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Resolute Mining Limited Major Shareholding Notification 2019

Aug 15, 2019

10548_rns_2019-08-15_d8f922b8-7fd2-4c46-98c2-fedfca9de289.pdf

Major Shareholding Notification

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Form 605

Corporations Law Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/SchemeResolute Mining Ltd
ACN/ARSN 097 088 689
1.Details of substantial holder (1)
Name UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on 13 August 2019
The previous notice was given to the company on 14 August 2019
The previous notice was dated 12 August 2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature of Change(4) Considerationgiven inrelation tochange (5) Class (6) andNumber ofsecurities affected Person'svotesaffected
Please see Appendix A.

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
N/A N/A

SIGNATURE

Print Name: Andrew Costley Capacity: Authorised signatory
Sign Here: Date: 15 August 2019
Print Name: Joanne Chan Capacity: Authorised signatory
Sign Here: Date: 15 August 2019

Contact details for this notice:

Andrew Costley Group Compliance, Regulatory & Governance (T) + 852 3712 3707



RSG- ApdixApen
e ofDatchange whrelnt iPernterestsonoseevachadnge ofChaNaturenge sideratigiveCononnin relationhanto cge mbfNuer ouritiessec Class
13-A19ug- aliaLtdUBSSecurities Austr Buy 17 9 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 55 29 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 306 161 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 131 69 Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Buy 57 30 Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Buy 137 72 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 6 3 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 186 98 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 2 1 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 80 42 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 6 3 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 17 9 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 2 1 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 120 63 Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Buy 285 150 Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Buy 15 8 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 38 20 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 6 3 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 21 11 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 8 4 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 38 20 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 93 49 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 17 9 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 40 21 Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Buy 91 48 Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Buy 213 112 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 86 45 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 262 138 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 34 18 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 110 58 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 49 26 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 443 233 Ordinar
13-A19ug- uritialiaLtdUBSSeces Austr Buy 23 12 yOrdinar
13-A19ug- uritialiaLtdUBSSeces Austr Buy 154 81 yOrdinary
13-A19 UBSSecuritialiaLtdes Austr Buy 171 90 Ordinar
ug-13-A19 UBSSecuritialiaLtdes Austr Buy 8 4 yOrdinar
ug-13-A19 UBSSecurities AaliaLtdustr Buy 65 34 yOrdinar
ug-13-A19 UBSSecurities AaliaLtdustr Buy 72 38 yOrdinar
ug-13-A19 UBSSecurities AaliaLtdustr Buy 6 3 yOrdinar
ug-13-A19 UBSSecurities AaliaLtdustr Sell 248 (127) yOrdinar
ug-13-A19 aliaLtdUBSSecurities Austr Sell 131 (69) yOrdinar
ug-13-A19 aliaLtdUBSSecurities Austr Sell 137 (72) yOrdinar
ug-13-A19 uritialiaLtdUBSSeces Austr Sell 6 (3) yOrdinar
ug-13-A19 uritialiaLtdUBSSeces Austr Sell 186 (98) yOrdinar
ug-13-A19 UBSSecuritialiaLtdes Austr Sell 2 yOrdinar
ug-13-A19 UBSSecuritialiaLtdes Austr Sell 17 (1) yOrdinar
(9) y
ug-13-A19ug- UBSSecurities AaliaLtdustr Sell 285 (150) Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Sell 6 (3) Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Sell 21 (11) Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Sell 93 (49) Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Sell 213 (112) Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Sell 40 (21) Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Sell 86 (45) Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Sell 262 (138) Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Sell 23 (12) Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Sell 154 (81) Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Sell 171 (90) Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Sell 6 (3) Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Buy 6,943 3,664 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Sell 159,455 (84,043) Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 147,825 23978, Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 3,242,288 1,687,022 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Sell 3,176,978 (1,656,488) Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 16,909 8,686 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 1,773,917 ,168925 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Sell 1,722,860 (890)7,51 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Sell 138,809 (70),926 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 4,777,040 1602,484, Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Sell 4,355,277 (2,2)62,129 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Sell 327,133 (172,130) Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Sell 967,924 (504,337) Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 4,814 2,502 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 111,879 55458, Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Sell 4,312 (2,200) Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Sell 306,953 (158)9,98 Ordinary
13-A19ug- aliaLtdUBSSecurities Austr Buy 2,706 1,400 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Buy 13,265 7,007 Ordinary
13-A19ug- uritialiaLtdUBSSeces Austr Sell 139,200 (72),659 Ordinary
13-A19ug- UBSSecuritialiaLtdes Austr Sell 68,510 (35),794 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 5,124 2,700 Ordinary
13-A19ug- UBSSecurities AaliaLtdustr Buy 68,185 97035, Ordinary
13-A19ug- UBSAG, Aulia Bhstraranc Stock rivedece N/A 62010, Ordinary