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RESIDEO TECHNOLOGIES, INC. — Director's Dealing 2018
Oct 31, 2018
30888_dirs_2018-10-31_44382b1d-3f01-4687-b687-90afc69d73f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESIDEO TECHNOLOGIES, INC. (REZI)
CIK: 0001740332
Period of Report: 2018-10-29
Reporting Person: Kelly Stephen Montgomery (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-29 | Restricted Stock Units | $ | A | 32320 | Acquired | Common Stock (32320) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 7219 | Acquired | Common Stock (7219) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 6720 | Acquired | Common Stock (6720) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 9665 | Acquired | Common Stock (9665) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 4008 | Acquired | Common Stock (4008) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 6533 | Acquired | Common Stock (6533) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 8626 | Acquired | Common Stock (8626) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 19536 | Acquired | Common Stock (19536) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 11283 | Acquired | Common Stock (11283) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 10094 | Acquired | Common Stock (10094) | Direct | |
| 2018-10-29 | Restricted Stock Units | $ | A | 10596 | Acquired | Common Stock (10596) | Direct |
Footnotes
F1: Grant of restricted stock units pursuant to the initial Founder's Grants of Resideo Technologies, Inc., a Delaware corporation ("Resideo"), which will vest as to 50% on October 29, 2021 and 50% on October 29, 2022, subject to continued employment.
F2: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.
F3: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.
F4: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.
F5: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 26, 2019, subject to continued employment.
F6: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 27, 2021, subject to continued employment.
F7: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 28, 2020, subject to continued employment.
F8: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest 33% on July 29, 2019, 33% on July 29, 2021 and 34% on July 29, 2023, subject to continued employment.
F9: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on February 25, 2019, subject to continued employment.
F10: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on July 26, 2020, subject to continued employment.
F11: Grant of restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell into equity awards of Resideo with respect to, or with a value determined with reference to, Resideo common stock, par value $0.001. The restricted stock units will vest on March 15, 2020, subject to continued employment.