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Research Solutions, Inc. — Director's Dealing 2017
Oct 4, 2017
34019_dirs_2017-10-03_f37a9f93-7769-45dc-9987-ec60f6ea17e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Research Solutions, Inc. (RSSS)
CIK: 0001386301
Period of Report: 2017-09-30
Reporting Person: PETERSON JANICE M (Director, See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-30 | Options (right to buy) | $1.50 | D | 66500 | Disposed | 2017-12-21 | Common Stock (66500) | Direct |
| 2017-09-30 | Options (right to buy) | $1.50 | D | 18500 | Disposed | 2017-12-21 | Common Stock (18500) | Direct |
| 2017-09-30 | Options (right to buy) | $1.00 | D | 75000 | Disposed | 2019-05-28 | Common Stock (75000) | Direct |
| 2017-09-30 | Options (right to buy) | $1.02 | D | 40000 | Disposed | 2020-07-27 | Common Stock (40000) | Direct |
| 2017-09-30 | Options (right to buy) | $1.50 | A | 66500 | Disposed | 2022-12-21 | Common Stock (66500) | Direct |
| 2017-09-30 | Options (right to buy) | $1.50 | A | 18500 | Disposed | 2022-12-21 | Common Stock (18500) | Direct |
| 2017-09-30 | Options (right to buy) | $1.15 | A | 75000 | Disposed | 2022-12-21 | Common Stock (75000) | Direct |
| 2017-09-30 | Options (right to buy) | $1.15 | A | 40000 | Disposed | 2022-12-21 | Common Stock (40000) | Direct |
Footnotes
F1: The option was cancelled by mutual agreement of the reporting person and the issuer. The issuer granted a new option to purchase an equivalent number of shares with a term expiring on December 21, 2022 and an exercise price equal to the higher of the exercise price for the previous option and the closing price of one share of the issuer's common stock on the grant date.
F2: The options vest at 1/12th of the total options on the last day of each calendar quarter starting with the calendar quarter ending September 30, 2010.