Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme |
RESOLUTE MINING LIMITED |
| ACN/ARSN |
ACN 097 088 689 |
1. Details of substantial holder (1)
| Name |
Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) |
| ACN/ARSN (if applicable) |
008 496 713 |
|
|
The holder became a substantial holder on 13-Jan-2020
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) |
Number of securities |
Persons' votes (5) |
Voting power (6) |
| Common Stock |
48,031,468 |
48,031,468 |
5.32% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest |
Nature of relevant interest (7) |
Class and number of securities |
| See Annexure "A" |
|
|
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of |
Person entitled to be |
Class and number of |
|
securities |
registered as holder (8) |
securities |
| See Annexure "B" |
|
|
|
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition |
Consideration (9) |
|
Class and number ofsecurities |
|
|
Cash |
Non-cash |
|
| See Annexure "C" |
|
|
|
|
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
| See Annexure "D" |
|
7. Addresses
The addresses of persons named in this form are as follows:
| Name |
Address |
| See Annexure "E" |
|
Signature
| print name |
Winston Loke |
capacity |
Authorised Signatory |
| sign here |
|
date |
16-Jan-2020 |
Annexure "A"
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest |
Nature of relevant interest (7) |
Class and number of securities |
| Credit Suisse Equities (Australia)Limited (ACN 068 232 708) |
Holder of securities subject to anobligation to return under a securitieslending agreement |
797,140 Common Stock |
| Credit Suisse Securities (Europe)Limited (ARBN 099554131) |
Holder of securities subject to anobligation to return under a securitieslending agreement |
46,288,916 Common Stock |
| Credit Suisse Funds AG |
Voting rights and right to dispose |
853,673 Common Stock |
| Credit Suisse AG, Dublin Branch |
Holder of securities subject to anobligation to return under a securitieslending agreement |
91,739 Common Stock |
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name |
Winston Loke |
capacity |
Authorised Signatory |
| sign here |
|
date |
16-Jan-2020 |
|
|
|
|
Annexure "B"
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder ofsecurities |
Person entitled to beregistered as holder (8) |
Class and number ofsecurities |
| Credit Suisse Funds AG |
HSBC Custody Nominees(Australia) Limited (ACN 003094 568) |
Credit Suisse Funds AG |
853,673 Common Stock |
| Credit Suisse Equities(Australia) Limited (ACN 068232 708) |
CS Fourth Nominees PtyLimited (ACN 069 126 432) |
Credit Suisse Equities(Australia) Limited |
797,140 Common Stock |
| Credit Suisse Securities(Europe) Limited (ARBN099554131) |
CS Third Nominees PtyLimited (ACN 007 053 849) |
Credit Suisse Securities(Europe) Limited |
46,288,916 Common Stock |
| Credit Suisse AG, DublinBranch |
CS Third Nominees PtyLimited (ACN 007 053 849) |
Credit Suisse AG, DublinBranch |
91,739 Common Stock |
This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"
Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name |
Winston Loke |
capacity |
Authorised Signatory |
| ------------ |
-------------- |
---------- |
---------------------- |
sign here date 16-Jan-2020
Annexure "C"
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest |
Date of acquisition |
Consideration (9) |
|
Class and number ofsecurities |
|
|
Cash |
Non-cash |
|
| Credit Suisse Funds AG |
30-Sep-19 |
13,942.98 AUD |
|
9,819 Common Stock |
| Credit Suisse Funds AG |
9-Jan-20 |
93,880.62 AUD |
|
77,268 Common Stock |
| Credit Suisse Equities(Australia) Limited |
12-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underASLA |
1,000,000 CommonStock |
| Credit Suisse Equities(Australia) Limited |
13-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underASLA |
-665,120 Common Stock |
| Credit Suisse Equities(Australia) Limited |
19-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underASLA |
-334,880 Common Stock |
| Credit Suisse Equities(Australia) Limited |
20-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underASLA |
388,336 Common Stock |
| Credit Suisse Equities(Australia) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underASLA |
173,804 Common Stock |
| Credit Suisse Equities(Australia) Limited |
29-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underASLA |
235,000 Common Stock |
| Credit Suisse AG, Dublinbranch |
23-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,171,000 CommonStock |
| Credit Suisse AG, Dublinbranch |
24-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
701,000 Common Stock |
| Credit Suisse AG, Dublinbranch |
26-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,179,000 CommonStock |
| Credit Suisse AG, Dublinbranch |
30-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-366,643 Common Stock |
| Credit Suisse AG, Dublinbranch |
1-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-886,675 Common Stock |
| Credit Suisse AG, Dublinbranch |
2-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-292,325 Common Stock |
| Credit Suisse AG, Dublinbranch |
2-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,055,501 CommonStock |
| Credit Suisse AG, Dublinbranch |
3-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,748,856 CommonStock |
| Credit Suisse AG, Dublinbranch |
3-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-398,085 Common Stock |
| Credit Suisse AG, Dublinbranch |
3-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,559,000 CommonStock |
| Credit Suisse AG, Dublinbranch |
7-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,489,328 CommonStock |
| Credit Suisse AG, Dublinbranch |
8-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-302,915 Common Stock |
| Credit Suisse AG, Dublinbranch |
8-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,064,502 CommonStock |
| Credit Suisse AG, Dublinbranch |
17-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-5,169 Common Stock |
| Credit Suisse AG, Dublinbranch |
22-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
5,540,000 CommonStock |
| Credit Suisse AG, Dublinbranch |
24-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-343,324 Common Stock |
| Credit Suisse AG, Dublinbranch |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-314,207 Common Stock |
| Credit Suisse AG, Dublinbranch |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,106,972 CommonStock |
| Credit Suisse AG, Dublinbranch |
31-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,468,861 CommonStock |
| Credit Suisse AG, Dublinbranch |
1-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,757,230 CommonStock |
| Credit Suisse AG, Dublinbranch |
4-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1 Common Stock |
| Credit Suisse AG, Dublinbranch |
4-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-549,406 Common Stock |
| Credit Suisse AG, Dublinbranch |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
54,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
17-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,174,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
17-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,308,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
19-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,174,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
19-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,536,840 CommonStock |
| Credit Suisse Securities(Europe) Limited |
19-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,642,708 CommonStock |
| Credit Suisse Securities(Europe) Limited |
19-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
5,844,840 CommonStock |
| Credit Suisse Securities(Europe) Limited |
19-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,308,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
19-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,468,708 CommonStock |
| Credit Suisse Securities(Europe) Limited |
23-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
31,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,231,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,231,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-31,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
26-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-100,418 Common Stock |
| Credit Suisse Securities(Europe) Limited |
26-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,231,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
26-Sep-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,331,418 CommonStock |
| Credit Suisse Securities(Europe) Limited |
30-Sep-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-340,189 Common Stock |
| Credit Suisse Securities(Europe) Limited |
3-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-55,598 Common Stock |
| Credit Suisse Securities(Europe) Limited |
7-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-229,675 Common Stock |
| Credit Suisse Securities(Europe) Limited |
7-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,706,199 CommonStock |
| Credit Suisse Securities(Europe) Limited |
7-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,706,199 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,706,199 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-5,844,840 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
9,551,039 CommonStock |
| Credit Suisse Securities(Europe) Limited |
11-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,720,772 CommonStock |
| Credit Suisse Securities(Europe) Limited |
11-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,720,772 CommonStock |
| Credit Suisse Securities(Europe) Limited |
14-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-705,956 Common Stock |
| Credit Suisse Securities(Europe) Limited |
15-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,720,772 CommonStock |
| Credit Suisse Securities(Europe) Limited |
15-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,706,199 CommonStock |
| Credit Suisse Securities(Europe) Limited |
15-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
13,271,811 CommonStock |
| Credit Suisse Securities(Europe) Limited |
15-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,720,772 CommonStock |
| Credit Suisse Securities(Europe) Limited |
15-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
7,426,971 CommonStock |
| Credit Suisse Securities(Europe) Limited |
15-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-9,551,039 CommonStock |
| Credit Suisse Securities(Europe) Limited |
21-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
152,935 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
289,299 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
127,570 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
4,870 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
273,254 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
82,326 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
22-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
121,425 Common Stock |
| Credit Suisse Securities(Europe) Limited |
22-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
43,141 Common Stock |
| Credit Suisse Securities(Europe) Limited |
22-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
162,434 Common Stock |
| Credit Suisse Securities(Europe) Limited |
22-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,411,708 CommonStock |
| Credit Suisse Securities(Europe) Limited |
22-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
828,524 Common Stock |
| Credit Suisse Securities(Europe) Limited |
23-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,411,708 CommonStock |
| Credit Suisse Securities(Europe) Limited |
23-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-828,524 Common Stock |
| Credit Suisse Securities(Europe) Limited |
23-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-152,935 Common Stock |
| Credit Suisse Securities(Europe) Limited |
23-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-289,299 Common Stock |
| Credit Suisse Securities(Europe) Limited |
23-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,124,998 CommonStock |
| Credit Suisse Securities(Europe) Limited |
23-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,124,998 CommonStock |
| Credit Suisse Securities(Europe) Limited |
23-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,339,816 CommonStock |
| Credit Suisse Securities(Europe) Limited |
24-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,124,998 CommonStock |
| Credit Suisse Securities(Europe) Limited |
24-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-162,434 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-121,425 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,841,139 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,841,139 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
16,736,625 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,124,998 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,339,816 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-13,271,811 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,124,998 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,953,522 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,841,139 CommonStock |
| Credit Suisse Securities(Europe) Limited |
25-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-828,524 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,841,139 CommonStock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-43,141 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-82,326 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-4,870 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-5,272 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,953,522 CommonStock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,841,139 CommonStock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
4,794,661 CommonStock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
791,171 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
893,651 Common Stock |
| Credit Suisse Securities(Europe) Limited |
29-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-791,171 Common Stock |
| Credit Suisse Securities(Europe) Limited |
29-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-893,651 Common Stock |
| Credit Suisse Securities(Europe) Limited |
29-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,841,139 CommonStock |
| Credit Suisse Securities(Europe) Limited |
29-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-4,794,661 CommonStock |
| Credit Suisse Securities(Europe) Limited |
29-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
6,635,800 CommonStock |
| Credit Suisse Securities(Europe) Limited |
29-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,684,822 CommonStock |
| Credit Suisse Securities(Europe) Limited |
30-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,684,822 CommonStock |
| Credit Suisse Securities(Europe) Limited |
30-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-273,254 Common Stock |
| Credit Suisse Securities(Europe) Limited |
30-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-127,570 Common Stock |
| Credit Suisse Securities(Europe) Limited |
30-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-6,635,800 CommonStock |
| Credit Suisse Securities(Europe) Limited |
30-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-791,171 Common Stock |
| Credit Suisse Securities(Europe) Limited |
30-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
7,426,971 CommonStock |
| Credit Suisse Securities(Europe) Limited |
31-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-988,897 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Oct-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,578,473 CommonStock |
| Credit Suisse Securities(Europe) Limited |
31-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,684,822 CommonStock |
| Credit Suisse Securities(Europe) Limited |
31-Oct-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-893,651 Common Stock |
| Credit Suisse Securities(Europe) Limited |
1-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-339,002 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-78,537 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-330,820 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-236,066 Common Stock |
| Credit Suisse Securities(Europe) Limited |
7-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-863,307 Common Stock |
| Credit Suisse Securities(Europe) Limited |
11-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-5,996,778 CommonStock |
| Credit Suisse Securities(Europe) Limited |
11-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,578,473 CommonStock |
| Credit Suisse Securities(Europe) Limited |
11-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
186,051 Common Stock |
| Credit Suisse Securities(Europe) Limited |
11-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
170,711 Common Stock |
| Credit Suisse Securities(Europe) Limited |
11-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
11-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
359,407 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
570,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
14-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
35,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
15-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-570,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
15-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
570,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-35,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-12,890,073 CommonStock |
| Credit Suisse Securities(Europe) Limited |
18-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,268,079 CommonStock |
| Credit Suisse Securities(Europe) Limited |
19-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
101,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
20-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
28,106 Common Stock |
| Credit Suisse Securities(Europe) Limited |
20-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
40,558 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
21-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
35,032 Common Stock |
| Credit Suisse Securities(Europe) Limited |
26-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
94,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-28,106 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
164,175 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
62,682 Common Stock |
| Credit Suisse Securities(Europe) Limited |
28-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
28,106 Common Stock |
| Credit Suisse Securities(Europe) Limited |
29-Nov-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
2-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
6,589,831 CommonStock |
| Credit Suisse Securities(Europe) Limited |
2-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
6,589,831 CommonStock |
| Credit Suisse Securities(Europe) Limited |
3-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,459,922 CommonStock |
| Credit Suisse Securities(Europe) Limited |
3-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
4,478,078 CommonStock |
| Credit Suisse Securities(Europe) Limited |
3-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
5,621,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-4,478,078 CommonStock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-28,106 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-62,682 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-35,032 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-94,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-40,558 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-101,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,052,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
4-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,631,673 CommonStock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-4,272,914 CommonStock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,459,922 CommonStock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
12,210,831 CommonStock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-5,621,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-6,589,831 CommonStock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
67,218 Common Stock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
855,301 Common Stock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,584,053 CommonStock |
| Credit Suisse Securities(Europe) Limited |
5-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,728,752 CommonStock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-855,301 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,052,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-12,210,831 CommonStock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
13,262,831 CommonStock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
124,496 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
2,233,510 CommonStock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,536,163 CommonStock |
| Credit Suisse Securities(Europe) Limited |
6-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,843,994 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,536,163 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,789,217 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
4,888,125 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-855,301 Common Stock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,728,752 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-11,726,668 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
15,310,721 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-205,164 Common Stock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,584,053 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,256,452 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,631,673 CommonStock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
9,380 Common Stock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
851,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
9-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
3,519,298 CommonStock |
| Credit Suisse Securities(Europe) Limited |
10-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
10-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,536,163 CommonStock |
| Credit Suisse Securities(Europe) Limited |
10-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,843,994 CommonStock |
| Credit Suisse Securities(Europe) Limited |
10-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-4,888,125 CommonStock |
| Credit Suisse Securities(Europe) Limited |
10-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
8,268,282 CommonStock |
| Credit Suisse Securities(Europe) Limited |
10-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
10-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
431,592 Common Stock |
| Credit Suisse Securities(Europe) Limited |
11-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,935,245 CommonStock |
| Credit Suisse Securities(Europe) Limited |
11-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
4,640,217 CommonStock |
| Credit Suisse Securities(Europe) Limited |
11-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,789,217 CommonStock |
| Credit Suisse Securities(Europe) Limited |
11-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-851,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
11-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
273,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
11-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,478,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
12-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-13,375,476 CommonStock |
| Credit Suisse Securities(Europe) Limited |
12-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,519,298 CommonStock |
| Credit Suisse Securities(Europe) Limited |
12-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
16,894,774 CommonStock |
| Credit Suisse Securities(Europe) Limited |
12-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
82,326 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,462,433 CommonStock |
| Credit Suisse Securities(Europe) Limited |
13-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
686,970 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
22,013 Common Stock |
| Credit Suisse Securities(Europe) Limited |
16-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-404,926 Common Stock |
| Credit Suisse Securities(Europe) Limited |
16-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,314,689 CommonStock |
| Credit Suisse Securities(Europe) Limited |
16-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,177,784 CommonStock |
| Credit Suisse Securities(Europe) Limited |
16-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,478,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
16-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
4,655,784 CommonStock |
| Credit Suisse Securities(Europe) Limited |
16-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
251,516 Common Stock |
| Credit Suisse Securities(Europe) Limited |
16-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
360,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
17-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-142,933 Common Stock |
| Credit Suisse Securities(Europe) Limited |
17-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-22,013 Common Stock |
| Credit Suisse Securities(Europe) Limited |
17-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-9,380 Common Stock |
| Credit Suisse Securities(Europe) Limited |
17-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
31,393 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-360,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-182,717 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
282,909 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-251,516 Common Stock |
| Credit Suisse Securities(Europe) Limited |
18-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-31,393 Common Stock |
| Credit Suisse Securities(Europe) Limited |
19-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-42,505 Common Stock |
| Credit Suisse Securities(Europe) Limited |
19-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
23,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
20-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-8,408 Common Stock |
| Credit Suisse Securities(Europe) Limited |
20-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-252 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,000,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,000,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,100,971 CommonStock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-369,960 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-67,218 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-82,326 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-124,496 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-170,711 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-186,051 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-25,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
498,965 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
82,326 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
377,765 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
170,711 Common Stock |
| Credit Suisse Securities(Europe) Limited |
24-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
320,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
27-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-6,854 Common Stock |
| Credit Suisse Securities(Europe) Limited |
27-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-320,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
27-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,500,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
30-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
819,806 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-200,040 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-82,326 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-376,471 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
680,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-360,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-320,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,500,000 CommonStock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,733,298 CommonStock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-233,298 Common Stock |
| Credit Suisse Securities(Europe) Limited |
31-Dec-19 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
12,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
2-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-138,627 Common Stock |
| Credit Suisse Securities(Europe) Limited |
2-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-647,902 Common Stock |
| Credit Suisse Securities(Europe) Limited |
2-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-180 Common Stock |
| Credit Suisse Securities(Europe) Limited |
2-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
8,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
3-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-175,048 Common Stock |
| Credit Suisse Securities(Europe) Limited |
3-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-1,733,298 CommonStock |
| Credit Suisse Securities(Europe) Limited |
3-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,552,924 CommonStock |
| Credit Suisse Securities(Europe) Limited |
3-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-819,626 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-2,518 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-170,711 Common Stock |
| Credit Suisse Securities(Europe) Limited |
6-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
184,887 Common Stock |
| Credit Suisse Securities(Europe) Limited |
7-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-5,020 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-32,084 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-8,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-1,294 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-12,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-23,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-273,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-315,621 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-164,175 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-86,598 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underOSLA |
-64,090 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-4,360 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
257,458 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
27,912 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
82,326 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
18,993 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
170,711 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
228,675 Common Stock |
| Credit Suisse Securities(Europe) Limited |
8-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
241,383 Common Stock |
| Credit Suisse Securities(Europe) Limited |
9-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-11,735 Common Stock |
| Credit Suisse Securities(Europe) Limited |
9-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
312,131 Common Stock |
| Credit Suisse Securities(Europe) Limited |
9-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
630,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
10-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-3,980 Common Stock |
| Credit Suisse Securities(Europe) Limited |
10-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
650,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
10-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
550,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
10-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
49,551 Common Stock |
| Credit Suisse Securities(Europe) Limited |
10-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
200,000 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-5,259 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-2,547,904 CommonStock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock returned underMaster prime brokerageagreement |
-159,553 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
2,707,457 CommonStock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
37,460 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
181,855 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
472,144 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underOSLA |
150,215 Common Stock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
11,606,935 CommonStock |
| Credit Suisse Securities(Europe) Limited |
13-Jan-20 |
Refer to Annexure F ofNotice |
Stock borrowed underMaster prime brokerageagreement |
1,293,150 CommonStock |
This is Annexure "C" referred to in the Form 603 "Notice of initial substantial holder"
Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name |
Winston Loke |
capacity |
Authorised Signatory |
sign here date 16-Jan-2020
18
Annexure "D"
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
| Credit Suisse Securities (Europe) Limited(ARBN 099554131) |
Related Body Corporate |
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) |
Related Body Corporate |
| Credit Suisse Funds AG |
Related Body Corporate |
| Credit Suisse AG, Dublin Branch |
Related Body Corporate |
This is Annexure "D" referred to in the Form 603 "Notice of initial substantial holder"
| Signature |
|
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
|
|
|
print name |
Winston Loke |
capacity |
Authorised Signatory |
|
sign here |
|
date |
16-Jan-2020 |
|
|
|
|
|
Annexure "E"
7. Addresses
The addresses of persons named in this form are as follows:
| Name |
Address |
| Credit Suisse Holdings (Australia) Limited(ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited(ACN 068 232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Securities (Europe) Limited(ARBN 099554131) |
One Cabot Square,London,E14 4QJ |
| Credit Suisse AG, Dublin Branch |
Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland |
| Credit Suisse Funds AG |
Uetlibergstrasse 231,Zurich,8070 Switzerland |
This is Annexure "E" referred to in the Form 603 "Notice of initial substantial holder"
Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
| print name |
Winston Loke |
capacity |
Authorised Signatory |
| sign here |
|
date |
16-Jan-2020 |
|
|
|
|
Annexure "F"
This is Annexure "F" referred to in the Form 603 "Notice of initial substantial holder"
| Signature |
|
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
|
|
|
|
print name |
Winston Loke |
capacity |
Authorised Signatory |
|
|
sign here |
|
date |
16-Jan-2020 |
|
|
|
|
|
|
|
| Prescribed information |
|
| Schedule |
|
| Type of agreement |
Australian Securities Lending Agreement |
| Parties to agreement |
Credit Suisse Equities (Australia) Limited andNational Australia Bank Limited |
| Transfer date |
29-Nov-2019 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes |
| If yes, detail |
Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
Early return is subject to the lender'sacceptance |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 business days prior notice or earlierupon agreement |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
| Prescribed information |
|
| Schedule |
|
| Type of agreement |
Overseas Securities Lending Agreement |
| Parties to agreement |
Credit Suisse AG, Dublin Branch andCGS-CMBS(S)PRIME(NON US) |
| Transfer date |
1-Jan-2020 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
No |
| If yes, detail |
N/A |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
At Will |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 business days prior notice or earlierupon agreement. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
|
|
| Prescribed information |
|
| Schedule |
|
| Type of agreement |
Overseas Securities Lending Agreement |
| Parties to agreement |
Credit Suisse Securities (Europe) Limited andBank of New York Mellon |
| Transfer date |
13-Jan-2020 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
No |
| If yes, detail |
N/A |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
At Will |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 business days prior notice or earlierupon agreement. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
|
|
| Prescribed information |
|
| Schedule |
|
| Type of agreement |
Overseas Securities Lending Agreement |
| Parties to agreement |
Credit Suisse Securities (Europe) Limited andJPM Chase Bank |
| Transfer date |
10-Jan-2020 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes |
| If yes, detail |
Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior. |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
At Will |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 business days prior notice or earlierupon agreement |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
Prescribed information
| Schedule |
|
| Type of agreement |
Overseas Securities Borrowing Agreement |
| Parties to agreement |
Credit Suisse Securities (Europe) Limited andThe Northern Trust Company |
| Transfer date |
13-Jan-2020 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes |
| If yes, detail |
Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior. |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
At Will. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 business days prior notice or earlierupon agreement |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
|
|
| Prescribed information |
|
| Schedule |
|
| Type of agreement |
Master Prime Brokerage Securities LendingAgreement |
| Parties to agreement |
Credit Suisse Securities (Europe) Limited andL1 Capital LS (Master) Fund |
| Transfer date |
13-Jan-2020 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes |
| If yes, detail |
Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior. |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
At Will |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 days prior written notice or earlier uponagreement |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
|
|
| Prescribed information |
|
| Schedule |
|
| Type of agreement |
Master Prime Brokerage Securities LendingAgreement |
| Parties to agreement |
Credit Suisse Securities (Europe) Limited andL1 Capital Long Short Fund |
| Transfer date |
13-Jan-2020 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes |
| If yes, detail |
Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior. |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
At Will |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 days prior written notice or earlier uponagreement |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
|
|
| Prescribed information |
|
| Schedule |
|
| Type of agreement |
Master Prime Brokerage Securities LendingAgreement |
| Parties to agreement |
Credit Suisse Securities (Europe) Limited andL1 Long Short Fund Limited |
| Transfer date |
13-Jan-2020 |
| Holder of voting rights |
Borrower |
| Are there any restrictions on voting rights? |
Yes |
| If yes, detail |
Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior. |
| Scheduled return date (if any) |
N/A |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail |
At Will |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail |
With 4 days prior written notice or earlier uponagreement |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral. |
|
|