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RESMED INC — Director's Dealing 2014
Oct 31, 2014
30071_dirs_2014-10-31_496e6e7e-1701-4a88-910f-d1beeb154981.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2014-10-20
Reporting Person: FARRELL PETER C (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-20 | ResMed Common Stock | G | 200000 | — | Disposed | 281264 | Direct |
| 2014-10-29 | ResMed Common Stock | M | 119204 | $12.468 | Acquired | 400468 | Direct |
| 2014-10-29 | ResMed Common Stock | S | 119204 | $51.839 | Disposed | 281264 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-29 | ResMed Common Stock Options | $12.468 | M | 119204 | Acquired | 2015-01-20 | ResMed Common Stock (1192004) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ResMed Common Stock | 22783 | Indirect |
| ResMed Common Stock | 200000 | Indirect |
| ResMed Common Stock | 200000 | Indirect |
Footnotes
F1: Transaction represents a gift from the Peter C. Farrell Trust to fund the Peter C. Farrell Grantor Retained Annuity Trust dated October 14, 2014 (Annuity Trust). Dr. Farrell is the trustee of his personal trust, but is not the trustee of the Annuity Trust. Per the terms of the Annuity Trust, 90% of the original value will be transferred to Dr Farrell at the end of the Annuity Trust's first year.
F2: This transaction was executed in multiple trades at prices ranging from $51.67 to $52.10. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.
F3: Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trust.
F4: Represents date options first became available. Options vest one-third annually on the anniversary of the grant.