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Research Solutions, Inc. — Director's Dealing 2023
Feb 7, 2023
34019_dirs_2023-02-07_6247fce0-06b2-459c-9955-05839761ca60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Research Solutions, Inc. (RSSS)
CIK: 0001386301
Period of Report: 2023-02-01
Reporting Person: AHLBERG SCOTT (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-01 | Common Stock | M | 25600 | $1.15 | Acquired | 616539 | Direct |
| 2023-02-01 | Common Stock | F | 13085 | $2.25 | Disposed | 603454 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-01 | Options (right to buy) | $1.15 | M | 25600 | Disposed | 2023-02-05 | Common Stock (25600) | Direct |
Footnotes
F1: The reporting person sold these shares to the Registrant to pay the exercise price of options issued in accordance with Rule 16b-3.
F2: The underlying shares vest 33% on the first anniversary of the date of grant and 1/12th of the underlying shares on the last day of each quarter beginning on March 31, 2014 until fully vested.
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