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RESMED INC — Director's Dealing 2011
Jul 7, 2011
65715_rns_2011-07-07_b4a224cc-3d66-4fc2-9a20-3effa729564b.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name | of entity | ResMed Inc. (RMD) |
|---|---|---|
| ABN | 46 064 | 514 852 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Peter C. Farrell |
|---|---|
| Date of last notice | May 27, 2011 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Direct Indirect in 3 Grantee Retained Annuity Trusts |
|---|---|
| Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. |
Peter C. Farrell April 2010 Annuity Trust Peter C. Farrell July 2010 Annuity Trust Peter C. Farrell November 2010 Annuity Trust |
| Date of change | July 2, 2011 (equivalent to US dated transaction of July 1, 2011) |
| No. of securities held prior to change | 512,011 shares held directly; 3,317 shares – Peter C. Farrell April 2010 Annuity Trust 200,000 shares – Peter C. Farrell July 2010 Annuity Trust 200,000 shares – Peter C. Farrell November 2010 Annuity Trust 1,794,320 stock options |
| Class | Common Stock |
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number acquired | 178,609 returned from indirect holding by Peter C. Farrell July 2010 Annuity Trust to direct holding |
|---|---|
| Number disposed | 178,609 shares returned (gifted) from indirect to direct shareholdings |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Estimated value of shares transferred (gifted) US$5,111,879 |
| No. of securities held after change | 690,620 shares held directly; 3,317 shares – Peter C. Farrell April 2010 Annuity Trust 21,391 shares – Peter C. Farrell July 2010 Annuity Trust 200,000 shares – Peter C. Farrell November 2010 Annuity Trust 1,794,320 stock options |
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Gift represents distribution from the Peter C. Farrell July 2010 Annuity Trust (the “Trust”) to the Peter C. Farrell Trust. Per the terms of the Trust, 90% of the original value was to be transferred back to Dr. Farrell at the end of the first year. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder (if issued securities) |
|
| Date of change | |
| No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed |
|
| Interest acquired | |
| Interest disposed | |
| Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
Interest after change
Part 3 –[+] Closed period
Were the interests in the securities or contracts No detailed above traded during a[+] closed period where prior written clearance was required? If so, was prior written clearance provided to allow the trade to proceed during this period? If prior written clearance was provided, on what date was this provided?
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3