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Resolute Mining Limited — Major Shareholding Notification 2019
Aug 6, 2019
10548_rns_2019-08-06_c0ccaa1f-6b40-4457-a9d3-b80263f2573d.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme Resolute Mining Limited | ||
|---|---|---|
| ACN/ARSN | 097 088 689 | |
| 1. Details of substantial holder (1) | ||
| Name | Dimensional Entities | |
| ACN/ARSN (if applicable) | See Annexure A | |
| There was a change in the interests | |
|---|---|
| of the substantial holder on | 06/08/2019 |
| The previous notice was given to the $01/06/2018$company on | |
| The previous notice was dated | 31/05/2018 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous notice | Present notice | |||
|---|---|---|---|---|
| Class of securities(4) | Person's votes | Voting power $(5)$ | Person's votes | Votingpower $(5)$ |
| paidfullyOrdinaryIshares | 52,062,750 | 7.021% | 47,931,484 | 5.394 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Personwhoserelevantinterestchanged | Nature ofchange $(6)$ | Considerationgiven in relationto change $(7)$ | Class andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| See Annexure B |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holderofrelevantinterest | Registeredholder ofsecurities | Personentitledto beregisteredas holder$\circ$ | Nature ofrelevantinterest $(6)$ | Class andnumber ofsecurities | Person's votes |
|---|---|---|---|---|---|
| See Annexure C |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (ifapplicable) | Nature of association | |
|---|---|---|
| See Annexure B | ||
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| See Annexure D | ||
| ______________________________________ |
Signature
Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner
| print name By: Valerie Brown | capacity Assistant Secretary and Vice President |
|---|---|
| sign here $/$ ali | date August 6, 2019 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include details of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a $(7)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to becompleted | Nil |
| Additional information | If additional space is required to complete a question, the information may be(a)included on a separate piece of paper annexed to the form. |
| This notice must be given to a listed company, or the responsible entity for a listed(b)managed investment scheme. A copy of this notice must also be given to eachrelevant securities exchange. | |
| (c) The person must give a copy of this notice: | |
| within 2 business days after they become aware of the information; or(i) | |
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after theybecome aware of the information if: | |
| (A) a takeover bid is made for voting shares in the company or voting interestsin the scheme; and | |
| the person becomes aware of the information during the bid period.(B) | |
| Annexures | To make any annexure conform to the regulations, you must |
| 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on allsides | |
| 2 show the corporation name and ACN or ARBN | |
| 3 number the pages consecutively | |
| print or type in BLOCK letters in dark blue or black ink so that the document is clearlylegible when photocopied | |
| 5 identify the annexure with a mark such as A, B, C, etc | |
| 6 endorse the annexure with the words:This is annexure (mark) of (number) pages referred to in form (form number and title) | |
| 7 sign and date the annexure | |
| The annexure must be signed by the same person(s) who signed the form. | |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ANNEXURE A Resolute Mining Limited ACN 097 088 689
DETAILS OF SUBSTANTIAL HOLDERS $1.$
In this Form 604, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 604: Notice of change of interests of substantial holder
Date: August 6, 2019
| Print Name: Dimensional Fund Advisors LP |
|---|
| By: Dimensional Holdings Inc., its General Partner |
| By: Valerie Brown |
Signature:
Capacity: Assistant Secretary and Vice President
í.
Resolute Mining LimitedACN 097 088 689 ANNEXURE B
CHANGES IN RELEVANT INTERESTS
- CHANGES IN RELEVANT INTERESTSParticulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since thesubstantial
| Date of | Nature of | Consideration given in | number ofsecuritiesClass and | Person's Votes | ||
|---|---|---|---|---|---|---|
| Change | Person whose relevant interest changed | change (6) | relation to change (7) | affected | affected | |
| Jul 29 2019 | ρóSeparate Account advised by DFA Australia Limit | Sale | ∽ | (76, 978.75) | (43,908) | (43,908) |
| Jul 24 2019 | Separate Account advised by DFA Australia Limited | Purchase | $ | 34,589.64 | 19,672 | 19,672 |
| Jul 24 2019 | Separate Account advised by Dimensional FundAdvisors LP | Sale | ∽ | (954,056.85) | [539,005] | (539,005) |
| Jul 18 2019 | International Sustainability Core 1 Portfolio of DFAInvestment Dimensions Group Inc. | Sale | Ş | (40, 447.74) | (25, 299) | (25, 299) |
| Jul 15 2019 | ρgSeparate Account advised by DFA Australia Limit | Sale | $ | (582, 307.97) | 388,627 | 388,627) |
| Jul 10 2019 | рgSeparate Account advised by DFA Australia Limit | Sale | ᠊᠕ | (131, 125.92) | (94, 382) | (94, 382) |
| Jul 10 2019 | pəSeparate Account advised by DFA Australia Limit | Transfer | $ | (31,662.49) | (22, 861) | (22, 861) |
| Jul 10 2019 | World ex U.S. Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Transfer | Ş | 31,662.49 | 22,861 | 22,861 |
| Jul 5 2019 | ЪòSeparate Account advised by DFA Australia Limit | Sale | ∽ | (365, 846.46) | (268, 586) | (268, 586) |
| Jul 5 2019 | Dimensional Australian Core Equity Trust | Sale | ∽ | (337, 951.60) | (248, 107) | (248, 107) |
| Jul 4 2019 | Dimensional Australian Core Equity Trust | Sale | $ | (226, 281.57) | (167, 675) | (167, 675) |
| Jul 4 2019 | Separate Account advised by DFA Australia Limited | Sale | S | (244, 960.35) | (181, 516) | (181, 516) |
5137 v1 KNOWLEDGEB PRECEDENTS 06 08 19
| Jul 3 2019 | ЪgSeparate Account advised by DFA Australia Limit | Sale | Ş | (1,416,500.09) | (1,045,910) | (1,045,910) |
|---|---|---|---|---|---|---|
| Jul 2 2019 | PoSeparate Account advised by DFA Australia Limit | Sale | S | (801, 269.90) | (618, 243) | (618, 243) |
| Jul 1 2019 | be:Separate Account advised by DFA Australia Limit | Sale | ∽ | (450, 174.06) | (348, 312) | (348, 312) |
| Jun 28 2019 | bəSeparate Account advised by DFA Australia Limit | Sale | ∽ | (645, 723.13) | (483, 315) | (483, 315) |
| Jun 27 2019 | Separate Account advised by DFA Australia Limited | Sale | Ş | (600, 835, 82) | (477,249) | (477, 249) |
| Jun 26 2019 | Separate Account advised by Dimensional FundAdvisors LP | Sale | Ş | (227, 364.49) | (182, 798) | (182, 798) |
| Jun 25 2019 | JNL/DFA International Core Equity Fund of JNL SeriesTrust | Purchase | $\hat{\mathbf{v}}$ | 32,229.84 | 25,788 | 25,788 |
| Jun 21 2019 | International Core Equity Fund of Dimensional FundsICVC | Transfer | ∽ | 19,373.31 | 16,011 | 16,011 |
| Jun 21 2019 | Separate Account advised by DFA Australia Limited | Purchase | $ | 69,063.15 | 57,346 | 57,346 |
| 2019Jun 21 | Global Sustainability Core Equity Fund of DimensionalFunds plc | Transfer | ᠊ᡃ | (19, 373.31) | (16, 011) | (16, 011) |
| Jun 18 2019 | Separate Account advised by DFA Australia Limited | Sale | $\hat{\zeta}$ | (126, 937.66) | (114, 750) | (114, 750) |
| Jun 17 2019 | Separate Account advised by DFA Australia Limited | Sale | $ | (189, 725.29) | (173, 247) | (173, 247) |
| Jun 17 2019 | Dimensional Australian Sustainability Trust | Purchase | ふ | 29,283.89 | 26,552 | 26,552 |
| Jun 12 2019 | DFA International Core Equity Fund | Purchase | Ş | 59,547.08 | 57,515 | 57,515 |
| May 23 2019 | Separate Account advised by DFA Australia Limited | Sale | Ş | (28, 115.10) | (25,000) | (25,000) |
| May 17 2019 | Dimensional Australian Core Equity Trust | Purchase | Ş | 248,873.75 | 215,642 | 215,642 |
| May 15 2019 | Dimensional Australian Core Equity Trust | Purchase | Ş | 240,714.29 | 206,922 | 206,922 |
| May 14 2019 | Dimensional Australian Core Equity Trust | Purchase | $\hat{\mathbf{v}}$ | 462,536.75 | 398,667 | 398,667 |
|---|---|---|---|---|---|---|
| May 13 2019 | Dimensional Australian Core Equity Trust | Purchase | か | 90,947.44 | 80,785 | 80,785 |
| May 10 2019 | Dimensional Australian Core Equity Trust | Purchase | $\sim$ | 179,013.09 | 158,419 | 158,419 |
| May 9 2019 | Dimensional Australian Core Equity Trust | Purchase | $\Omega$ | 120,296.97 | 106,656 | 106,656 |
| 2019$\infty$Nay . | Dimensional Australian Core Equity Trust | Purchase | $\hat{\zeta}$ | 59,771.55 | 53,907 | 53,907 |
| May 2 2019 | Dimensional Australian Core Equity Trust | Purchase | $\Omega$ | 359,537.13 | 317,697 | 317,697 |
| Apr 26 2019 | Dimensional Australian Core Equity Trust | Purchase | $\hat{\mathbf{v}}$ | 158,606.56 | 134,845 | 134,845 |
| Apr 24 2019 | Dimensional Australian Core Equity Trust | Purchase | $\mathbf{v}$ | 192,518.18 | 164,741 | 164,741 |
| Apr 23 2019 | Separate Account advised by Dimensional FundAdvisors LP | Purchase | $\hat{\mathbf{v}}$ | 24,797.23 | 21,745 | 21,745 |
| Apr 23 2019 | International Social Core Equity Portfolio of DFAInvestment Dimensions Group Inc. | Sale | $ | (79, 904.35) | (69, 680) | (69, 680) |
| Apr 18 2019 | International Small Company Trust of John HancockVariable Insurance Trust | Sale | ᠊ᡃ | (29, 784.10) | (25, 552) | (25, 552) |
| Apr 18 2019 | Dimensional Australian Core Equity Trust | Purchase | Ş | 345,293.02 | 293,738 | 293,738 |
| Apr 17 2019 | Dimensional Australian Core Equity Trust | Purchase | Ş | 92,445.31 | 79,625 | 79,625 |
| Apr 16 2019 | Dimensional Australian Core Equity Trust | Purchase | $\Omega$ | 213,485.86 | 178,288 | 178,288 |
| Apr 10 2019 | Global Small Companies Fund of Dimensional Funds plc | Purchase | $\Omega$ | 30,737.73 | 24,602 | 24,602 |
| Apr 9 2019 | Separate Account advised by Dimensional FundAdvisors Ltd. | Purchase | $\hat{\mathbf{v}}$ | 32,802.21 | 26,552 | 26,552 |
| Apr 4 2019 | Separate Account advised by DFA Australia Limited | Purchase | か | 100,461.79 | 86,784 | 86,784 |
| Apr 2 2019 | Separate Account advised by DFA Australia Limited | Purchase | $\Omega$ | 222,653.59 | 190,561 | 190,561 |
|---|---|---|---|---|---|---|
| Apr 2 2019 | Dimensional Australian Sustainability Trust | Purchase | Ş | 18,672.47 | 16,003 | 16,003 |
| Mar 22 2019 | International Small Company Fund, a series of JohnHancock Funds II | Purchase | $ | 128,610.66 | 108,406 | 108,406 |
| Mar 20 2019 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | Ş | 393,704.52 | 331,100 | 331,100 |
| Mar 15 2019 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | ∽ | 46,319.64 | 39,308 | 39,308 |
| 2019Mar 15 | Separate Account Advised by Dimensional FundAdvisors LP | Purchase | Ş | 33,452.77 | 28,505 | 28,505 |
| 2019Mar 15 | Separate Account advised by Dimensional FundAdvisors LP | Sale | $\hat{\mathbf{v}}$ | (102, 418.86) | (6p5/8) | (87, 349) |
| Mar 14 2019 | T.A. World ex U.S. Core Equity Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $\hat{\mathbf{v}}$ | 33,930.93 | 28,385 | 28,385 |
| Mar 13 2019 | Separate Account advised by Dimensional FundAdvisors LP | Purchase | ∽ | 67,350.81 | 56,914 | 56,914 |
| Mar 8 2019 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | $\hat{S}$ | 221,716.43 | 198,305 | 198,305 |
| Mar 6 2019 | DFA International Core Equity Fund | Purchase | ∽ | 14,773.19 | 13,393 | 13,393 |
| 2019Mar 1 | International Small Company Fund, a series of JohnHancock Funds II | Purchase | $ | 61,394.97 | 55,473 | 55,473 |
| Feb 28 2019 | The Asia Pacific Small Company Series of The DFAInvestment Trust Company | Purchase | ᠊ᡃ | 178,482.15 | 160,960 | 160,960 |
| Feb 27 2019 | Dimensional Australian Core Equity Trust | Transfer | $ | (147, 723, 77) | (130, 729) | (130, 729) |
| Feb 27 2019 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Transfer | Ş | 147,723.77 | 130,729 | 130,729 |
| Feb 20 2019 | Separate Account advised by Dimensional FundAdvisors LP | Sale | ふ | (96, 671.61) | (86, 342) | (86, 342) |
| Feb 15 2019 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 37,882.81 | 35,558 | 35,558 |
| Feb 12 2019 | Dimensional Australian Core Equity Trust | Transfer | $\hat{\mathbf{v}}$ | (31, 289.70) | (29, 380) | (29, 380) |
|---|---|---|---|---|---|---|
| Feb 12 2019 | Separate Account advised by DFA Australia Limited | Transfer | $ | 31,289.70 | 29,380 | 29,380 |
| Feb 11 2019 | Dimensional Australian Value Trust | Transfer | ゝ | (259, 857.87) | (243,998) | (243,998) |
| Feb 11 2019 | Separate Account advised by DFA Australia Limited | Transfer | $\Omega$ | 95,326.02 | 89,508 | 89,508 |
| Feb 11 2019 | Dimensional Australian Core Equity Trust | Transfer | $\mathfrak{O}$ | (95, 326.02) | (89,508) | (89,508) |
| Feb 11 2019 | Separate Account advised by DFA Australia Limited | Transfer | Ş | 259,857.87 | 243,998 | 243,998 |
| Feb 8 2019 | Dimensional Australian Value Trust | Sale | ᠊ᡃ | (198, 989.53) | (191, 515) | (191, 515) |
| Feb 7 2019 | Separate Account advised by DFA Australia Limited | Transfer | $\hat{\mathbf{v}}$ | 20,151.93 | 18,922 | 18,922 |
| Feb 7 2019 | Separate Account advised by DFA Australia Limited | Transfer | $ | (17, 715.21) | (16, 634) | (16, 634) |
| Feb 7 2019 | The Asia Pacific Small Company Series of The DFAInvestment Trust Company | Transfer | $ | 17,715.21 | 16,634 | 16,634 |
| Feb 7 2019 | Separate Account advised by DFA Australia Limited | Transfer | Ş | (20, 151.93) | (18, 922) | (18, 922) |
| Feb 6 2019 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 79,532.64 | 70,091 | 70,091 |
| Feb 6 2019 | Separate Account advised by Dimensional FundAdvisors Ltd. | Sale | ∽ | (29, 899.32) | (27,067) | (27, 067) |
| Feb 4 2019 | Separate Account advised by DFA Australia Limited | Purchase | $\hat{\mathbf{v}}$ | 102,353.15 | 90,115 | 90,115 |
| Jan 30 2019 | Separate Account Advised by Dimensional FundAdvisors LP | Purchase | $ | 132,035.10 | 111,593 | 111,593 |
| Jan 29 2019 | Dimensional Australian Core Equity Trust | Transfer | $\hat{\mathbf{v}}$ | (78, 303.57) | (65, 526) | (65, 526) |
| Jan 29 2019 | $\tilde{H}$International Sustainability Core 1 Portfolio of DInvestment Dimensions Group Inc. | Transfer | $\hat{\mathbf{v}}$ | 78,303.57 | 65,526 | 65,526 |
| Jan 29 2019 | International Vector Equity Portfolio of DFA InvestmentDimensions Group Inc. | Transfer | Ş | 62,199.75 | 52,050 | 52,050 |
|---|---|---|---|---|---|---|
| Jan 29 2019 | Dimensional Australian Core Equity Trust | Transfer | $ | (62, 199.75) | (52, 050) | (52, 050) |
| Jan 24 2019 | Separate Account Advised by Dimensional FundAdvisors LP | Purchase | ∽ | 30,737.86 | 27,355 | 27,355 |
| Jan 24 2019 | DFA International Vector Equity Fund | Purchase | Ş | 33,836.92 | 30,113 | 30,113 |
| Jan 24 2019 | International Vector Equity Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | $ | 90,278.52 | 80,436 | 80,436 |
| Jan 23 2019 | Separate Account Advised by Dimensional FundAdvisors LP | Purchase | Ş | 29,387.26 | 26,051 | 26,051 |
| Jan 18 2019 | Separate Account Advised by Dimensional FundAdvisors LP | Purchase | ふ | 84,016.68 | 71,700 | 71,700 |
| Jan 18 2019 | Dimensional Australian Core Equity Trust | Transfer | $\hat{\zeta}$ | (43, 212.40) | (37,576) | (37,576) |
| Jan 18 2019 | VA International Small Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | $ | 31,478.54 | 26,919 | 26,919 |
| Jan 18 2019 | International Sustainability Core 1 Portfolio of DFAInvestment Dimensions Group Inc. | Transfer | ふ | 43,212.40 | 37,576 | 37,576 |
| Jan 17 2019 | The Asia Pacific Small Company Series of The DFAInvestment Trust Company | Transfer | ふ | 36,541.39 | 31,366 | 31,366 |
| Jan 17 2019 | Dimensional Australian Core Equity Trust | Transfer | ふ | (36, 541.39) | (31, 366) | (31, 366) |
| Jan 17 2019 | The Asia Pacific Small Company Series of The DFAInvestment Trust Company | Purchase | $ | 181,384.76 | 155,471 | 155,471 |
| Jan 16 2019 | Dimensional Australian Core Equity Trust | Transfer | $\hat{\zeta}$ | (28, 559.28) | (25, 052) | (25, 052) |
| Jan 16 2019 | The Asia Pacific Small Company Series of The DFAInvestment Trust Company | Purchase | Ş | 71,442.12 | 63,523 | 63,523 |
| Jan 16 2019 | World ex U.S. Targeted Value Portfolio of DFAInvestment Dimensions Group Inc. | Transfer | へ | 28,559.28 | 25,052 | 25,052 |
| Jan 16 2019 | CSTG&E International Social Core Equity Portfolio ofDFA Investment Dimensions Group Inc. | Sale | $\hat{\mathbf{v}}$ | (12, 891.68) | (11, 362) | (11, 362) |
| Jan 16 2019 | International Small Company Fund, a series of JohnHancock Funds II | Purchase | $\hat{\mathbf{v}}$ | 30,131.03 | 26,576 | 26,576 |
|---|---|---|---|---|---|---|
| 15 2019Jan | Separate Account advised by DFA Australia Limited | Sale | $\hat{\mathbf{v}}$ | (39,986.15) | (34, 783) | (34, 783) |
| Jan 10 2019 | M International Equity Fund | Purchase | Ş | 29,712.46 | 25,575 | 25,575 |
| Jan 9 2019 | Dimensional Australian Core Equity Trust | Sale | $\hat{\mathbf{v}}$ | (37, 826.20) | (32, 756) | (32, 756) |
| Jan 9 2019 | Separate Account advised by DFA Australia Limited | Transfer | $ | 53,865.38 | 47,044 | 47,044 |
| Jan 9 2019 | Dimensional Australian Core Equity Trust | Transfer | ∽ | (53,865.38) | (47, 044) | (47, 044) |
| Jan 8 2019 | Separate Account advised by DFA Australia Limited | Transfer | $\hat{\mathbf{v}}$ | 42,772.80 | 37,520 | 37,520 |
| 2019Jan 8 | Dimensional Australian Core Equity Trust | Transfer | $ | (42, 772.80) | (37, 520) | (37, 520) |
| Jan 7 2019 | Separate Account advised by DFA Australia Limited | Sale | $\hat{\mathbf{v}}$ | (40, 154.37) | (33, 614) | 33,614) |
| Dec 28 2018 | World ex U.S. Targeted Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | ᠊ᠬ | 30,389.07 | 25,316 | 25,316 |
| Dec 24 2018 | World ex U.S. Targeted Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | ∽ | 32,735.07 | 28,257 | 28,257 |
| Dec 18 2018 | Separate Account advised by DFA Australia Limited | Purchase | $ | 138,530.57 | 122,042 | 122,042 |
| Dec 17 2018 | Separate Account advised by DFA Australia Limited | Sale | $ | (87, 818.51) | (81,005) | (81,005) |
| Dec 17 2018 | Dimensional Australian Core Equity Trust | Sale | $\sim$ | (99,582.21) | (91, 856) | (91, 856) |
| Dec 14 2018 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 147,947.50 | 138,790 | 138,790 |
| Dec 14 2018 | Dimensional Australian Core Equity Trust | Sale | $ | 38,527.58) | (35, 936) | (35, 936) |
| Dec 14 2018 | Separate Account advised by DFA Australia Limited | Sale | $\hat{\zeta}$ | (33, 974.29) | (31, 689) | (31, 689) |
| Dec 12 2018 | International Vector Equity Portfolio of DFA InvestmentDimensions Group Inc. | Transfer | $\hat{\mathbf{v}}$ | (32, 417.70) | (30, 874) | (30, 874) |
|---|---|---|---|---|---|---|
| International Vector Equity Portfolio of DFA Investment | ||||||
| Dec 12 2018 | Dimensions Group Inc. | Sale | ∽ | (153,968.39) | (149, 736) | (149, 736) |
| Dec 12 2018 | Global Core Equity Fund of Dimensional Funds plc | Transfer | $\hat{\mathbf{v}}$ | 32,417.70 | 30,874 | 30,874 |
| International Sustainability Core 1 Portfolio of DFA | ||||||
| 11 2018Dec - | Investment Dimensions Group Inc. | Sale | $\hat{\mathbf{v}}$ | (69, 819.77) | (67, 396) | (67, 396) |
| $\overline{O}$Old Westbury Small & Mid Cap Fund, a series of | ||||||
| 112018Dec - | Westbury Funds, Inc. | Sale | ᠊ᡃ | (33,018.98) | (31, 842) | (31, 842) |
| DIQOld Westbury Small & Mid Cap Fund, a series of | ||||||
| Dec 10 2018 | Westbury Funds, Inc. | Sale | $ | (40, 514.59) | (38, 969) | (38, 969) |
| Dec 5 2018 | Dimensional Australian Sustainability Trust | Purchase | $ | 16,745.22 | 17,528 | 17,528 |
| Separate Account advised by Dimensional Fund | ||||||
| Dec 5 2018 | Advisors Pte. Ltd. | Purchase | Ş | 30,389.38 | 31,811 | 31,811 |
| Dec 4 2018 | Separate Account advised by DFA Australia Limited | Sale | $ | (89, 907.62) | (93, 619) | (93, 619) |
| 2018Dec 3 | Separate Account advised by DFA Australia Limited | Sale | $ | (28, 671.91) | (29, 949) | (29, 949) |
| 3 2018Dec | Separate Account advised by DFA Australia Limited | Sale | $\hat{S}$ | (31,061.47) | (32, 445) | (32, 445) |
| DIOOld Westbury Small & Mid Cap Fund, a series of | ||||||
| Nov 30 2018 | Westbury Funds, Inc. | Sale | $ | (134, 867.46) | (144, 553) | (144, 553) |
| Separate Account advised by Dimensional Fund | ||||||
| Nov 30 2018 | Advisors LP | Transfer | $ | (408, 870.50) | (430, 390) | (430, 390) |
| Nov 22 2018 | ||||||
| Separate Account advised by DFA Australia Limited | Transfer | $\hat{\mathbf{v}}$ | (40,000.32) | (41, 667) | (41, 667) | |
| Nov 22 2018 | Global Targeted Value Fund of Dimensional Funds plc | Transfer | Ş | 40,000.32 | 41,667 | 41,667 |
| Separate Account Advised by Dimensional Fund | ||||||
| Nov 21 2018 | Advisors LP | Sale | ふ | (58, 931.62) | (60, 624) | (60, 624) |
| Separate Account Advised by Dimensional Fund | ||||||
| Nov 20 2018 | Advisors LP | Sale | Ş | (60, 849.23) | (61, 428) | (61, 428) |
| Separate Account Advised by Dimensional Fund | ||||||
|---|---|---|---|---|---|---|
| Nov 19 2018 | Advisors LP | Sale | $\mathbf{v}$ | (30, 666.58) | (30, 597) | (30, 597) |
| Separate Account Advised by Dimensional Fund | ||||||
| Nov 19 2018 | Advisors LP | Sale | ∽ | (31, 411.27) | (31, 340) | (31, 340) |
| Separate Account Advised by Dimensional Fund | ||||||
| Nov 16 2018 | Advisors LP | Sale | ∽ | (91, 985.95) | (95,097) | (95,097) |
| Separate Account Advised by Dimensional Fund | ||||||
| Nov 15 2018 | Advisors LP | Sale | $ | (30, 193.14) | (30, 952) | (30, 952) |
| Nov 15 2018 | Separate Account advised by DFA Australia Limited | Sale | ふ | (30, 529.28) | (31, 349) | (31, 349) |
| Nov 14 2018 | Separate Account advised by DFA Australia Limit | Sale | ||||
| Po | か | (25, 796.85) | (26, 419) | (26, 419) | ||
| Nov 13 2018 | ρgSeparate Account advised by DFA Australia Limit | Sale | ふ | (108, 809.05) | (110,003) | (110,003) |
| Nov 12 2018 | Separate Account advised by DFA Australia Limited | Sale | $ | (68, 388.15) | (66, 744) | (66, 744) |
| Nov 12 2018 | Dimensional Australian Core Equity Trust | Sale | $ | (39, 011.90) | (38, 074) | (38, 074) |
| Nov 12 2018 | Separate Account advised by DFA Australia Limited | |||||
| Transfer | ∽ | (30, 388.18) | (29, 647) | (29, 647) | ||
| 12 2018Nov | Global Sustainability Core Equity Fund of DimensionalFunds plc | Transfer | ᠊ᡃ | 30,388.18 | 29,647 | 29,647 |
| 2018Nov 1 | Dimensional Australian Small Company Trust | Sale | へ | (68, 768.64) | (66, 926) | (66, 926) |
| Oct 31 2018 | Dimensional Australian Small Company Trust | Transfer | $ | (30, 730.96) | (29,549) | (29,549) |
| International Social Core Equity Portfolio of DFA | ||||||
| Oct 31 2018 | Investment Dimensions Group Inc. | Transfer | ᠬ | 30,730.96 | 29,549 | 29,549 |
| $\tilde{H}$International Sustainability Core 1 Portfolio of D | ||||||
| Oct 30 2018 | Investment Dimensions Group Inc. | Purchase | ᠊ᡐ | 29,454.07 | 27,676 | 27,676 |
| Oct 30 2018 | Dimensional Australian Small Company Trust | Sale | ふ | (82, 176.73) | (77, 531) | (77, 531) |
| Oct 29 2018 | Dimensional Australian Small Company Trust | Sale | ∽ | (264, 526.57) | (249, 784) | (249, 784) |
| Oct 26 2018 | Separate Account advised by DFA Australia Limited | Sale | $\hat{\mathbf{v}}$ | (46, 719.59) | (44, 758) | (44, 758) |
|---|---|---|---|---|---|---|
| Oct 25 2018 | Dimensional Australian Small Company Trust | Sale | ∽ | (60, 926.64) | (57, 580) | (57, 580) |
| Oct 25 2018 | Separate Account advised by DFA Australia Limited | Sale | か | (99,960.68) | (94, 274) | (94, 274) |
| Oct 24 2018 | Global Targeted Value Fund of Dimensional Funds plc | Transfer | Ş | 32,715.95 | 31,918 | 31,918 |
| Oct 24 2018 | Dimensional Australian Small Company Trust | Transfer | ᠊ᡃ | (32, 715.95) | (31, 918) | (31, 918) |
| Oct 11 2018 | Dimensional Australian Core Equity Trust | Sale | $ | (55,400.92) | (54,069) | (54,069) |
| Oct 10 2018 | Dimensional Australian Core Equity Trust | Sale | $\hat{\zeta}$ | (201, 914.69) | (200, 982) | (200, 982) |
| Oct 5 2018 | Dimensional Australian Small Company Trust | Transfer | ふ | (40,002.12) | (37,039) | (37,039) |
| Oct 5 2018 | Separate Account advised by DFA Australia Limited | Transfer | $ | 40,002.12 | 37,039 | 37,039 |
| Oct 2 2018 | Dimensional Australian Core Equity Trust | Sale | $ | (199, 740.86) | (188, 289) | (188, 289) |
| Sep 27 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Transfer | ᠊ᠬ | 382,968.00 | 354,600 | 354,600 |
| Sep 27 2018 | The Asia Pacific Small Company Series of The DFAInvestment Trust Company | Transfer | ᠊ᠬ | (382, 968.00) | (354, 600) | (354, 600) |
| 2018Sep 25 | Dimensional Australian Small Company Trust | Sale | ∽ | (289, 948.51) | (269, 390) | (269, 390) |
| Sep 24 2018 | Dimensional Australian Core Equity Trust | Sale | Ş | (149, 238, 14) | (136, 927) | (136, 927) |
| Sep 21 2018 | Separate Account advised by Dimensional FundAdvisors LP | Transfer | $ | (216, 833, 12) | (193, 601) | (193, 601) |
| 2018$\frac{3}{2}$Sep - | Separate Account advised by DFA Australia Limited | Transfer | Ş | (3,959,973.20) | (3,683,696) | (3,683,696) |
| Sep 12 2018 | Dimensional Australian Small Company Trust | Sale | ふ | (38, 290.46) | (35, 990) | (35, 990) |
| Sep 12 2018 | Dimensional Australian Core Equity Trust | Sale | ふ | (68, 424.91) | (64, 314) | (64, 314) |
|---|---|---|---|---|---|---|
| Sep 11 2018 | Dimensional Australian Core Equity Trust | Sale | ∽ | (78, 279.69) | (71, 150) | (71, 150) |
| Sep 11 2018 | Dimensional Australian Small Company Trust | Sale | ∽ | (43,803.63) | (39, 814) | (39, 814) |
| Sep 10 2018 | Dimensional Australian Core Equity Trust | Sale | ∽ | (30, 388.79) | (27, 301) | (27, 301) |
| Sep 10 2018 | Dimensional Australian Small Company Trust | Sale | Ş | (17,003.75) | (15, 276) | (15, 276) |
| Sep 6 2018 | Dimensional Australian Value Trust | Sale | ∽ | (182, 873, 43) | (161, 208) | (161, 208) |
| Aug 29 2018 | The Asia Pacific Small Company Series of The DFAInvestment Trust Company | Transfer | $ | (1,681,805.68) | (1,241,185) | (1, 241, 185) |
| Aug 29 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Transfer | $\hat{\mathbf{v}}$ | 1,681,805.68 | 1,241,185 | 1,241,185 |
| Aug 28 2018 | bfAZL DFA International Core Equity Fund, a seriesAllianz Variable Insurance Products Trust | Purchase | ∽ | 33,637.39 | 23,771 | 23,771 |
| Aug 21 2018 | Separate Account advised by DFA Australia Limited | Sale | ∽ | (84, 277.77) | (63, 242) | (63, 242) |
| Aug 16 2018 | Separate Account advised by DFA Australia Limited | Purchase | ふ | 172,444.43 | 135,181 | 135,181 |
| 201815Aug | Separate Account advised by DFA Australia Limited | Purchase | Ş | 187,490.11 | 139,962 | 139,962 |
| Aug 14 2018 | Separate Account advised by DFA Australia Limited | Purchase | ∽ | 64,266.56 | 47,708 | 47,708 |
| Aug 14 2018 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | $\hat{\zeta}$ | 74,017.63 | 54,632 | 54,632 |
| Aug 13 2018 | Separate Account advised by DFA Australia Limited | Purchase | $ | 126,775.18 | 93,218 | 93,218 |
| Aug 10 2018 | bəSeparate Account advised by DFA Australia Limit | Transfer | $ | (53, 424.88) | (39, 283) | (39, 283) |
| Aug 10 2018 | Separate Account advised by DFA Australia Limited | Transfer | ふ | 53,424.88 | 39,283 | 39,283 |
| Aug 9 2018 | Separate Account advised by DFA Australia Limited | Purchase | $\hat{\mathbf{v}}$ | 111,831.90 | 81,594 | 81,594 |
|---|---|---|---|---|---|---|
| Aug 7 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | Ş | 102,417.06 | 76,784 | 76,784 |
| Aug 6 2018 | Separate Account advised by DFA Australia Limited | Transfer | $\hat{\mathbf{v}}$ | 91,328.16 | 69,188 | 69,188 |
| Aug 6 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $\hat{\mathbf{v}}$ | 82,702.44 | 62,919 | 62,919 |
| Aug 6 2018 | Separate Account advised by DFA Australia Limited | Transfer | $ | (91, 328.16) | (69, 188) | (69, 188) |
| Aug 6 2018 | Separate Account advised by DFA Australia Limited | Transfer | ∽ | (62, 660.40) | (47, 470) | (47, 470) |
| Aug 6 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Transfer | $\Omega$ | 62,660.40 | 47,470 | 47,470 |
| Aug 3 2018 | Separate Account advised by DFA Australia Limited | Purchase | $\Omega$ | 183,102.02 | 141,735 | 141,735 |
| Aug 2 2018 | Separate Account advised by DFA Australia Limited | Purchase | $ | 56,950.68 | 42,866 | 42,866 |
| Aug 1 2018 | Separate Account advised by DFA Australia Limited | Purchase | $ | 117,880.57 | 89,346 | 89,346 |
| 2018Jul 31 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 135,933.72 | 106,418 | 106,418 |
| Jul 30 2018 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 187,644.27 | 144,948 | 144,948 |
| Jul 27 2018 | Separate Account advised by DFA Australia Limited | Purchase | $ | 119,291.82 | 90,670 | 90,670 |
| Jul 26 2018 | Separate Account advised by Dimensional FundAdvisors LP | Purchase | $\hat{\zeta}$ | 19,219.59 | 14,457 | 14,457 |
| Jul 26 2018 | Separate Account advised by DFA Australia Limited | Purchase | $\hat{\zeta}$ | 135,950.80 | 102,259 | 102,259 |
| Jul 25 2018 | Separate Account advised by Dimensional FundAdvisors LP | Purchase | $\hat{\mathbf{v}}$ | 56,486.39 | 43,944 | 43,944 |
| Jul 25 2018 | Separate Account advised by Dimensional FundAdvisors LP | Purchase | Ş | 33,622.67 | 26,157 | 26,157 |
| Jul 25 2018 | Separate Account Advised by Dimensional FundAdvisors LP | Purchase | $\mathbf{\hat{S}}$ | 19,724.74 | 15,345 | 15,345 |
|---|---|---|---|---|---|---|
| Jul 25 2018 | Separate Account advised by DFA Australia Limited | Purchase | ᠊ᠬ | 89,584.20 | 69,685 | 69,685 |
| Jul 25 2018 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | ∽ | 35,089.33 | 27,298 | 27,298 |
| Jul 24 2018 | Separate Account advised by DFA Australia Limited | Purchase | ふ | 179,581.78 | 137,836 | 137,836 |
| Jul 23 2018 | Global Targeted Value Fund of Dimensional Funds plc | Purchase | $ | 55,150.14 | 42,560 | 42,560 |
| Jul 20 2018 | Global Targeted Value Fund of Dimensional Funds plc | Purchase | ふ | 15,340.35 | 11,992 | 11,992 |
| Jul 20 2018 | bəSeparate Account advised by DFA Australia Limit | Purchase | $\sim$ | 120,417.75 | 94,131 | 94,131 |
| Jul 19 2018 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 111,407.55 | 86,735 | 86,735 |
| Jul 17 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $ | 179,370.28 | 140,681 | 140,681 |
| Jul 16 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $ | 151,537.21 | 115,481 | 115,481 |
| Jul 16 2018 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 70,879.58 | 54,013 | 54,013 |
| Jul 16 2018 | Separate Account advised by Dimensional FundAdvisors LP | Purchase | Ş | 14,127.43 | 10,766 | 10,766 |
| Jul 13 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $\hat{\zeta}$ | 118,945.82 | 90,170 | 90,170 |
| Jul 11 2018 | Dimensional Australian Small Company Trust | Purchase | Ş | 198,028.02 | 145,514 | 145,514 |
| Jul 10 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $ | 290,934.48 | 210,540 | 210,540 |
| Jul 9 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | ふ | 279,395.03 | 198,878 | 198,878 |
| Jul 9 2018 | Dimensional Australian Small Company Trust | Purchase | $\hat{\zeta}$ | 21,427.94 | 15,196 | 15,196 |
| Jul 9 2018 | International Sustainability Core 1 Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $\hat{\mathbf{v}}$ | 15,307.31 | 10,896 | 10,896 |
|---|---|---|---|---|---|---|
| Jul 6 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | $\hat{\mathbf{v}}$ | 86,671.15 | 60,879 | 60,879 |
| Jul 6 2018 | Dimensional Australian Small Company Trust | Purchase | $\hat{\mathbf{v}}$ | 21,748.58 | 15,276 | 15,276 |
| Jun 29 2018 | Dimensional Australian Small Company Trust | Purchase | $ | 32,799.92 | 25,684 | 25,684 |
| Jun 28 2018 | Dimensional Australian Small Company Trust | Purchase | ∽ | 93,359.59 | 73,266 | 73,266 |
| Jun 20 2018 | Dimensional Australian Value Trust | Purchase | Ş | 118,558.34 | 93,129 | 93,129 |
| Jun 19 2018 | Separate Account advised by DFA Australia Limited | Purchase | Ş | 29,647.99 | 22,798 | 22,798 |
| Jun 19 2018 | Dimensional Australian Value Trust | Purchase | $\Omega$ | 385,265.29 | 296,252 | 296,252 |
| Jun 18 2018 | Dimensional Australian Value Trust | Purchase | ∽ | 191,342.39 | 144,238 | 144,238 |
| 2018Jun 15 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Transfer | ∽ | 87,941.79 | 65,874 | 65,874 |
| Jun 15 2018 | Separate Account advised by Dimensional FundAdvisors Ltd. | Sale | ふ | (15, 199.38) | (11, 389) | (11, 389) |
| Jun 15 2018 | Separate Account advised by DFA Australia Limited | Sale | $\hat{\zeta}$ | (206, 722.50) | (154, 753) | (154, 753) |
| Jun 15 2018 | DaSeparate Account advised by DFA Australia Limit | Transfer | ∽ | (87, 941.79) | (65, 874) | (65, 874) |
| Jun 12 2018 | Separate Account advised by DFA Australia Limited | Purchase | $\hat{\mathbf{v}}$ | 40,573.52 | 31,876 | 31,876 |
| Jun 12 2018 | World ex U.S. Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Purchase | $ | 35,152.56 | 27,618 | 27,618 |
| Jun 8 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | か | 157,610.61 | 123,576 | 123,576 |
| Jun 7 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Transfer | Ş | 31,319.91 | 24,279 | 24,279 |
| Jun 7 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | 211,289.84 | 164,862 | 164,862 | |
|---|---|---|---|---|---|---|
| Jun 7 2018 | Separate Account advised by DFA Australia Limited | Transfer | (31, 319.91) | (24, 279) | (24, 279) | |
| Jun 6 2018 | Separate Account advised by Dimensional FundAdvisors LP | Purchase | 200,892.80 | 158,269 | 158,269 | |
| Jun 6 2018 | International Core Equity Portfolio of DFA InvestmentDimensions Group Inc. | Transfer | 112,312.20 | 88,088 | 88,088 | |
| Jun 6 2018 | Separate Account advised by DFA Australia Limited | Transfer | (112, 312, 20) | (88,088) | (88,088) | |
| Jun 5 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | 163,635.58 | 131,815 | 131,815 | |
| Jun 5 2018 | Dimensional Australian Small Company Trust | Purchase | 16,290.29 | 13,121 | 13,121 | |
| Jun 4 2018 | International Social Core Equity Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | S | 30,209.62 | 24,396 | 24,396 |
| Jun 1 2018 | DFA International Small Cap Value Portfolio of DFAInvestment Dimensions Group Inc. | Purchase | 122,716.33 | 99,301 | 99,301 |
This is Annexure "B" referred to in Form 604: Notice of change of interests of substantial holder
August 6, 2019 Date:
Print Name:
By: Dimensional Holdings Inc., its General PartnerBy: Valerie Brown Dimensional Fund Advisors LP
ï atty
Signature:
Assistant Secretary and Vice President
Capacity:
ANNEXURE CResolute Mining LimitedACN 097 088 689
PRESENT RELEVANT INTERESTS $\ddot{ }$
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| erson entitledp | Class and | ||||
|---|---|---|---|---|---|
| Registered Holder of | o be registered⊷ | Number of | Person's | ||
| Holder of relevant interest | Securities | as holder (8) | Holder of relevant interest (6) | Securities | Votes |
| Citicorp Nominees Pty | |||||
| Dimensional Australian Core Equity Trust | B | $\sum_{i=1}^{n}$ | Dimensional Australian Core Equity Trust | 3,742,032 | 3,742,032 |
| Dimensional Australian Core Imputation | Citicorp Nominees Pty | Dimensional Australian Core Imputation | |||
| Trust | Limited | $\sum_{i=1}^{n}$ | Trust | 122,199 | 122,199 |
| Separate Account Advised by Dimensional | NATIONAL AUSTRALIA | Separate Account Advised by Dimensional | |||
| Fund Advisors LP | BANK, LTD. | $\sum_{i=1}^{n}$ | Fund Advisors LP | 120,313 | 120,313 |
| Separate Account Advised by Dimensional | NATIONAL AUSTRALIA | Separate Account Advised by Dimensional | |||
| Fund Advisors LP | BANK, LTD. | $\sum_{i=1}^{n}$ | Fund Advisors LP | 403,725 | 403,725 |
| AZL DFA International Core Equity Fund, a | AZL DFA International Core Equity Fund, a | ||||
| series of Allianz Variable Insurance | NATIONAL AUSTRALIA | series of Allianz Variable Insurance Products | |||
| Products Trust | BANK, LTD. | $\frac{4}{2}$ | Trust | 45,534 | 45,534 |
| Separate Account advised by Dimensional | HSBC Bank Australia | Separate Account advised by Dimensional | |||
| Fund Advisors Ltd. | Limited | $\sum_{i=1}^{n}$ | Fund Advisors Ltd. | 17,893 | 17,893 |
| Dimensional Australian Sustainability | CITIGROUP PTY | ||||
| Trust | LIMITED | Dimensional Australian Sustainability Trust | 60,083 | 60,083 | |
| Citicorp Nominees Pty | |||||
| Dimensional Australian Value Trust | B | $\frac{4}{2}$ | Dimensional Australian Value Trust | 1,015,358 | 1,015,358 |
| Old Westbury Small & Mid Cap Fund, a | Citicorp Nominees Pty | Old Westbury Small & Mid Cap Fund, a | |||
| series of Old Westbury Funds, Inc. | Ltd | $\leq$ | series of Old Westbury Funds, Inc. | 58,503 | 58,503 |
| The Hongkong and | |||||
| Shanghai Banking | |||||
| DFA International Core Equity Fund | Corporation Limited | $\sum_{i=1}^{n}$ | DFA International Core Equity Fund | 175,741 | 175,741 |
5137 v1 KNOWLEDGEB PRECEDENTS 06 08 19
| Separate Account advised by DFAAustralia Limited | ACSS CHRISTIANSUPER | Separate Account advised by DFA AustraliaLimited | 13,438 | 13,438 | |
|---|---|---|---|---|---|
| Separate Account advised by DimensionalFund Advisors LP | NATIONAL AUSTRALIABANK, LTD. | $\frac{\mathsf{A}}{\mathsf{N}}$ | Separate Account advised by DimensionalFund Advisors LP | 532,725 | 532,725 |
| Separate Account advised by DimensionalFund Advisors Ltd | JPM Sydney | $\frac{4}{2}$ | Separate Account advised by DimensionalFund Advisors Ltd. | 503,687 | 503,687 |
| International Core Equity Portfolio of DFAInvestment Dimensions Group Inc. | Citicorp Nominees PtyP | $\sum_{i=1}^{n}$ | International Core Equity Portfolio of DFAInvestment Dimensions Group Inc. | 4,237,647 | 4,237,647 |
| of DFA Investment Dimensions Group Inc.International Social Core Equity Portfolio | Citicorp Nominees PtyLtd | $\frac{4}{2}$ | International Social Core Equity Portfolio ofDFA Investment Dimensions Group Inc. | 129,724 | 129,724 |
| International Vector Equity Portfolio ofDFA Investment Dimensions Group Inc. | Citicorp Nominees PtyLtd | $\sum_{i=1}^{n}$ | International Vector Equity Portfolio of DFAInvestment Dimensions Group Inc. | 614,904 | 614,904 |
| Separate Account advised by DFAAustralia Limited | National CustodianServices AU | $\frac{4}{2}$ | Separate Account advised by DFA AustraliaLimited | 129,293 | 129,293 |
| Portfolio of DFA Investment DimensionsInternational Sustainability Core 1Group Inc. | Citicorp Nominees PtyLtd | $\sum_{N}$ | International Sustainability Core 1 Portfolioof DFA Investment Dimensions Group Inc. | 131,023 | 131,023 |
| Global Core Equity Fund of DimensionalFunds plc | AUSTRALIA LIMITEDHSBC BANK | $\sum_{i=1}^{n}$ | Global Core Equity Fund of DimensionalFunds plc | 127,089 | 127,089 |
| Global Small Companies Fund ofDimensional Funds plc | AUSTRALIA LIMITEDHSBC BANK | $\frac{4}{2}$ | Global Small Companies Fund ofDimensional Funds plc | 93,377 | 93,377 |
| Global Sustainability Core Equity Fund ofDimensional Funds plc | The Hongkong andShanghai BankingCorporation Ltd | $\frac{4}{2}$ | Global Sustainability Core Equity Fund ofDimensional Funds plc | 13,636 | 13,636 |
| Global Targeted Value Fund ofDimensional Funds plc | AUSTRALIA LIMITEDHSBC BANK | $\frac{4}{\sqrt{2}}$ | Global Targeted Value Fund of DimensionalFunds plc | 683,304 | 683,304 |
| World Equity Fund of Dimensional Funds$rac{c}{\rho}$ | State Street CustodialServices (Ireland)Limited | $\frac{4}{2}$ | World Equity Fund of Dimensional Funds plc | 83,719 | 83,719 |
| World ex U.S. Core Equity Portfolio of DFAInvestment Dimensions Group Inc. | Citigroup Pty Limited | $\frac{4}{2}$ | World ex U.S. Core Equity Portfolio of DFAInvestment Dimensions Group Inc. | 339,374 | 339,374 |
| World ex U.S. Targeted Value Portfolio ofDFA Investment Dimensions Group Inc. | Citicorp Nominees PtyLtd | N/A | World ex U.S. Targeted Value Portfolio ofDFA Investment Dimensions Group Inc. | 238,532 | 238,532 |
| Separate Account advised by DFAAustralia Limited | BNP Paribas SecuritiesServices Australia | $\sum_{i=1}^{n}$ | Separate Account advised by DFA AustraliaLimited | 207,771 | 207,771 |
|---|---|---|---|---|---|
| Pacific Basin Small Companies Fund of | HSBC BANK | Pacific Basin Small Companies Fund of | |||
| Dimensional Funds plc | AUSTRALIA LIMITED | $\sum_{i=1}^{n}$ | Dimensional Funds plc | 70,784 | 70,784 |
| VA International Small Portfolio of DFA | Citicorp Nominees Pty | VA International Small Portfolio of DFA | |||
| Investment Dimensions Group Inc. | Ltd | N/A | Investment Dimensions Group Inc. | 115,197 | 115,197 |
| HSBC BANK | |||||
| DFA International Vector Equity Fund | AUSTRALIA LIMITED | $\frac{\mathsf{A}}{\mathsf{N}}$ | DFA International Vector Equity Fund | 105,151 | 105,151 |
| Separate Account advised by DimensionalFund Advisors Pte. Ltd. | AUSTRALIA LIMITEDHSBC BANK | Separate Account advised by DimensionalFund Advisors Pte. Ltd. | 31,811 | 31,811 | |
| JABB JACKSON | |||||
| JNL/DFA International Core Equity Fund of | NATIONAL ASSET | JNL/DFA International Core Equity Fund of | |||
| JNL Series Trust | MGMT | JNL Series Trust | 25,788 | 25,788 | |
| International Small Company Fund, a | HSBC BANK | International Small Company Fund, a series | |||
| series of John Hancock Funds II | AUSTRALIA LIMITED | $\frac{\mathsf{A}}{\mathsf{N}}$ | of John Hancock Funds II | 413,406 | 413,406 |
| International Small Company Trust of | International Small Company Trust of John | ||||
| John Hancock Variable Insurance Trust | Citigroup Pty Limited | $\frac{4}{2}$ | Hancock Variable Insurance Trust | 41,988 | 41,988 |
| Sub-advised Fund advised by Dimensional | HSBC BANK | Sub-advised Fund advised by Dimensional | |||
| Fund Advisors LP | AUSTRALIA LIMITED | $\sum_{i=1}^{n}$ | Fund Advisors LP | 81,021 | 81,021 |
| Separate Account advised by DFA | JPMorgan Nominees | Separate Account advised by DFA Australia | |||
| Australia Limited | Australia Limited | $\frac{4}{2}$ | Limited | 888,528 | 888,528 |
| LVIP Dimensional International Core | NATIONAL | LVIP Dimensional International Core Equity | |||
| Equity Fund, a series of Lincoln Variable | AUSTRALIA BANK, | Fund, a series of Lincoln Variable Insurance | |||
| Insurance Products Trust | LTD. | $\sum_{i=1}^{n}$ | Products Trust | 67,381 | 67,381 |
| Separate Account advised by Dimensional | The Hongkong andShanghai Banking | Separate Account advised by Dimensional | |||
| Fund Advisors LP | Corporation Ltd. | $\frac{4}{N}$ | Fund Advisors LP | 57,235 | 57,235 |
| Brighthouse/Dimensional InternationalSmall Company Portfolio, a series of | HSBC BANK | Brighthouse/Dimensional InternationalSmall Company Portfolio, a series of | |||
| Brighthouse Funds Trust II | AUSTRALIA LIMITED | $\frac{\mathsf{A}}{\mathsf{N}}$ | Brighthouse Funds Trust II | 277,334 | 277,334 |
| M International Equity Fund | AUSTRALIA LIMITEDHSBC BANK | M International Equity Fund | 25,575 | 25,575 |
| Separate Account advised by DimensionalFund Advisors Ltd | Nominees (Australia)HSBC CustodyLimited | $\frac{4}{2}$ | Separate Account advised by DimensionalFund Advisors Ltd | 24,349 | 24,349 |
|---|---|---|---|---|---|
| Separate Account advised by Dimensional | HSBC BANK | Separate Account advised by Dimensional | |||
| Fund Advisors LP | AUSTRALIA LIMITED | $\sum_{i=1}^{n}$ | Fund Advisors LP | 149,261 | 149,261 |
| Separate Account advised by Dimensional | HSBC BANK | Separate Account advised by Dimensional | |||
| Fund Advisors LP | AUSTRALIA LIMITED | $\sum_{i=1}^{n}$ | Fund Advisors LP | 96,849 | 96,849 |
| The Asia Pacific Small Company Series of | Citicorp Nominees Pty | The Asia Pacific Small Company Series of | |||
| The DFA Investment Trust Company | Ed | $\sum_{i=1}^{n}$ | The DFA Investment Trust Company | 6,407,325 | 6,407,325 |
| Separate Account advised by DFA | NATIONAL AUSTRALIA | Separate Account advised by DFA Australia | |||
| Australia Limited | BANK, LTD. | $\sum_{i=1}^{n}$ | Limited | 717,721 | 717,721 |
| Separate Account advised by DFA | HSBC BANK | Separate Account advised by DFA Australia | |||
| Australia Limited | AUSTRALIA LIMITED | $\sum_{i=1}^{n}$ | Limited | 875,826 | 875,826 |
| HSBC Custody | |||||
| Separate Account advised by DFA | Nominees (Australia) | Separate Account advised by DFA Australia | |||
| Australia Limited | Limited | $\frac{8}{2}$ | Limited | 128,024 | 128,024 |
| Separate Account advised by Dimensional | NATIONAL AUSTRALIA | Separate Account advised by Dimensional | |||
| Fund Advisors Ltd | BANK, LTD | $\sum_{i=1}^{n}$ | Fund Advisors Ltd | 63,112 | 63,112 |
| Separate Account advised by DFA | JPMorgan Nominees | Separate Account advised by DFA Australia | |||
| Australia Limited | Australia Limited | $\sum_{i=1}^{n}$ | Limited | 2,509,948 | 2,509,948 |
| DFA International Small Cap Value | |||||
| Portfolio of DFA Investment Dimensions | Citicorp Nominees Pty | DFA International Small Cap Value Portfolio | |||
| Group Inc. | Ltd | $\sum_{i=1}^{n}$ | of DFA Investment Dimensions Group Inc. | 20,482,375 | 20,482,375 |
| T.A. World ex U.S. Core Equity Portfolio of | Citicorp Nominees Pty | T.A. World ex U.S. Core Equity Portfolio of | |||
| DFA Investment Dimensions Group Inc. | Ed | $\frac{4}{2}$ | DFA Investment Dimensions Group Inc. | 351,280 | 351,280 |
| International Core Equity Fund of | Citicorp Nominees Pty | International Core Equity Fund of | |||
| Dimensional Funds ICVC | B | $\frac{\mathsf{A}}{\mathsf{N}}$ | Dimensional Funds ICVC | 61,846 | 61,846 |
| The Hongkong and | |||||
| Separate Account advised by Dimensional | Shanghai Banking | Separate Account advised by Dimensional | |||
| Fund Advisors LP | Corporation Limited | $\frac{4}{2}$ | Fund Advisors LP | 21,745 | 21,745 |
This is Annexure "C" referred to in Form 604: Notice of Change of interests of substantial holder
Date:
August 6, 2019
By: Dimensional Holdings Inc., its General PartnerBy: Valerie Brown Dimensional Fund Advisors LP Print Name:
A
Signature:
Capacity:
Assistant Secretary and Vice President
ANNEXURE D Resolute Mining Limited ACN 097 088 689
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NW1 3BF, United Kingdom |
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, British |
| Columbia V6E 0C5, Canada | |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01, |
| Singapore 018960 | |
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America | |
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, |
| United States of America |
This is Annexure "D" referred to in Form 604: Notice of Change of interests of substantial holder
August 6, 2019 Date:
Print Name: Dimensional Fund Advisors LP By: Dimensional Holdings, Inc., its General Partner By: Valerie Brown a
Signature:
Capacity: Assistant Secretary and Vice President