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Resolute Mining Limited — Major Shareholding Notification 2019
Aug 15, 2019
10548_rns_2019-08-15_d8f922b8-7fd2-4c46-98c2-fedfca9de289.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/SchemeResolute Mining Ltd | |||||
|---|---|---|---|---|---|
| ACN/ARSN | 097 088 689 | ||||
| 1.Details of substantial holder (1) | |||||
| Name | UBS Group AG and its related bodies corporate | ||||
| ACN/ARSN (if applicable): | |||||
| The holder ceased to be a substantial shareholder on | 13 August 2019 | ||||
| The previous notice was given to the company on | 14 August 2019 | ||||
| The previous notice was dated | 12 August 2019 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of Change(4) | Considerationgiven inrelation tochange (5) | Class (6) andNumber ofsecurities affected | Person'svotesaffected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | ||
|---|---|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| N/A | N/A |
SIGNATURE
| Print Name: | Andrew Costley | Capacity: | Authorised signatory | |
|---|---|---|---|---|
| Sign Here: | Date: | 15 August 2019 | ||
| Print Name: | Joanne Chan | Capacity: | Authorised signatory | |
| Sign Here: | Date: | 15 August 2019 | ||
Contact details for this notice:
Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707
| RSG- ApdixApen | ||||||
|---|---|---|---|---|---|---|
| e ofDatchange | whrelnt iPernterestsonoseevachadnge | ofChaNaturenge | sideratigiveCononnin relationhanto cge | mbfNuer ouritiessec | Class | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 17 | 9 | Ordinary | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 55 | 29 | Ordinary | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 306 | 161 | Ordinary | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 131 | 69 | Ordinary | |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Buy | 57 | 30 | Ordinary | |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Buy | 137 | 72 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 6 | 3 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 186 | 98 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 2 | 1 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 80 | 42 | Ordinary | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 6 | 3 | Ordinary | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 17 | 9 | Ordinary | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 2 | 1 | Ordinary | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 120 | 63 | Ordinary | |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Buy | 285 | 150 | Ordinary | |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Buy | 15 | 8 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 38 | 20 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 6 | 3 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 21 | 11 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 8 | 4 | Ordinary | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 38 | 20 | Ordinary | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 93 | 49 | Ordinary | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 17 | 9 | Ordinary | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 40 | 21 | Ordinary | |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Buy | 91 | 48 | Ordinary | |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Buy | 213 | 112 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 86 | 45 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 262 | 138 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 34 | 18 | Ordinary | |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 110 | 58 | Ordinary | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 49 | 26 | Ordinary | |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 443 | 233 | Ordinar | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 23 | 12 | yOrdinar | |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 154 | 81 | yOrdinary | |
| 13-A19 | UBSSecuritialiaLtdes Austr | Buy | 171 | 90 | Ordinar | |
| ug-13-A19 | UBSSecuritialiaLtdes Austr | Buy | 8 | 4 | yOrdinar | |
| ug-13-A19 | UBSSecurities AaliaLtdustr | Buy | 65 | 34 | yOrdinar | |
| ug-13-A19 | UBSSecurities AaliaLtdustr | Buy | 72 | 38 | yOrdinar | |
| ug-13-A19 | UBSSecurities AaliaLtdustr | Buy | 6 | 3 | yOrdinar | |
| ug-13-A19 | UBSSecurities AaliaLtdustr | Sell | 248 | (127) | yOrdinar | |
| ug-13-A19 | aliaLtdUBSSecurities Austr | Sell | 131 | (69) | yOrdinar | |
| ug-13-A19 | aliaLtdUBSSecurities Austr | Sell | 137 | (72) | yOrdinar | |
| ug-13-A19 | uritialiaLtdUBSSeces Austr | Sell | 6 | (3) | yOrdinar | |
| ug-13-A19 | uritialiaLtdUBSSeces Austr | Sell | 186 | (98) | yOrdinar | |
| ug-13-A19 | UBSSecuritialiaLtdes Austr | Sell | 2 | yOrdinar | ||
| ug-13-A19 | UBSSecuritialiaLtdes Austr | Sell | 17 | (1) | yOrdinar | |
| (9) | y | |||||
| ug-13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 285 | (150) | Ordinary |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Sell | 6 | (3) | Ordinary |
|---|---|---|---|---|---|
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Sell | 21 | (11) | Ordinary |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Sell | 93 | (49) | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 213 | (112) | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 40 | (21) | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 86 | (45) | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Sell | 262 | (138) | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Sell | 23 | (12) | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Sell | 154 | (81) | Ordinary |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Sell | 171 | (90) | Ordinary |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Sell | 6 | (3) | Ordinary |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Buy | 6,943 | 3,664 | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 159,455 | (84,043) | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 147,825 | 23978, | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 3,242,288 | 1,687,022 | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 3,176,978 | (1,656,488) | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 16,909 | 8,686 | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 1,773,917 | ,168925 | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Sell | 1,722,860 | (890)7,51 | Ordinary |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Sell | 138,809 | (70),926 | Ordinary |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 4,777,040 | 1602,484, | Ordinary |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Sell | 4,355,277 | (2,2)62,129 | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 327,133 | (172,130) | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Sell | 967,924 | (504,337) | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 4,814 | 2,502 | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 111,879 | 55458, | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Sell | 4,312 | (2,200) | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Sell | 306,953 | (158)9,98 | Ordinary |
| 13-A19ug- | aliaLtdUBSSecurities Austr | Buy | 2,706 | 1,400 | Ordinary |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Buy | 13,265 | 7,007 | Ordinary |
| 13-A19ug- | uritialiaLtdUBSSeces Austr | Sell | 139,200 | (72),659 | Ordinary |
| 13-A19ug- | UBSSecuritialiaLtdes Austr | Sell | 68,510 | (35),794 | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 5,124 | 2,700 | Ordinary |
| 13-A19ug- | UBSSecurities AaliaLtdustr | Buy | 68,185 | 97035, | Ordinary |
| 13-A19ug- | UBSAG, Aulia Bhstraranc | Stock rivedece | N/A | 62010, | Ordinary |