Resolute Mining Limited — Major Shareholding Notification 2020

Jan 16, 2020

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme	RESOLUTE MINING LIMITED
ACN/ARSN	ACN 097 088 689

1. Details of substantial holder (1)

Name		Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)	008 496 713
The holder ceased to be a substantial holder on		14-Jan-2020
The previous notice was given to the company on		16-Jan-2020
The previous notice was dated		16-Jan-2020

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature ofchange (4)	Consideration givenin relation to change(5)	Class (6) and numberof securities affected	Person's votesaffected
See BorrowedStockAnnexure "A"

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (Europe) Limited(ARBN 099554131)	One Cabot Square,London,E14 4QJ
Credit Suisse AG, Dublin Branch	Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland
Credit Suisse Funds AG	Uetibergstrasse 231,Zurich,8045 Switzerland

Signature

print name	Winston Loke		Authorised Signatory
sign here		date	17-Jan-2020

Annexure "A"

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whose relevantinterest changed	Nature of change(4)	Considerationgiven in relationto change (5)	Class (6) and number ofsecurities affected	Person's votesaffected
14-Jan-20	Credit Suisse AG, DublinBranch	Stock borrowedunder Master primebrokerageagreement	Refer toAnnexure B ofNotice	342,000 Common Stock	342,000
14-Jan-20	Credit Suisse Securities(Europe) Limited	Stock returnedunder OSLA	Refer toAnnexure B ofNotice	-45,699 Common Stock	-45,699
14-Jan-20	Credit Suisse Securities(Europe) Limited	Stock returnedunder Master primebrokerageagreement	Refer toAnnexure B ofNotice	-12,900,085 Common Stock	-12,900,085
14-Jan-20	Credit Suisse Securities(Europe) Limited	Stock returnedunder Master primebrokerageagreement	Refer toAnnexure B ofNotice	-680,000 Common Stock	-680,000
14-Jan-20	Credit Suisse Securities(Europe) Limited	Stock returnedunder Master primebrokerageagreement	Refer toAnnexure B ofNotice	-550,000 Common Stock	-550,000
14-Jan-20	Credit Suisse Securities(Europe) Limited	Stock borrowedunder Master primebrokerageagreement	Refer toAnnexure B ofNotice	1,230,000 Common Stock	1,230,000

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory

sign here date 17-Jan-2020

Annexure "B"

This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
	sign here		date	17-Jan-2020

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andL1 Long Short Fund Limited
Transfer date	14-Jan-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 days prior written notice or earlier uponagreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse AG, Dublin Branch andCGS-CMBS(S)PRIME(NON US)
Transfer date	14-Jan-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.