AI assistant
RESMED INC — Director's Dealing 2011
Jan 10, 2011
65715_rns_2011-01-10_c6d09626-b8cd-41f4-9a22-7dd08eea30c8.pdf
Director's Dealing
Open in viewerOpens in your device viewer
AMENDED Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity ResMed Inc. (RMD) ABN 46 064 514 852
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Peter C. Farrell |
|---|---|
| Date of last notice | December 24, 2010 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | DirectIndirect in 3 Grantee Retained AnnuityTrusts |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | |
| Date of change | (1) December 29, 2010 – Gift (equivalentto US dated transaction of December28, 2010)(2) December 30, 2010 Sale (equivalent toUS dated transaction of December 29,2010) |
| No. of securities held prior to change | 394,268 shares held directly;600,000 shares held indirectly by 3Grantee Retained Annuity Trusts StockOptions – 1,794,320 |
| Class | Common Stock |
| Number acquired | (1)138,962 shares returned from indirect**to direct shareholdings ** |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | (2) 61,038 shares |
|---|---|
| Value/Consideration | (1) Estimated value of gift - US$4,869,228; |
| Note: If consideration is non-cash, provide details and estimatedvaluation | (2) Sale of shares - US$2,139,644.36 |
| No. of securities held after change | 533,230 shares held directly; |
| 600,000 shares held indirectly by 3 | |
| Grantee Retained Annuity Trusts (post | |
| split); | |
| Stock Options – 1,794,320 | |
| Nature of change | On-market gift and trade pursuant to |
| Example: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | 10b5-1 trading plan entered into during anopen trading window. |
| (1) Represents distribution from the | |
| Peter C. Farrell December 2009 | |
| Annuity Trust (the “Trust”) to the | |
| Peter C. Farrell Family Trust. Per | |
| the terms of the Trust, 90% of the | |
| original value was to be | |
| transferred back to Dr. Farrell at | |
| the end of the first year. | |
| (2) Represents the sale of the | |
| remaining shares in the Trust for | |
| cash, which was retained by the | |
| Trust. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to | |
| which interest related prior to | |
| change | |
| Note: Details are only required for a contract in relation | |
| to which the interest has changed | |
| Interest acquired | |
| Interest disposed |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
AMENDED Appendix 3Y Change of Director’s Interest Notice
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts No for transaction #1; detailed above traded during a[+] closed period Yes for transaction #2 where prior written clearance was required? If so, was prior written clearance provided to allow Yes as to transaction #2. the trade to proceed during this period? If prior written clearance was provided, on what Trade was executed pursuant date was this provided? to 10b5-1 trading plan approved on November 23, 2010.
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3