574,985
Dimensional Australian Value Trust 2,084,449
(b) Institutional Mandates
DFA Australia Limited has the power to exercise, or control the exercise of, voting rights attached to thesesecurities and /or the power to dispose of, or control the exercise of the disposafollowing mandates with institutional investors: l of these securities under the
Separate Account advised by DF A Australia Limited 1,510,734
Separate Account advised by DF A Australia Limited 5,330,334
Separate Account advised by DF A Australia Limited 4,009,271
(c) Other Dimensional Entities Funds and Mandates
DFA Australia Limited-has the power to dispose of, or to control the exercise of the power to dispose of, thesesecurities under sub-advisory agreements and consulting services agreements with other members of theDimensional Entities in relation to the following mutual funds and mandates:
Separate Account Advised by Dimensional Fund Advisors LP 351 ,391
Separate Account Advised by Dimensional Fund Advisors LP 1,736,339
AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance ProductsTrust 95 ,529
Din1ensional Australian Sustainability Trust 2,221 , 121
DFA International Core Equity Fund of Dimensional Funds 368,699
Dimensional International Core Equity Market ETF of Dimensional ETF Trust 5,403
Dimensional International Core Equity 2 ETF of Dimensional ETF Trust 93,369
Dimensional International Small Cap ETF of Dimensional ETF Trust 9,959
Dimensional International Sustainability Core I ETF of Dimensional ETF Trust 528
International Core Equity Portfolio ofDFA Investment Dimensions Group Inc. 8,890,471
lnternational Social Core Equity Portfolio ofDFA Investment Dimensions Group Inc. 509,850
Dimensional International Small Cap Value ETF of Dimensional ETF Trust 1,337,312
International Vector Equity Portfolio ofDFA Investment Dimensions Group Inc.
1,882,556
537,297
272,853
126,211
1,564,077
53,852
208,728
768,674
556, 171
193, 176
294,514
46, 139
783,567
88,090
141 ,363
301 ,536
722,882
53,656
360,350
273,206
14,925,179
35,785,522
793,676
129,750
73,961

(d) Dimensional Fund Advisors LP and each of its subsidiaries are each deemed to have the same relevant interests in the securities as DFA Australia Limited because Dimensional Fund Advisors LP controls DFA Australia Limited;

(e) David Booth and Rex Sinquefield are deemed to have the same relevant interests in the securities as Dimensional Fund Advisors LP as they each, individually or through trusts they control, have more than 20% voting power in Dimensional Holdings Inc., the general partner of Dimensional Fund Advisors LP;

(t) Dimensional Fund Advisors LP and other members of the Dimensional Entities may also have relevant interests in the securities referred to in paragraph (c) above as investment manager or advisor to the mutual funds and mandates referred to in that paragraph.

This is Annexure "C" referred to in Form 603: Notice oflnitial Substantial Shareholder

' Date: November 23, 2022

Print Name:

Signature:

ANNEXURED Resolute Mining Limited ACN 097 088 689

4. DETAILS OF PRESENT REGISTERED HOLDERS

The per~ons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interestDimensional Entities in respect of Registered Holder Personentitled to beregistered asholder Holdings(ordinaryfully paidshares)
Dimensional Australian Core EquityTrust Citicorp Nominees Pty Ltd NIA 13,754,3 99
Dimensional Australian CoreImputation Trust Citicorp Nominees Pty Limited NIA 574,985
Dimensional Australian Value Trust Citicorp Nominees Pty Ltd NIA 2,084,449
Separate Account advised by DF AAustralia Limited NATIONAL AUSTRALIA BANK, LTD. NIA l,510,734
Separate Account advised by DF AAustralia Limited HSBC BANK AUSTRALIA LIMITED NIA 5,330,334
Separate Account advised by DF AAustralia Limited JPMorgan Nominees Australia Limited NIA 4,009,271
Separate Account Advised byDimensional Fund Advisors LP NATIONAL AUSTRALIA BANK, LTD. NIA 351,391
Separate Account Advised byDimensional Fund Advisors LP NATIONAL AUSTRALIA BANK, LTD. NIA 1,736,339
AZL DF A International Core EquityFund, a series of AUianz VariableInsurance Products Trust NATIONAL AUSTRALIA BANK, LTD. NIA 95,529
Dimensional Australian SustainabilityTrust CITIGROUP PTY LIMITED NIA 2,221 ,121
DF A International Core Equity Fundof Dimensional Funds The Hongkong and Shanghai BankingCorporation Limited NIA 368,699
Dimensional International CoreEquity Market ETF of DimensionalETF Trust CITIBANK US NIA 5,403
Dimensional International CoreEquity 2 ETF of Dimensional ETFTrust CITIBANK US NIA 93,369
Dimensional International Small CapETF of Dimensional ETF Trust CITIBANK US NIA 9,959
Dimensional InternationalSustainability Core 1 ETF ofDimensional ETF Trust CITIBANK US NIA 528
International Core Equity Portfolio of · Citicorp Nominees Pty LtdDF A Investment Dimensions GroupInc. NIA 8,890,471
International Social Core EquityPortfolio of DF A InvestmentDimensions Group lnc. Citicorp Nominees Pty Ltd NIA 509,850
Dimensional International Small CapValue ETF of Dimensional ETF Trust CITIBANK US NIA 1,337,3 12
International Vector Equity Portfolioof OF A Investment DimensionsGroup Inc. Citicorp Nominees Pty Ltd NIA 1,882,556
International Sustainability Core lPortfolio of OF A InvestmentDimensions Group Inc. Citicorp Nominees Pty Ltd NIA 349,901
Global Core Equity Fund ofDimensional Funds pie HSBC BANK AUSTRALIA LIMITED NIA 537,297
Global Small Companies Fund ofDimensional Funds pie HSBC BANK AUSTRALIA LIMITED NIA 272,853
Global Sustainability Core EquityFund of Dimensional Funds pie The Hongkong and Shanghai BankingCorporation Ltd NIA 126,211
Global Targeted Value Fund ofDimensional Funds pie HSBC BANK AUSTRALIA LTMTTED NIA 1,564,077
World Allocation 60140 Fund State Street Bank NIA 53,852
World Equity Fund of DimensionalFunds pie State Street Custodial Services (Ireland)Limited NIA 208,728
World ex U.S. Core Equity PortfolioofDFA Investment DimensionsGroup Inc. Citigroup Pty Limited NIA 768,674
World ex U.S. Targeted ValuePo1tfolio ofDFA InvestmentDimensions Group Inc. Citicorp Nominees Pty Ltd NIA 556, 171
Pacific Basin Small Companies Fundof Dimensional Funds pie HSBC BANK AUSTRALIA LIMTTED NIA 193, 176
VA International Small Portfolio ofDF A Investment Dimensions Grouplnc. Citicorp Nominees Pty Ltd NIA 294,514
Separate Account advised byDimensional Fund Advisors Pte. Ltd. HSBC BANK AUSTRALIA LTMTTED NIA 46, 139
International Small Company Fund, aseries of John Hancock Funds TT HSBC BANK AUSTRALIA LTMTTED NIA 783,567
International Small Company Trust ofJohn Hancock Variable InsuranceTrust Citigroup Pty Limited NIA 88,090
L VIP Dimensional International CoreEquity Fund, a series of LincolnVariable Insurance Products Trust NATIONAL AUSTRALIA BANK, LTD. NIA 141 ,363
Separate Account advised byDimensional Fund Advisors LP The Hongkong and Shanghai BankingCorporation Ltd. NIA 301 ,536
Brighthouse/DimensionalInternational Small CompanyPo1tfolio, a series ofBrighthouseFunds Trust II HSBC BANK AUSTRALIA LIMITED NIA 722,882
M International Equity Fund a seriesofM Funds Inc. HSBC BANK AUSTRALIA UMTTED NIA 53,656
Separate Account advised byDimensional Fund Advisors LP HSBC BANK AUSTRALIA LTMTTED NIA 360,350
Separate Account advised byDimensional Fund Advisors LP HSBC BANK AUSTRALIA LIMTTED NIA 273,206
The Asia Pacific Small CompanySeries of The DF A Investment TrustCompany Citicorp Nominees Pty Ltd NIA 14,925, 179
DFA lnte('.national Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. Citicorp Nominees Pty Ltd NIA 35,785,522
Dimensional World ex U.S. CoreEquity 2 ETF of Dimensional ETFTrust Citicorp Nominees Pty Ltd NIA 793,676
International Core Equity Fund ofDimensional Funds ICVC Citicorp Nominees Pty Ltd NIA 129,750
Separate Account advised byDimensional Fund Advisors LP The Hongkong and Shanghai BankingCorporation Limited NIA 73,961

This is Annexure "D" referred to in Form 603: Notice oflnitial Substantial Shareholder

Date: November 23, 2022

Dimensional Fund Advisors LP
By:··ldings Inc., its General Partner
B ·n

Signature:

ANNEXUREE Resolute Mining Limited ACN 097 088 689

5. CONSIDERA TlON

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interestDimensional Entities in respect of Date ofAcquisition Consideration(9) Holdings(OrdinaryShares)
Cash Non Cash
Separate Account advised by DF AAustralia Limited Nov 8 2022 $ 17,630.09 NIA 83 ,927
Separate Account advised by DF AAustralia Limited Nov 4 2022 $ 27,252.00 NIA 138,998
Separate Account advised by DF AAustralia Limited Nov 2 2022 $ 21 , 125. 14 NIA 106,984
Dimensional International SustainabilityCore I ETF of Dimensional ETF Trust Nov I 2022 $105.63 NIA 528
DF A International Vector Equity F~ndof Dimensional Funds Nov I 2022 $ (4,524.93) NIA (22,631)
DF A International Vector Equity Fundof Dimensional Funds Oct 31 2022 $( 17,285.36) NIA (86 451)
Separate Account advised by DF AAustralia Limited Oct 17 2022 $8,062.49 NIA 40,300
Separate Account advised by DF AAustralia Limited Oct 14 2022 $ 28,443 .38 NIA 132,810
Separate Account advised by DF AAustralia Limited Oct 14 2022 $ 30,035.28 NIA 140,243
Separate Account advised by DF AAustralia Limited Oct 13 2022 NIA $45, 128.16 205, 128
Dimensional Australian SustainabilityTrust Oct 13 2022 NIA $ (45, 128.16) (205 128)
Separate Account advised by DF AAustralia Limited Oct 12 2022 $ 18,849.27 NIA 87,644
International Social Core EquityPortfolio of DFA InvestmentDimensions Group Inc. Oct 10 2022 $ 18,964.93 NIA 83,855
DFA International Small Cap ValuePortfolio of DF A InvestmentDimensions Group Inc. Oct 7 2022 $ 41 ,883.45 NIA 182,051
DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. Sep 23 2022 NIA $ 157,317.51 749, 131
Dimensional Australian Value Trust Sep 23 2022 NIA $(157,317.51 ) (749,131)
Dimensional Australian Value Trust Sep 21 2022 $(59,810.42) NIA (266,617)
DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. Sep 15 2022 $57,117.86 NIA 214,588
·DFA International Small Cap ValuePortfolio ofDFA Investment Sep 14 2022 $ 22,744.96 NIA 89, 136
Dimensions Group Inc.
Dimensional Australian Core EquityTrust Sep 13 2022 NIA $40,784. 12 156,862
Dimensional Australian SustainabilityTrust Sep 13 2022 NIA $ (40,784.12) (156,862)
Dimensional Australian Core EquityTrust Sep 13 2022 $ 35,997.54 NIA 140,627
Dimensional Australian Core EquityTrust Sep 12 2022 $ 18,592.00 NIA 74,256
DFA International Small Cap ValuePortfolio of DF A InvestmentDimensions Group Inc. Sep 12 2022 $ 38 168.41 NIA 152,448
Dimensional Australian Core EquityTrust Sep 9 2022 $ 39,336.36 NIA 157,297
Separate Account Advised byDimensional Fund Advisors LP Sep 9 2022 $ 31 ,752.64 NIA 126,975
DF A International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group lnc. Sep 9 2022 $ 31 ,752.64 NIA 126,975
Separate Account Advised byDimensional Fund Advisors LP Sep 8 2022 $ 16, I 05.80 NIA 64,820
The Asia Pacific Small Company Seriesof The DF A Investment Trust Company Sep 8 2022 $ 66,433.59 NIA 269,432
OF A International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group lnc. Sep 7 2022 $ 33,853.36 NIA 137,465
Dimensional Australian Core EquityTrust Sep 6 2022 $ 49,920.94 NIA 198,274
Separate Account advised by DF AAustralia Limited Sep 5 2022 $(] 5,389.82) NIA (61 ,529)
Separate Account Advised byDimensional Fund Advisors LP Aug 23 2022 $ 21 ,359.94 NIA 73,005
DFA International Small Cap ValuePortfolio of DF A InvestmentDimensions Group lnc. Aug 23 2022 NIA $39,999.94 135,593
Separate Account advised by DF AAustralia Limited Aug 23 2022 NIA $ (39,999.94) (135,593)
DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. Aug 17 2022 $ 29,536.24 NIA 104,045
DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group lnc. Aug 11 2022 $ 30,148.14 NIA I 03 ,930
World ex U.S. Targeted Value PortfolioofDFA Investment Dimensions Grouplnc. Aug 9 2022 $ 56, 196.06 NIA 188,778
Separate Account advised by DF AAustralia Limited Aug 8 2022 NIA $20,786.10 69,287
Separate Account advised by DF AAustralia Limited Aug 8 2022 NIA $ (20,786. I 0) (69,287)
Separate Account advised by DF AAustralia Limited Aug 5 2022 NIA $ (22,438.85) (73 ,570)
Separate Account Advised byDimensional Fund Advisors LP Aug 5 2022 $ 28,432.39 NIA 96,354
Separate Account advised by DF AAustralia Limited Aug 5 2022 NIA $22,438.85 73,570
Separate Account advised by DF AAustralia Limited Aug 4 2022 $ 16,349.76 NIA 58 374
The Asia Pacific Small Company Seriesof The DF A Investment Trust Company Aug4 2022 NIA $ (28,959.42) (101,612)
DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. Aug 4 2022 NIA $28,959.42 101 ,612
The Asia Pacific Small Company Seriesof The DF A Investment Trust Company Aug4 2022 NIA $ (60,2 11.95) (211,270)
Separate Account advised by DF AAustralia Limited Aug 4 2022 NIA $60,211 .95 211,270
Separate Account advised by DF AAustralia Limited Aug 3 2022 $ 16,716.01 NIA 58,717
The Asia Pacific Small Company Seriesof The DF A Investment Trust Company Aug 3 2022 NIA $ (109,399.08) (390,711)
Separate Account advised by DF AAustralia Limited Aug 3 2022 NIA $ 109,399.08 390,71 I
Separate Account advised by DF AAustralia Limited Aug 2 2022 $ 28,267.24 NIA 102,127
Separate Account advised by DF AAustralia Limited Aug I 2022 $ 40,006.1 2 NIA 145,432
Separate Account advised by DF AAustralia Limited Jul 29 2022 $ 63 ,087.64 NIA 230,260
Separate Account advised by DF AAustralia Limited Jul 28 2022 $ 26,829.68 NIA 100,267
Separate Account advised by DF AAustralia Limited Jul 27 2022 $ 17,786.71 NIA 66,249
DFA International Small Cap ValuePortfolio ofDFA InvestmentDimensions Group Inc. Jul 26 2022 NIA $66,576.38 256,063
Separate Account advised by DF AAustraHa Limited Jul 26 2022 NIA $ (66,576.38) (256,063)
DF A International Small Cap ValuePortfolio of DF A InvestmentDimensions Group Inc. Jul 25 2022 NIA $23, I 00.83 84,003
Dimensional Australian Core EquityTrust Jul 25 2022 NIA $ (23, I 00.83) (84,003)
Separate Account advised by DF AAustralia Limited Jul 25 2022 NIA $62,125.80 225,912
Dimensional Australian Core EquityTrust Jul 25 2022 NIA $ (62, 125.80) (225,912)
Separate Account advised by DF AAustralia Limited Jul 22 2022 $ 25,837.77 NIA 97,471

This is Annexure "E" referred to in Form 603: Notice of Initial Substantial Shareholder

Date : November 23, 2022

Print Name: Dimensional Fund Advisors LP By: Dimer ion I Holdings Inc., its General Partner By: Val re . Bro

Signature:

ANNEXUREF Resolute Mining Limited ACN 097 088 689

7. ADDRESSES

The addresses of persons named in this form are as follows:

Name . Address
DFA Australia Limited Level 43, 1 Macquarie Place, Svdnev NSW 2000
Dimensional Fund Advisors LP 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America
Dimensional Fund Advisors Ltd. 20 Triton Street, London NWI 3BF, United Kingdom
Dimensional Ireland Limited 24 Fitzwilliam Place, Dublin 2, Ireland
DF A Canada LLC 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America
Dimensional Fund Advisors Canada ULC 745 Thurlow Street, Suite 2 110, Vancouver, BritishColumbia V6E 0C5, Canada
Dimensional Advisors Ltd. 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America
Dimensional Fund Advisors Pte. Ltd. 8 Marina View, Asia Square Tower 1, uite #33-0 I,Singapore 0 18960
Dimensional Holdings Tnc . 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America
Dimensional Holdings LLC 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America
David Booth 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America
Rex Sinquefield 6300 Bee Cave Road, Building One, Austin, Texas, 78746,United States of America

This is Annexure "F" referred to in Form 603: Notice oflnitial Substantial Shareholder

Date: November 23, 2022

Print Name: Dimensional Fund Advisors LP By: D~~e¥1, Holdings Inc., its General Partner By VV..Lw"Z_-==

Signature: