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Research Solutions, Inc. — Director's Dealing 2021
Jun 22, 2021
34019_dirs_2021-06-21_32be9f6e-a0f2-4f22-8a31-a5792494f52a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Research Solutions, Inc. (RSSS)
CIK: 0001386301
Period of Report: 2021-06-18
Reporting Person: Derycz Peter (Director, Executive Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-18 | Common Stock | M | 6000 | $1.25 | Acquired | 3722336 | Direct |
| 2021-06-20 | Common Stock | F | 3400 | $2.50 | Disposed | 3718936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-18 | Common Stock Warrants (right to buy) | $1.25 | M | 6000 | Disposed | 2021-06-23 | Common Stock (6000) | Direct |
Footnotes
F1: The reporting person sold these shares to the registrant to cover taxes on vested restricted stock, as approved by the Compensation Committee of the Registrant's Board of Directors.
F2: The reported securities were included within units purchased by the reporting person for $1.00 per unit. Each unit consisted of one share of common stock and one warrant to purchase three-tenths of one share of common stock.
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