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Resolute Mining Limited — Major Shareholding Notification 2011
Mar 2, 2011
10548_rns_2011-03-02_0acafffd-b411-446e-8d32-b360962c7da6.pdf
Major Shareholding Notification
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| FORM 604Corporations Act 2001Section 671B | |
|---|---|
| Notice of change of interests of substantial holder | |
| To Company Nama/Scheme | RESOLUTE MINING LTD |
| ABN | 39 097 088 089 |
| 1. Details of substantial holder(1) | |
| Name | Bank of America Corporation |
| ACN/ARSN (if applicable) | |
| There was a change in the interests of the substantial holder on | 25-Feb 11 |
| The previous notice was given to the company on | 28-Jan-11 |
The previous notice was dated
- Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had arelevant interest (3) in when last required, and when now r
24-Jan-11
| Class of | Provious Notice | Present Notice | ||
|---|---|---|---|---|
| securities (4) | I Person's votes (5) | Voting power (6) | Person's votes (5) | Voting power (6) |
| Ordinary | ||||
| Shares | 51,003.629 | 10.97% | 56,975,570 | 12.19% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of a rolevant interst of the substantial holder or an associate in voting securities of the company or scheme,since the substantial holder was lest required to give a
| Date of change [charged | Person whoseİrolovant interest | Nature of change (6) | Consideration given inrelation to change (7) | Class of securities latfoctod | Securities | Person's votesaffected |
|---|---|---|---|---|---|---|
| In/a | Merrill LynchInternational | Prime Broker withrehypothecation rightIpursuant to PrimeBrokerage agreementl(soo rolevant clausebelow)* | IN/A | Ordinary Shares | 5.947,554 | 5,947,554 |
| See Schedule | Memil Lynch(Australia) FutureslLtd | Market Transactions | See Schedule | Ordinary Shares | 24.387 | 24,387 |
12.9 The Customer hereby consents (without any further notice, consent or reference) to MLI from time to time utillsing any Securities for MLI's own purposesand for its own benefit on the terms specified in this Clause 12 utilisation)........
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4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofIrelevantlintorest | lsecurities | Registered holder of Persons entitled to beregistered as holder (8) | Nature of relevant(interest (6 | Class of securities Securities | Porson's votes | |
|---|---|---|---|---|---|---|
| lBank oflAmericaCorporation | lDeemed Interestfrom Associates | N/A | Indirect Owner | Ordinary Shares | 56.975.570 | 56.975.570 |
| Merrill LynchInternational | Menill LynchInternational | Prime Broker withrahypothecation rightbursuant to Prime.Brokerage agreemont. | Beneficial Owner | Ordinary Shares | 32,789,8531 | 32,789,853 |
| Merrill Lynchlintemational(Australia) Ltd | Merrill LynchInternationall(Australia) Limitod | Merrill Lynch Intornational(Australia) Limited | Beneficial Owner | Ordinary Sharos | 21,691,664 | 21,691,664 |
| Merrill Lynch(Australia) Futures Ltd | Merrill Lynch(Australia) Futuresl∟td | Merrill Lynch (Australia)Futures Ltd | !Beneficial Owner | Ordinary Shares | 2.494.053 | 2,494,053 |
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5. Changes in association
The persona who have become assciates (2) of, ceased to be associates of, or changed the nature of their association (9) with, the substantial holder in relationto voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) Nature of association | . | |
|---|---|---|
| --- | ||
6. Addresses
The addresses of persons named in this form are as follows:
| Namo | Address |
|---|---|
| Bank of America Corporation | 100 North Tryon Street, Charlotte, North Carolina, 28255 |
| Merrill Lynch International | |
| Morrill Lynch Financial Centre, 2 King Edward Street, London EC1A 1HQ | |
| Merrill Lynch International (Australia) | |
| İLtd | Level 38. Governor Phillip Tower, 1 Farrer Place, Sydney 2000 |
"This report is submitted on the basis of our present understanding of ASIC's current policy on reporting by Prime Brokers
Signature
| print name | Danielle Tobin | Director.Bank of America Corporationcapacity |
|---|---|---|
| sign horo | Saul Joli | 3-Mar-11date. |
Schedule to Form 604
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| Group Name | ASX | Stock | Trade Data | Trans Type | Trans Number | Consideration |
|---|---|---|---|---|---|---|
| Marrill Lynch (Australia) Futures Ltd | R5G | Ordinary | 9-Fob-11 | Buy | 3.335 | 4.360.65 |
| Marrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 9-Feb-11 | Buy | 12.277 | 16,082.87 |
| Marrill Lynch (Australia) Futures Ltd | RSG | Ordinary | $9-Fab-11$ | Buy | 12.103 | 15,854.93 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 8-Feb-11 | Buy | 3.715 | 4666.65 |
| Merril Lynch (Australia) Futures Ltd | RSG | Ordinary | $B-Feb-11$ | Buy | 13.270 | 17283.7 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 27-Jan-11 | Buy | 6,270 | 8213.7 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 27-Jan-11 | Buy | 9345 | 12241.95 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 25 Jan 11 | Buy | 5446 | 7134.26 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 25-Jan-11 | Buy | 11.712 | 15342.72 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordingry | 25-Jan-11 | Buy | 9,658 | 12704.38 |
| Merril Lynch (Australia) Futures Ltd | R$G | Ordinary | 22 Feb-11 | Sell | 8.357 | 10947.67 |
| Merril Lynch (Australia) Futures Ltd | RSG | Ordinary | 18-Feb-11 | Sell | 64.791 | 84876.21 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 16-Feb-11 | Sell | 513 | 672.03 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 15-Feb-11 | Sell | 1.542 | 2020.02 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 15-Feb-11 | Sell | 986 | 1291.56 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 8-Feb-11 | Sell | 3.335 | 4368.85 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 8-Feb-11 | Sell | 12,277 | 16082.87 |
| Merril Lynch (Australia) Futures Ltd | RSG | Ordinary | 7-Feb-11 | Buy | 3,335 | 4368.85 |
| Merril Lynch (Australia) Futures Ltd | RSG | Ordinary | 7-Feb-11 | Buy | 12,277 | 16082.87 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 11-Feb-11 | Buy | 3.070 | $-4021.7$ |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | $11-Feb-11$ | Sall | 3,070 | 4021.7 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | $11-Fcb - 11$ | Sell | 15,321 | 20070.51 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 10-Feb-11 | Buy | 3.070 | 4021.7 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | $D-Feb-11$ | Buy | 7.728 | 10123.68 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 8-Feb-11 | Buy | 7.728 | 10123.68 |
| Merril Lynch (Australia) Futures Ltd | R5G | Ordinary | 8-Feb-11 | Buy | 15.425 | 20206.75 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 7-Feb-11 | Buy | 7.806 | 10225.86 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 7-Feb-11 | Buy | 7,806 | 10225.86 |
| Marrill Lynch (Australia) Futures Ltd | R5G | Ordinary | 4 Feb-11 | Buy | 15.612 | 20451.72 |
| Merrill Lynch (Australia) Futures Ltd | RSG | Ordinary | 25-Jen-11 | Buy | 15.515 | 20455.65 |
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