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RESMED INC — Director's Dealing 2019
Nov 5, 2019
30071_dirs_2019-11-05_b8e74ed0-5b76-4231-a5dd-ba3ec9d37c4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2019-11-01
Reporting Person: WAREHAM JOHN P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-01 | ResMed Common Stock | M | 9536 | $58.24 | Acquired | 21936 | Direct |
| 2019-11-01 | ResMed Common Stock | S | 9536 | $148.147 | Disposed | 12400 | Direct |
| 2019-11-04 | ResMed Common Stock | M | 5000 | $58.24 | Acquired | 17400 | Direct |
| 2019-11-04 | ResMed Common Stock | S | 5000 | $147.75 | Disposed | 12400 | Direct |
| 2019-11-04 | ResMed Common Stock | M | 5956 | $58.24 | Acquired | 18356 | Direct |
| 2019-11-04 | ResMed Common Stock | S | 5956 | $148.00 | Disposed | 12400 | Direct |
| 2019-11-04 | ResMed Common Stock | G | 1100 | — | Disposed | 11300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-01 | ResMed Common Stock Options | $58.24 | M | 9536 | Disposed | 2022-11-19 | ResMed Commmon Stock (9536) | Direct |
| 2019-11-04 | ResMed Common Stock Options | $58.24 | M | 5000 | Disposed | 2022-11-19 | ResMed Commmon Stock (5000) | Direct |
| 2019-11-04 | ResMed Common Stock Options | $58.24 | M | 5956 | Disposed | 2022-11-19 | ResMed Commmon Stock (5956) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $148.00 to $148.52. The price reported above reflects the weighted average sale price.
F2: Gift of shares to Washington University in St. Louis. Mr. Wareham has no beneficial interest, control or dispositive power over the gifted shares.
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