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RESMED INC — Director's Dealing 2014
Nov 13, 2014
30071_dirs_2014-11-13_35e79f96-7b29-445a-824b-6d552200e037.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESMED INC (RMD)
CIK: 0000943819
Period of Report: 2014-11-11
Reporting Person: Hollingshead James (President, Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-11 | ResMed Common Stock | M | 7143 | $51.15 | Acquired | 54619 | Direct |
| 2014-11-11 | ResMed Common Stock | F | 2685 | $51.15 | Disposed | 51934 | Direct |
| 2014-11-11 | ResMed Common Stock | M | 10000 | $51.15 | Acquired | 61934 | Direct |
| 2014-11-11 | ResMed Common Stock | F | 5055 | $51.15 | Disposed | 56879 | Direct |
| 2014-11-11 | ResMed Common Stock | M | 5760 | $51.15 | Acquired | 62639 | Direct |
| 2014-11-11 | ResMed Common Stock | F | 3006 | $51.15 | Disposed | 59633 | Direct |
| 2014-11-11 | ResMed Common Stock | F | 2088 | $51.15 | Acquired | 57545 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-11 | ResMed Performance RSU | $0 | M | 7143 | Disposed | ResMed Common Stock (7143) | Direct | |
| 2014-11-11 | ResMed Performance RSU | $0 | M | 10000 | Disposed | ResMed Common Stock (10000) | Direct | |
| 2014-11-11 | ResMed Performance RSUs | $0.00 | M | 5760 | Disposed | ResMed Common Stock (5760) | Direct |
Footnotes
F1: Only unvested RSUs expire on termination of employment.
F2: Includes 153.400 shares of stock purchased on April 30, 2014 and 344.666 shares of stock purchased on October 31, 2014, pursuant to ResMed's Employee Stock Purchase Plan.
F3: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/11/2010 and vested on 11/11/2014.
F4: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/16/2011 and vested on 11/11/2014.
F5: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/15/2012 and vested on 11/11/2014.
F6: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/13/2013 and vested on 11/11/2014.