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RESMED INC — Director's Dealing 2016
Jan 6, 2016
30071_dirs_2016-01-06_c990faf5-e0f2-4493-b340-e4f21520f12c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2016-01-04
Reporting Person: FARRELL PETER C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | ResMed Common Stock | M | 20000 | $25.54 | Acquired | 367978 | Direct |
| 2016-01-04 | ResMed Common Stock | S | 20000 | $52.22 | Disposed | 347978 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-04 | Resmed Stock Option Plan | $25.54 | M | 20000 | Disposed | 2016-12-17 | ResMed Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ResMed Common Stock | 87776 | Indirect |
| ResMed Common Stock | 52204 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan as defined under the Securities Exchange Act of 1934, as amended.
F2: Represents date options first became exercisable. Options vest ? annually on the anniversary of the grant.
F3: This transaction was executed in multiple trades at prices ranging from $51.85 to $52.71. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.
F4: Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trusts.