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Research Solutions, Inc. — Director's Dealing 2016
Jun 30, 2016
34019_dirs_2016-06-30_fc4adb3c-18c9-4c9f-8530-feb0a79a9c17.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Research Solutions, Inc. (RSSS)
CIK: 0001386301
Period of Report: 2016-06-24
Reporting Person: COOPER CHAD J. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-24 | Common Stock | P | 50000 | $1.00 | Acquired | 50000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-24 | Common Stock Warrants (right to buy) | $1.25 | P | 15000 | Acquired | 2021-06-23 | Common Stock (15000) | Direct |
| 2016-06-24 | Common Stock Warrants (right to buy) | $1.25 | P | 180000 | Acquired | 2021-06-23 | Common Stock (180000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1500 | Indirect |
| Common Stock | 315500 | Indirect |
Footnotes
F1: The reported securities are included within the units purchased by the reporting person for $1.00 per unit. Each unit consists of one share of common stock and one warrant to purchase three-tenths of one share of common stock.
F2: The reported securities were issued in the reporting person's name as a portion of the consideration provided to the placement agent (for whom the reporting person serves as a Managing Director) for the sale of units by the Registrant, as directed by the placement agent.
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