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RESMED INC — Director's Dealing 2019
Nov 14, 2019
30071_dirs_2019-11-13_c9896fec-8aff-4435-8e59-9d89b52e98f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2019-11-11
Reporting Person: Farrell Michael J. (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-11 | ResMed Common Stock | M | 6651 | $43.63 | Acquired | 320067 | Direct |
| 2019-11-11 | ResMed Common Stock | S | 3573 | $143.477 | Disposed | 316494 | Direct |
| 2019-11-11 | ResMed Common Stock | S | 3070 | $144.473 | Disposed | 313424 | Direct |
| 2019-11-11 | ResMed Common Stock | S | 8 | $145.17 | Disposed | 313416 | Direct |
| 2019-11-11 | ResMed Common Stock | F | 3417 | $143.88 | Disposed | 309999 | Direct |
| 2019-11-11 | ResMed Common Stock | F | 2973 | $143.88 | Disposed | 307026 | Direct |
| 2019-11-11 | ResMed Common Stock | F | 4495 | $143.88 | Disposed | 302531 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-11 | ResMed Common Stock Options | $43.63 | M | 6651 | Disposed | 2020-03-01 | ResMed Commmon Stock (6651) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ResMed Common Stock | 10340 | Indirect |
Footnotes
F1: The transaction was conducted under a Rule 10b5-1 plan.
F2: Includes 183.40 shares of ResMed stock purchased on October 31, 2019, through the ResMed Employee Stock Purchase Plan.
F3: This transaction was executed in multiple trades at prices ranging from $143.12 to 144.12. The price reported above reflects the weighted average sale price.
F4: This transaction was executed in multiple trades at prices ranging from $144.13 to $145.02. The price reported above reflects the weighted average sale price.
F5: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2017.
F6: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/14/2018.
F7: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2016.
F8: Represents date options first became exercisable. Options vest 1/3 per year.