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Resolute Mining Limited — Capital/Financing Update 2009
Jan 1, 2009
10548_rns_2009-01-01_45fbcd9c-b335-4b4a-977d-caa1d02b1465.pdf
Capital/Financing Update
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ASX ANNOUNCEMENT
TOP 20 AND SPREAD FOR NEW CLASSES OF SECURITIES
Pursuant to the recently announced capital raising, please find attached Top 20 and Spread of Holder details for both the Resolute Mining Limited listed Convertible Notes (RSGG) and Resolute Mining Limited listed Options (RSGO).
For and on behalf of the Board
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GREG FITZGERALD Company Secretary
2 January 2009
RESOLUTE MINING LIMITED A.C.N. 097 088 689 A.B.N. 39 097 088 689 4[th] Floor, The BGC Centre, 28 The Esplanade, Perth, Western Australia 6000. PO Box 7232 Cloisters Square, Perth, Western Australia 6850. Telephone +61 8 9261 6100 Facsimile +61 8 9322 7541 Email : [email protected]
CONVERTIBLE NOTES
Top 20
| No. | Holder Name | Convertible NotesHeld |
% |
|---|---|---|---|
| 1 | JP MORGAN NOM AUST LTD | 51,824,376 | 61.91% |
| 2 | NATIONAL NOM LTD | 13,050,678 | 15.59% |
| 3 | BONDSTREETCUSTSLTD | 3,913,404 | 4.67% |
| 4 | EQUITY TRUSTEES LTD GH PI SMALLER CO' | 3,000,000 | 3.58% |
| 5 | HSBC CUSTODY NOM AUST LTD | 2,178,000 | 2.60% |
| 6 | CITICORP NOM PL | 1,864,300 | 2.23% |
| 7 | EQUITY TRUSTEES LTD SGH TIGER A/C | 1,200,000 | 1.43% |
| 8 | CITICORP NOM PLCWLTH BANKOFFSUP | 964,946 | 1.15% |
| 9 | AVANTEOS INV LTD SYMETRY RETIRE SVS | 644,516 | 0.77% |
| 10 | ANZ NOM LTDCASH INCOME A/C | 582,660 | 0.70% |
| 11 | FORTY TRADERS LTD | 500,000 | 0.60% |
| 12 | WHEATLEY ALAN | 350,000 | 0.42% |
| 13 | HARDROCKCAP PLCGLW NO2S/F A/C | 200,000 | 0.24% |
| 14 | MOTROSE PL TCFORD S/F A/C | 200,000 | 0.24% |
| 15 | FASTPARK INV PL | 200,000 | 0.24% |
| 16 | REGAL TRIM PL | 200,000 | 0.24% |
| 17 | BICHARD REX H + DJ | 190,000 | 0.23% |
| 18 | RBCDEXIA INVESTORSVCSA MLCI A/C | 162,000 | 0.19% |
| 19 | BEEVOR RONALD HUGH + F M DIGGER S/F A/C | 100,000 | 0.12% |
| 20 | STILLWATER HOLDINGSPL | 100,000 | 0.12% |
| TOTAL | 81,424,880 | 97.27% |
Spread Details
| Spread of Holdings | Holders | Convertible Notes | % of Convertible Notes Issued |
|---|---|---|---|
| 1-1,000 | 0 | 0 | 0.00 % |
| 1,001 -5,000 | 64 | 267,900 | 0.32% |
| 5,001 - 10,000 | 60 | 533,900 | 0.64% |
| 10,001-100,000 | 48 | 1,685,997 | 2.01 % |
| 100,001 + | 18 | 81,224,880 | 97.03 % |
| TOTAL | 190 | 83,712,677 | 100.00% |
RESOLUTE MINING LIMITED A.C.N. 097 088 689 A.B.N. 39 097 088 689 4[th] Floor, The BGC Centre, 28 The Esplanade, Perth, Western Australia 6000. PO Box 7232 Cloisters Square, Perth, Western Australia 6850. Telephone +61 8 9261 6100 Facsimile +61 8 9322 7541 Email : [email protected]
OPTIONS
Top 20 Details
| No. | Holder Name | Convertible NotesHeld |
% |
|---|---|---|---|
| 1 | JP MORGAN NOM AUST LTD | 42,364,820 | 67.20% |
| 2 | NATIONAL NOM LTD | 7,247,630 | 11.50% |
| 3 | BONDSTREETCUSTSLTD | 2,608,936 | 4.14% |
| 4 | EQUITY TRUSTEES LTD OFFICIUM SPECIAL | 2,434,538 | 3.86% |
| 5 | EQUITY TRUSTEESLTDSGH PISMALLERCO' | 914,472 | 1.45% |
| 6 | HSBC CUSTODY NOM AUST LTD | 817,313 | 1.30% |
| 7 | COLBERN FIDUCIARY NOM PL | 800,000 | 1.27% |
| 8 | CITICORP NOM PLCWLTH BANKOFFSUP | 779,724 | 1.24% |
| 9 | CITICORP NOM PL | 667,022 | 1.06% |
| 10 | FORTY TRADERSLTD | 509,532 | 0.81% |
| 11 | BAYONET INV PL SOUTHPORT A/C | 400,000 | 0.63% |
| 12 | ANZ NOM LTDCASH INCOME A/C | 294,101 | 0.47% |
| 13 | AVANTEOSINV LTDSYMETRY RETIRESVS | 274,558 | 0.44% |
| 14 | COULSON PHILLIP JOHN | 166,667 | 0.26% |
| 15 | HARDROCKCAP PLCGLW NO2S/F A/C | 133,333 | 0.21% |
| 16 | MOTROSE PL TCFORD S/F A/C | 133,333 | 0.21% |
| 17 | FASTPARK INV PL | 133,333 | 0.21% |
| 18 | REGAL TRIM PL | 133,333 | 0.21% |
| 19 | WHEATLEY ALAN | 116,666 | 0.19% |
| 20 | RBCDEXIA INVESTORSVCSA MLCI A/C | 79,371 | 0.13% |
| TOTAL | 61,008,682 | 96.79% |
Spread Details
| Spread of Holdings | Holders | Convertible Notes | % of Convertible Notes Issued |
|---|---|---|---|
| 1-1,000 | 375 | 119,786 | 0.19 % |
| 1,001 -5,000 | 207 | 495,276 | 0.79 % |
| 5,001-10,000 | 49 | 381,311 | 0.60 % |
| 10,001 - 100,000 | 37 | 1,113,760 | 1.77% |
| 100,001 + | 19 | 60,929,311 | 96.65 % |
| TOTAL | 687 | 63,039,444 | 100.00% |
RESOLUTE MINING LIMITED A.C.N. 097 088 689 A.B.N. 39 097 088 689 4[th] Floor, The BGC Centre, 28 The Esplanade, Perth, Western Australia 6000. PO Box 7232 Cloisters Square, Perth, Western Australia 6850. Telephone +61 8 9261 6100 Facsimile +61 8 9322 7541 Email : [email protected]