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RESIDEO TECHNOLOGIES, INC. — Director's Dealing 2021
Feb 16, 2021
30888_dirs_2021-02-16_29dd0d99-2b59-484f-8068-a57f4f404a73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESIDEO TECHNOLOGIES, INC. (REZI)
CIK: 0001740332
Period of Report: 2021-02-11
Reporting Person: Geddes AnnMarie (VP, Controller and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | M | 957 | $0.00 | Acquired | 1582 | Direct |
| 2021-02-11 | Common Stock | F | 332 | $25.79 | Disposed | 1250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Restricted Stock Units | $ | M | 957 | Disposed | 2021-02-11 | Common Stock (957) | Direct |
| 2018-12-04 | Restricted Stock Units | $ | A | 11000 | Acquired | Common Stock (11000) | Direct |
Footnotes
F1: Table I balance reduced from prior Form 4s to reflect that 13,870 RSUs were previously reported on Table I; however, to align with the Issuer's reporting, the RSUs have now been reported on Table II. The RSUs included an RSU for 11,000 shares granted on December 4, 2018 that vests as to 50% of the shares on December 4, 2021 and 2022 and an RSU for 2,870 shares granted on February 11, 2019 that previously vested as to 956 shares on February 11, 2020 (reported on a prior Form 4), vested as to 957 shares on February 11, 2021 (reported on this Form 4) and will vest as to 957 shares on February 11, 2022.
F2: Instrument converts to common stock on a one-for-one basis.
F3: This RSU was previously reported on Table I on the reporting person's original Form 3 and has been reported here solely to conform to the Issuer's reporting of RSUs on Table II as described above in footnote 1.
F4: Restricted stock unit granted on December 4, 2018 was previously reported on Table I and reported here solely to conform to the Issuer's reporting of RSUs on Table II. RSUs vest as to 50% on December 4, 2021 and 2022, subject to continued employment.