Resolute Mining Limited — Major Shareholding Notification 2020

Nov 10, 2020

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme: Resolute Mining Limited ACN/ARSN: 097 088 689 1. Details of substantial holder Name: Mitsubishi UFJ Financial Group, Inc. The holder ceased to be a substantial holder on: 6/11/2020 The previous notice was given to the company on: 10/11/2020 The previous notice was dated: 10/11/2020 The holder became aware on: 10/11/2020

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

as follows:
Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
See annexure A to this notice

3. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
Not applicable	Not applicable

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

5. Signature

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Dated 11 November 2020

Kenji Takase - Authorised signatory

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Annexure A

This is annexure A of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 11 November 2020

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Kenji Takase

• Authorised signatory Dated 11 November 2020

Date of change	Person whose relevant interest changed	Nature of change	Consideration given in relation to change	Class and number of securities affected	Person's votes affected
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled by First Sentier Investors Holdings PtyLimited	4,586.60	5,396 Ordinary shares	5,396
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	15,446.60	18,280 Ordinary Shares	18,280
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	2,961.17	3,494Ordinary Shares	3,494
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	1,962.24	2,336 Ordinary Shares	2,336
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	7,127.21	8,587Ordinary Shares	8,587
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	15,725.93	18,890 Ordinary Shares	18,890
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	20,125.17	24,102Ordinary Shares	24,102
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	41.88	50 Ordinary Shares	50
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	17,283.05	20,333 Ordinary Shares	20,333
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	28,103.55	33,063 Ordinary Shares	33,063
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	4,680.09	5,555 Ordinary Shares	5,555
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	29,888.88	35,582Ordinary Shares	35,582
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	14,106.85	16,844Ordinary Shares	16,844
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	13,848.55	16,685 Ordinary Shares	16,685
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	24,690.84	29,748 Ordinary Shares	29,748
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	8,803.81	10,607Ordinary Shares	10,607
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	6,561.15	7,719 Ordinary Shares	7,719
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	8,111.55	9,543 Ordinary Shares	9,543
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	18,051.75	21,300 Ordinary Shares	21,300
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	8,006.82	9,589 Ordinary Shares	9,589
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	41,750.00	50,000 Ordinary Shares	50,000
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Purchase of securities by an entity controlled byMorgan Stanley	14,465.56	17,119 Ordinary Shares	17,119
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	24,644.27	30,614Ordinary Shares	30,614
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,363.43	1,715 Ordinary Shares	1,715
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	374.46	474Ordinary Shares	474
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	27,282.02	34,317Ordinary Shares	34,317
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	14,523.84	17,712Ordinary Shares	17,712
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	8,155.11	10,258 Ordinary Shares	10,258
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	16,651.20	20,814Ordinary Shares	20,814
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	30,132.00	37,200 Ordinary Shares	37,200
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	19,490.22	24,516 Ordinary Shares	24,516

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6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	383.99	477Ordinary Shares	477
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	20,664.82	25,201Ordinary Shares	25,201
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	251.20	314Ordinary Shares	314
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	3,891.72	4,746 Ordinary Shares	4,746
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	18,447.98	23,205 Ordinary Shares	23,205
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	8,111.72	10,268 Ordinary Shares	10,268
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	5,777.27	7,267Ordinary Shares	7,267
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	3,046.93	3,785 Ordinary Shares	3,785
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	810.90	1,020 Ordinary Shares	1,020
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	21,371.66	26,063 Ordinary Shares	26,063
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	12,324.00	15,600 Ordinary Shares	15,600
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	11,541.81	14,518 Ordinary Shares	14,518
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	1,076.00	1,345 Ordinary Shares	1,345
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	11,875.37	14,571Ordinary Shares	14,571
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	2,259.09	2,789 Ordinary Shares	2,789
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	4,420.57	5,578 Ordinary Shares	5,578
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Sale of securities by an entity controlled byMorgan Stanley	17,461.26	21,691Ordinary Shares	21,691
6/11/2020	Mitsubishi UFJ Financial Group, Inc.	Collateral Returned by an entity controlled byMorgan Stanley	N/A	43,003,668 Ordinary Shares	43,003,668

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