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RESMED INC — Director's Dealing 2019
Nov 23, 2019
30071_dirs_2019-11-22_3b9ec909-6338-4897-9f15-60bbeaca09b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2019-11-21
Reporting Person: Farrell Michael J. (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-21 | ResMed Common Stock | A | 117971 | $146.34 | Acquired | 420502 | Direct |
| 2019-11-21 | ResMed Common Stock | F | 65802 | $146.34 | Disposed | 354700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-21 | ResMed Common Stock Options | $146.34 | A | 59894 | Acquired | 2026-11-21 | ResMed Common Stock (59894) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ResMed Common Stock | 10340 | Indirect |
Footnotes
F1: Represents performance-based restricted stock units granted on November 16, 2016. The shares were earned on November 21, 2019, when the compensation committee certified that the performance metrics were met.
F2: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2016.
F3: Represents date options first become exercisable. Options vest 1/3 annually each November 11, 2020, 2021 and 2022.
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