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Resolute Mining Limited Major Shareholding Notification 2020

Jan 15, 2020

10548_rns_2020-01-15_1d2a5353-f18f-402d-9196-4eae626069b1.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme RESOLUTE MINING LIMITED
ACN/ARSN ACN 097 088 689

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable) 008 496 713

The holder became a substantial holder on 13-Jan-2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons' votes (5) Voting power (6)
Common Stock 48,031,468 48,031,468 5.32%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
See Annexure "A"

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of Person entitled to be Class and number of
securities registered as holder (8) securities
See Annexure "B"

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number ofsecurities
Cash Non-cash
See Annexure "C"

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
See Annexure "D"

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
See Annexure "E"

Signature

print name Winston Loke capacity Authorised Signatory
sign here date 16-Jan-2020

Annexure "A"

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Credit Suisse Equities (Australia)Limited (ACN 068 232 708) Holder of securities subject to anobligation to return under a securitieslending agreement 797,140 Common Stock
Credit Suisse Securities (Europe)Limited (ARBN 099554131) Holder of securities subject to anobligation to return under a securitieslending agreement 46,288,916 Common Stock
Credit Suisse Funds AG Voting rights and right to dispose 853,673 Common Stock
Credit Suisse AG, Dublin Branch Holder of securities subject to anobligation to return under a securitieslending agreement 91,739 Common Stock

This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory
sign here date 16-Jan-2020

Annexure "B"

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder ofsecurities Person entitled to beregistered as holder (8) Class and number ofsecurities
Credit Suisse Funds AG HSBC Custody Nominees(Australia) Limited (ACN 003094 568) Credit Suisse Funds AG 853,673 Common Stock
Credit Suisse Equities(Australia) Limited (ACN 068232 708) CS Fourth Nominees PtyLimited (ACN 069 126 432) Credit Suisse Equities(Australia) Limited 797,140 Common Stock
Credit Suisse Securities(Europe) Limited (ARBN099554131) CS Third Nominees PtyLimited (ACN 007 053 849) Credit Suisse Securities(Europe) Limited 46,288,916 Common Stock
Credit Suisse AG, DublinBranch CS Third Nominees PtyLimited (ACN 007 053 849) Credit Suisse AG, DublinBranch 91,739 Common Stock

This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory
------------ -------------- ---------- ----------------------

sign here date 16-Jan-2020

Annexure "C"

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevantinterest Date of acquisition Consideration (9) Class and number ofsecurities
Cash Non-cash
Credit Suisse Funds AG 30-Sep-19 13,942.98 AUD 9,819 Common Stock
Credit Suisse Funds AG 9-Jan-20 93,880.62 AUD 77,268 Common Stock
Credit Suisse Equities(Australia) Limited 12-Nov-19 Refer to Annexure F ofNotice Stock borrowed underASLA 1,000,000 CommonStock
Credit Suisse Equities(Australia) Limited 13-Nov-19 Refer to Annexure F ofNotice Stock returned underASLA -665,120 Common Stock
Credit Suisse Equities(Australia) Limited 19-Nov-19 Refer to Annexure F ofNotice Stock returned underASLA -334,880 Common Stock
Credit Suisse Equities(Australia) Limited 20-Nov-19 Refer to Annexure F ofNotice Stock borrowed underASLA 388,336 Common Stock
Credit Suisse Equities(Australia) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock borrowed underASLA 173,804 Common Stock
Credit Suisse Equities(Australia) Limited 29-Nov-19 Refer to Annexure F ofNotice Stock borrowed underASLA 235,000 Common Stock
Credit Suisse AG, Dublinbranch 23-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,171,000 CommonStock
Credit Suisse AG, Dublinbranch 24-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 701,000 Common Stock
Credit Suisse AG, Dublinbranch 26-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,179,000 CommonStock
Credit Suisse AG, Dublinbranch 30-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -366,643 Common Stock
Credit Suisse AG, Dublinbranch 1-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -886,675 Common Stock
Credit Suisse AG, Dublinbranch 2-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -292,325 Common Stock
Credit Suisse AG, Dublinbranch 2-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,055,501 CommonStock
Credit Suisse AG, Dublinbranch 3-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,748,856 CommonStock
Credit Suisse AG, Dublinbranch 3-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -398,085 Common Stock
Credit Suisse AG, Dublinbranch 3-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,559,000 CommonStock
Credit Suisse AG, Dublinbranch 7-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,489,328 CommonStock
Credit Suisse AG, Dublinbranch 8-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -302,915 Common Stock
Credit Suisse AG, Dublinbranch 8-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,064,502 CommonStock
Credit Suisse AG, Dublinbranch 17-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -5,169 Common Stock
Credit Suisse AG, Dublinbranch 22-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 5,540,000 CommonStock
Credit Suisse AG, Dublinbranch 24-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -343,324 Common Stock
Credit Suisse AG, Dublinbranch 25-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -314,207 Common Stock
Credit Suisse AG, Dublinbranch 28-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,106,972 CommonStock
Credit Suisse AG, Dublinbranch 31-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,468,861 CommonStock
Credit Suisse AG, Dublinbranch 1-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,757,230 CommonStock
Credit Suisse AG, Dublinbranch 4-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1 Common Stock
Credit Suisse AG, Dublinbranch 4-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -549,406 Common Stock
Credit Suisse AG, Dublinbranch 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 54,000 Common Stock
Credit Suisse Securities(Europe) Limited 17-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,174,000 CommonStock
Credit Suisse Securities(Europe) Limited 17-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,308,000 CommonStock
Credit Suisse Securities(Europe) Limited 19-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,174,000 CommonStock
Credit Suisse Securities(Europe) Limited 19-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,536,840 CommonStock
Credit Suisse Securities(Europe) Limited 19-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,642,708 CommonStock
Credit Suisse Securities(Europe) Limited 19-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 5,844,840 CommonStock
Credit Suisse Securities(Europe) Limited 19-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,308,000 CommonStock
Credit Suisse Securities(Europe) Limited 19-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,468,708 CommonStock
Credit Suisse Securities(Europe) Limited 23-Sep-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 31,000 Common Stock
Credit Suisse Securities(Europe) Limited 24-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,231,000 CommonStock
Credit Suisse Securities(Europe) Limited 25-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,231,000 CommonStock
Credit Suisse Securities(Europe) Limited 25-Sep-19 Refer to Annexure F ofNotice Stock returned underOSLA -31,000 Common Stock
Credit Suisse Securities(Europe) Limited 26-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -100,418 Common Stock
Credit Suisse Securities(Europe) Limited 26-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,231,000 CommonStock
Credit Suisse Securities(Europe) Limited 26-Sep-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,331,418 CommonStock
Credit Suisse Securities(Europe) Limited 30-Sep-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -340,189 Common Stock
Credit Suisse Securities(Europe) Limited 3-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -55,598 Common Stock
Credit Suisse Securities(Europe) Limited 7-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -229,675 Common Stock
Credit Suisse Securities(Europe) Limited 7-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,706,199 CommonStock
Credit Suisse Securities(Europe) Limited 7-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,706,199 CommonStock
Credit Suisse Securities(Europe) Limited 9-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,706,199 CommonStock
Credit Suisse Securities(Europe) Limited 9-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -5,844,840 CommonStock
Credit Suisse Securities(Europe) Limited 9-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 9,551,039 CommonStock
Credit Suisse Securities(Europe) Limited 11-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,720,772 CommonStock
Credit Suisse Securities(Europe) Limited 11-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,720,772 CommonStock
Credit Suisse Securities(Europe) Limited 14-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -705,956 Common Stock
Credit Suisse Securities(Europe) Limited 15-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,720,772 CommonStock
Credit Suisse Securities(Europe) Limited 15-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,706,199 CommonStock
Credit Suisse Securities(Europe) Limited 15-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 13,271,811 CommonStock
Credit Suisse Securities(Europe) Limited 15-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,720,772 CommonStock
Credit Suisse Securities(Europe) Limited 15-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 7,426,971 CommonStock
Credit Suisse Securities(Europe) Limited 15-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -9,551,039 CommonStock
Credit Suisse Securities(Europe) Limited 21-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 152,935 Common Stock
Credit Suisse Securities(Europe) Limited 21-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 289,299 Common Stock
Credit Suisse Securities(Europe) Limited 21-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 127,570 Common Stock
Credit Suisse Securities(Europe) Limited 21-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 4,870 Common Stock
Credit Suisse Securities(Europe) Limited 21-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 273,254 Common Stock
Credit Suisse Securities(Europe) Limited 21-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 82,326 Common Stock
Credit Suisse Securities(Europe) Limited 21-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 25,980 Common Stock
Credit Suisse Securities(Europe) Limited 22-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 121,425 Common Stock
Credit Suisse Securities(Europe) Limited 22-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 43,141 Common Stock
Credit Suisse Securities(Europe) Limited 22-Oct-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 162,434 Common Stock
Credit Suisse Securities(Europe) Limited 22-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,411,708 CommonStock
Credit Suisse Securities(Europe) Limited 22-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 828,524 Common Stock
Credit Suisse Securities(Europe) Limited 23-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,411,708 CommonStock
Credit Suisse Securities(Europe) Limited 23-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -828,524 Common Stock
Credit Suisse Securities(Europe) Limited 23-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -152,935 Common Stock
Credit Suisse Securities(Europe) Limited 23-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -289,299 Common Stock
Credit Suisse Securities(Europe) Limited 23-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,124,998 CommonStock
Credit Suisse Securities(Europe) Limited 23-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,124,998 CommonStock
Credit Suisse Securities(Europe) Limited 23-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,339,816 CommonStock
Credit Suisse Securities(Europe) Limited 24-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,124,998 CommonStock
Credit Suisse Securities(Europe) Limited 24-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -162,434 Common Stock
Credit Suisse Securities(Europe) Limited 24-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -121,425 Common Stock
Credit Suisse Securities(Europe) Limited 24-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,841,139 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,841,139 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 16,736,625 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,124,998 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,339,816 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -13,271,811 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,124,998 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,953,522 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,841,139 CommonStock
Credit Suisse Securities(Europe) Limited 25-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -828,524 Common Stock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,841,139 CommonStock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -43,141 Common Stock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -25,980 Common Stock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -82,326 Common Stock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -4,870 Common Stock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -5,272 Common Stock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,953,522 CommonStock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,841,139 CommonStock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 4,794,661 CommonStock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 791,171 Common Stock
Credit Suisse Securities(Europe) Limited 28-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 893,651 Common Stock
Credit Suisse Securities(Europe) Limited 29-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -791,171 Common Stock
Credit Suisse Securities(Europe) Limited 29-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -893,651 Common Stock
Credit Suisse Securities(Europe) Limited 29-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,841,139 CommonStock
Credit Suisse Securities(Europe) Limited 29-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -4,794,661 CommonStock
Credit Suisse Securities(Europe) Limited 29-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 6,635,800 CommonStock
Credit Suisse Securities(Europe) Limited 29-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,684,822 CommonStock
Credit Suisse Securities(Europe) Limited 30-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,684,822 CommonStock
Credit Suisse Securities(Europe) Limited 30-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -273,254 Common Stock
Credit Suisse Securities(Europe) Limited 30-Oct-19 Refer to Annexure F ofNotice Stock returned underOSLA -127,570 Common Stock
Credit Suisse Securities(Europe) Limited 30-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -6,635,800 CommonStock
Credit Suisse Securities(Europe) Limited 30-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -791,171 Common Stock
Credit Suisse Securities(Europe) Limited 30-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 7,426,971 CommonStock
Credit Suisse Securities(Europe) Limited 31-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -988,897 Common Stock
Credit Suisse Securities(Europe) Limited 31-Oct-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,578,473 CommonStock
Credit Suisse Securities(Europe) Limited 31-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,684,822 CommonStock
Credit Suisse Securities(Europe) Limited 31-Oct-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -893,651 Common Stock
Credit Suisse Securities(Europe) Limited 1-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -339,002 Common Stock
Credit Suisse Securities(Europe) Limited 4-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -78,537 Common Stock
Credit Suisse Securities(Europe) Limited 4-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -330,820 Common Stock
Credit Suisse Securities(Europe) Limited 6-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -236,066 Common Stock
Credit Suisse Securities(Europe) Limited 7-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -863,307 Common Stock
Credit Suisse Securities(Europe) Limited 11-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -5,996,778 CommonStock
Credit Suisse Securities(Europe) Limited 11-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,578,473 CommonStock
Credit Suisse Securities(Europe) Limited 11-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 186,051 Common Stock
Credit Suisse Securities(Europe) Limited 11-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 170,711 Common Stock
Credit Suisse Securities(Europe) Limited 11-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 25,980 Common Stock
Credit Suisse Securities(Europe) Limited 11-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 359,407 Common Stock
Credit Suisse Securities(Europe) Limited 13-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 570,000 Common Stock
Credit Suisse Securities(Europe) Limited 14-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 35,000 Common Stock
Credit Suisse Securities(Europe) Limited 15-Nov-19 Refer to Annexure F ofNotice Stock returned underOSLA -570,000 Common Stock
Credit Suisse Securities(Europe) Limited 15-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 570,000 Common Stock
Credit Suisse Securities(Europe) Limited 18-Nov-19 Refer to Annexure F ofNotice Stock returned underOSLA -25,980 Common Stock
Credit Suisse Securities(Europe) Limited 18-Nov-19 Refer to Annexure F ofNotice Stock returned underOSLA -35,000 Common Stock
Credit Suisse Securities(Europe) Limited 18-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -12,890,073 CommonStock
Credit Suisse Securities(Europe) Limited 18-Nov-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,268,079 CommonStock
Credit Suisse Securities(Europe) Limited 19-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 101,000 Common Stock
Credit Suisse Securities(Europe) Limited 20-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 28,106 Common Stock
Credit Suisse Securities(Europe) Limited 20-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 40,558 Common Stock
Credit Suisse Securities(Europe) Limited 21-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 25,980 Common Stock
Credit Suisse Securities(Europe) Limited 21-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 8,408 Common Stock
Credit Suisse Securities(Europe) Limited 21-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 35,032 Common Stock
Credit Suisse Securities(Europe) Limited 26-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 94,000 Common Stock
Credit Suisse Securities(Europe) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock returned underOSLA -28,106 Common Stock
Credit Suisse Securities(Europe) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock returned underOSLA -8,408 Common Stock
Credit Suisse Securities(Europe) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock returned underOSLA -25,980 Common Stock
Credit Suisse Securities(Europe) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 164,175 Common Stock
Credit Suisse Securities(Europe) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 8,408 Common Stock
Credit Suisse Securities(Europe) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 62,682 Common Stock
Credit Suisse Securities(Europe) Limited 28-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 28,106 Common Stock
Credit Suisse Securities(Europe) Limited 29-Nov-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 25,980 Common Stock
Credit Suisse Securities(Europe) Limited 2-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 6,589,831 CommonStock
Credit Suisse Securities(Europe) Limited 2-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 6,589,831 CommonStock
Credit Suisse Securities(Europe) Limited 3-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,459,922 CommonStock
Credit Suisse Securities(Europe) Limited 3-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 4,478,078 CommonStock
Credit Suisse Securities(Europe) Limited 3-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 5,621,000 CommonStock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -4,478,078 CommonStock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -25,980 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -28,106 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -8,408 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -62,682 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -35,032 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -94,000 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -40,558 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -101,000 Common Stock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,052,000 CommonStock
Credit Suisse Securities(Europe) Limited 4-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,631,673 CommonStock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -4,272,914 CommonStock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,459,922 CommonStock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 12,210,831 CommonStock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -5,621,000 CommonStock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -6,589,831 CommonStock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 67,218 Common Stock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 855,301 Common Stock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,584,053 CommonStock
Credit Suisse Securities(Europe) Limited 5-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,728,752 CommonStock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -855,301 Common Stock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,052,000 CommonStock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -12,210,831 CommonStock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 13,262,831 CommonStock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 25,980 Common Stock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 124,496 Common Stock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 8,408 Common Stock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 2,233,510 CommonStock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,536,163 CommonStock
Credit Suisse Securities(Europe) Limited 6-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,843,994 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,536,163 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,789,217 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 4,888,125 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -855,301 Common Stock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,728,752 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -11,726,668 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 15,310,721 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -205,164 Common Stock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,584,053 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,256,452 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,631,673 CommonStock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 9,380 Common Stock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 851,000 Common Stock
Credit Suisse Securities(Europe) Limited 9-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 3,519,298 CommonStock
Credit Suisse Securities(Europe) Limited 10-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -8,408 Common Stock
Credit Suisse Securities(Europe) Limited 10-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,536,163 CommonStock
Credit Suisse Securities(Europe) Limited 10-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,843,994 CommonStock
Credit Suisse Securities(Europe) Limited 10-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -4,888,125 CommonStock
Credit Suisse Securities(Europe) Limited 10-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 8,268,282 CommonStock
Credit Suisse Securities(Europe) Limited 10-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 8,408 Common Stock
Credit Suisse Securities(Europe) Limited 10-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 431,592 Common Stock
Credit Suisse Securities(Europe) Limited 11-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,935,245 CommonStock
Credit Suisse Securities(Europe) Limited 11-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 4,640,217 CommonStock
Credit Suisse Securities(Europe) Limited 11-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,789,217 CommonStock
Credit Suisse Securities(Europe) Limited 11-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -851,000 Common Stock
Credit Suisse Securities(Europe) Limited 11-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 273,000 Common Stock
Credit Suisse Securities(Europe) Limited 11-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,478,000 CommonStock
Credit Suisse Securities(Europe) Limited 12-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -13,375,476 CommonStock
Credit Suisse Securities(Europe) Limited 12-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,519,298 CommonStock
Credit Suisse Securities(Europe) Limited 12-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 16,894,774 CommonStock
Credit Suisse Securities(Europe) Limited 12-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 82,326 Common Stock
Credit Suisse Securities(Europe) Limited 13-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,462,433 CommonStock
Credit Suisse Securities(Europe) Limited 13-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 686,970 Common Stock
Credit Suisse Securities(Europe) Limited 13-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 22,013 Common Stock
Credit Suisse Securities(Europe) Limited 16-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -404,926 Common Stock
Credit Suisse Securities(Europe) Limited 16-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,314,689 CommonStock
Credit Suisse Securities(Europe) Limited 16-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,177,784 CommonStock
Credit Suisse Securities(Europe) Limited 16-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,478,000 CommonStock
Credit Suisse Securities(Europe) Limited 16-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 4,655,784 CommonStock
Credit Suisse Securities(Europe) Limited 16-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 251,516 Common Stock
Credit Suisse Securities(Europe) Limited 16-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 360,000 Common Stock
Credit Suisse Securities(Europe) Limited 17-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -142,933 Common Stock
Credit Suisse Securities(Europe) Limited 17-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -22,013 Common Stock
Credit Suisse Securities(Europe) Limited 17-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -9,380 Common Stock
Credit Suisse Securities(Europe) Limited 17-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 31,393 Common Stock
Credit Suisse Securities(Europe) Limited 18-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -360,000 Common Stock
Credit Suisse Securities(Europe) Limited 18-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -182,717 Common Stock
Credit Suisse Securities(Europe) Limited 18-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 282,909 Common Stock
Credit Suisse Securities(Europe) Limited 18-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -251,516 Common Stock
Credit Suisse Securities(Europe) Limited 18-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -31,393 Common Stock
Credit Suisse Securities(Europe) Limited 19-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -42,505 Common Stock
Credit Suisse Securities(Europe) Limited 19-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 23,000 Common Stock
Credit Suisse Securities(Europe) Limited 20-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -8,408 Common Stock
Credit Suisse Securities(Europe) Limited 20-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -252 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,000,000 CommonStock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,000,000 CommonStock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,100,971 CommonStock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -369,960 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -67,218 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -82,326 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -124,496 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -170,711 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -186,051 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -25,980 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 498,965 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 82,326 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 377,765 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 170,711 Common Stock
Credit Suisse Securities(Europe) Limited 24-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 320,000 Common Stock
Credit Suisse Securities(Europe) Limited 27-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -6,854 Common Stock
Credit Suisse Securities(Europe) Limited 27-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -320,000 Common Stock
Credit Suisse Securities(Europe) Limited 27-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,500,000 CommonStock
Credit Suisse Securities(Europe) Limited 30-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 819,806 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -200,040 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -82,326 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock returned underOSLA -376,471 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 680,000 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -360,000 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -320,000 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,500,000 CommonStock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,733,298 CommonStock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -233,298 Common Stock
Credit Suisse Securities(Europe) Limited 31-Dec-19 Refer to Annexure F ofNotice Stock borrowed underOSLA 12,000 Common Stock
Credit Suisse Securities(Europe) Limited 2-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -138,627 Common Stock
Credit Suisse Securities(Europe) Limited 2-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -647,902 Common Stock
Credit Suisse Securities(Europe) Limited 2-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -180 Common Stock
Credit Suisse Securities(Europe) Limited 2-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 8,000 Common Stock
Credit Suisse Securities(Europe) Limited 3-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -175,048 Common Stock
Credit Suisse Securities(Europe) Limited 3-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -1,733,298 CommonStock
Credit Suisse Securities(Europe) Limited 3-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,552,924 CommonStock
Credit Suisse Securities(Europe) Limited 3-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -819,626 Common Stock
Credit Suisse Securities(Europe) Limited 6-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -2,518 Common Stock
Credit Suisse Securities(Europe) Limited 6-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -170,711 Common Stock
Credit Suisse Securities(Europe) Limited 6-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 184,887 Common Stock
Credit Suisse Securities(Europe) Limited 7-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -5,020 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -32,084 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -8,000 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -1,294 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -12,000 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -23,000 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -273,000 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -315,621 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -164,175 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -86,598 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underOSLA -64,090 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -4,360 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 257,458 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 27,912 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 82,326 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 18,993 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 170,711 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 228,675 Common Stock
Credit Suisse Securities(Europe) Limited 8-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 241,383 Common Stock
Credit Suisse Securities(Europe) Limited 9-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -11,735 Common Stock
Credit Suisse Securities(Europe) Limited 9-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 312,131 Common Stock
Credit Suisse Securities(Europe) Limited 9-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 630,000 Common Stock
Credit Suisse Securities(Europe) Limited 10-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -3,980 Common Stock
Credit Suisse Securities(Europe) Limited 10-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 650,000 Common Stock
Credit Suisse Securities(Europe) Limited 10-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 550,000 Common Stock
Credit Suisse Securities(Europe) Limited 10-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 49,551 Common Stock
Credit Suisse Securities(Europe) Limited 10-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 200,000 Common Stock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -5,259 Common Stock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -2,547,904 CommonStock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock returned underMaster prime brokerageagreement -159,553 Common Stock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 2,707,457 CommonStock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 37,460 Common Stock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 181,855 Common Stock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 472,144 Common Stock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underOSLA 150,215 Common Stock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 11,606,935 CommonStock
Credit Suisse Securities(Europe) Limited 13-Jan-20 Refer to Annexure F ofNotice Stock borrowed underMaster prime brokerageagreement 1,293,150 CommonStock

This is Annexure "C" referred to in the Form 603 "Notice of initial substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory

sign here date 16-Jan-2020

18

Annexure "D"

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Credit Suisse Securities (Europe) Limited(ARBN 099554131) Related Body Corporate
Credit Suisse Equities (Australia) Limited(ACN 068 232 708) Related Body Corporate
Credit Suisse Funds AG Related Body Corporate
Credit Suisse AG, Dublin Branch Related Body Corporate

This is Annexure "D" referred to in the Form 603 "Notice of initial substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Winston Loke capacity Authorised Signatory
sign here date 16-Jan-2020

Annexure "E"

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (Europe) Limited(ARBN 099554131) One Cabot Square,London,E14 4QJ
Credit Suisse AG, Dublin Branch Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland
Credit Suisse Funds AG Uetlibergstrasse 231,Zurich,8070 Switzerland

This is Annexure "E" referred to in the Form 603 "Notice of initial substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory
sign here date 16-Jan-2020

Annexure "F"

This is Annexure "F" referred to in the Form 603 "Notice of initial substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Winston Loke capacity Authorised Signatory
sign here date 16-Jan-2020
Prescribed information
Schedule
Type of agreement Australian Securities Lending Agreement
Parties to agreement Credit Suisse Equities (Australia) Limited andNational Australia Bank Limited
Transfer date 29-Nov-2019
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail Early return is subject to the lender'sacceptance
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.
Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse AG, Dublin Branch andCGS-CMBS(S)PRIME(NON US)
Transfer date 1-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.
Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited andBank of New York Mellon
Transfer date 13-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.
Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited andJPM Chase Bank
Transfer date 10-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information

Schedule
Type of agreement Overseas Securities Borrowing Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited andThe Northern Trust Company
Transfer date 13-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.
Prescribed information
Schedule
Type of agreement Master Prime Brokerage Securities LendingAgreement
Parties to agreement Credit Suisse Securities (Europe) Limited andL1 Capital LS (Master) Fund
Transfer date 13-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 days prior written notice or earlier uponagreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.
Prescribed information
Schedule
Type of agreement Master Prime Brokerage Securities LendingAgreement
Parties to agreement Credit Suisse Securities (Europe) Limited andL1 Capital Long Short Fund
Transfer date 13-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 days prior written notice or earlier uponagreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.
Prescribed information
Schedule
Type of agreement Master Prime Brokerage Securities LendingAgreement
Parties to agreement Credit Suisse Securities (Europe) Limited andL1 Long Short Fund Limited
Transfer date 13-Jan-2020
Holder of voting rights Borrower
Are there any restrictions on voting rights? Yes
If yes, detail Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 days prior written notice or earlier uponagreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.