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RESMED INC — Director's Dealing 2017
Nov 13, 2017
30071_dirs_2017-11-13_846b77c4-f246-4fb9-be32-e8f849de8d0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2017-11-09
Reporting Person: FARRELL PETER C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | ResMed Common Stock | M | 11815 | $52.02 | Acquired | 306615 | Direct |
| 2017-11-09 | ResMed Common Stock | M | 20492 | $58.24 | Acquired | 327107 | Direct |
| 2017-11-09 | ResMed Common Stock | M | 3625 | $27.58 | Acquired | 330732 | Direct |
| 2017-11-09 | ResMed Common Stock | M | 82460 | $27.58 | Acquired | 413192 | Direct |
| 2017-11-09 | ResMed Common Stock | S | 11815 | $82.71 | Disposed | 401377 | Direct |
| 2017-11-09 | ResMed Common Stock | S | 20492 | $82.70 | Disposed | 380885 | Direct |
| 2017-11-09 | ResMed Common Stock | S | 3625 | $82.69 | Disposed | 377260 | Direct |
| 2017-11-09 | ResMed Common Stock | S | 82460 | $82.70 | Disposed | 294800 | Direct |
| 2017-11-10 | ResMed Common Stock | F | 1858 | $83.06 | Disposed | 292942 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | Resmed Stock Option Plan | $52.02 | M | 11815 | Disposed | 2021-11-19 | ResMed Common Stock (11815) | Direct |
| 2017-11-09 | Resmed Stock Option Plan | $58.24 | M | 20492 | Disposed | 2022-11-19 | ResMed Common Stock (20492) | Direct |
| 2017-11-09 | Resmed Stock Option Plan | $27.58 | M | 3625 | Disposed | 2018-11-16 | ResMed Common Stock (3625) | Direct |
| 2017-11-09 | Resmed Stock Option Plan | $27.58 | M | 82460 | Disposed | 2018-11-16 | ResMed Common Stock (82460) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from 82.51 to 82.88. The price reported above represents the weighted average sales price.
F2: This transaction was executed in multiple trades at prices ranging from 82.53 to 82.87. The price reported above represents the weighted average sales price.
F3: This transaction was executed in multiple trades at prices ranging from $82.51 to $82.82. The price reported above reflects the weighted average sale price.
F4: This transaction was executed in multiple trades at prices ranging from 82.49 to 82.89. The price reported above represents the weighted average sales price.
F5: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2016.
F6: Represents date options first became exercisable. Options vested 1/4 per year.