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RESMED INC — Director's Dealing 2014
Nov 20, 2014
30071_dirs_2014-11-20_4831009c-dd7a-430c-aa3c-636cfe33e5ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2014-11-18
Reporting Person: FARRELL PETER C (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-18 | ResMed Common Stock | M | 36000 | $15.52 | Acquired | 292375 | Direct |
| 2014-11-18 | ResMed Common Stock | S | 36000 | $52.393 | Disposed | 256375 | Direct |
| 2014-11-19 | ResMed Common Stock | A | 2442 | — | Acquired | 258817 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-18 | ResMed Common Stock Options | $15.52 | M | 36000 | Disposed | 2015-11-20 | ResMed Common Stock (36000) | Direct |
| 2014-11-19 | ResMed Common Stock Options | $52.02 | A | 11815 | Acquired | 2021-11-19 | ResMed Common Stock (11815) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ResMed Common Stock | 22783 | Indirect |
| ResMed Common Stock | 200000 | Indirect |
| ResMed Common Stock | 200000 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan as defined under the Securities Exchange Act of 1934, as amended.
F2: Represents date options first became exercisable. Options vest 1/4 annually on the anniversary of the grant.
F3: Options vest in full (i) on the first Nov. 11 following the grant date or (ii) the first annual shareholder's meeting following grant date. Options have a required holding period until the earlier of (i) Nov. 11 of the third year following grant date or (ii) six months following termination of directorship.
F4: This transaction was executed in multiple trades at prices ranging from $51.91 to $52.393. The price reported above reflects the weighted average sale price. The reporting person will provide full information regarding the number of shares and prices at which the transaction was effected upon request to the SEC staff, the issuer or the security holder of the issuer.
F5: Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trust.